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CACC (NASDAQ) Form 144 shows 5,000-share resale; insider sold 7,000 shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
144

Rhea-AI Filing Summary

Company: CACC. This Form 144 notifies planned and recent affiliate sales of common stock. The notice lists 5,000 shares associated with Fidelity Brokerage Services LLC dated 05/29/2026 with an aggregate figure of $2,875,000. The filing also records recent dispositions by Jonathan Lum: 3,000 shares on 04/20/2026 for $1,605,000 and 4,000 shares on 05/06/2026 for $2,200,000. The excerpt shows an entry labelled "Options Granted - 12/30/2020" tied to a 5,000-share line with cash consideration dated 05/29/2026.

Positive

  • None.

Negative

  • None.

Insights

Form 144 records planned resale activity and recent affiliate dispositions.

The filing lists a 5,000-share planned sale by Fidelity Brokerage Services LLC dated 05/29/2026 and two recent sales by Jonathan Lum totaling 7,000 shares across April–May 2026. These entries are resale/affiliate notices, not issuance or company-led offerings.

Timing and cash‑flow counterparties are those shown on the notice; the filing does not state use of proceeds or whether transactions were part of pre-arranged plans. Subsequent filings or trade reports would show execution details.

Documentation aligns with Rule 144-style resale notice format.

The excerpt includes fields: broker name (Fidelity Brokerage Services LLC), number of shares (5,000), aggregate dollar figure ($2,875,000), and dates. It also records prior sales by an affiliate (Jonathan Lum) on 04/20/2026 and 05/06/2026.

Compliance focus: ensure public reporting matches these notices and that any transfer restrictions or holding-period conditions tied to "Options Granted - 12/30/2020" are documented in company records.

Planned resale 5,000 shares Fidelity Brokerage Services LLC; 05/29/2026
Aggregate value (listed) $2,875,000 Associated with the 5,000-share line; 05/29/2026
Prior disposition 1 3,000 shares Sold 04/20/2026 for $1,605,000 by Jonathan Lum
Prior disposition 2 4,000 shares Sold 05/06/2026 for $2,200,000 by Jonathan Lum
Options Granted - 12/30/2020 regulatory
"Options Granted - 12/30/2020 | Issuer | 5000 | 05/29/2026"
Securities Sold During The Past 3 Months regulatory
"Securities Sold During The Past 3 Months | Jonathan Lum ... 04/20/2026 | 3000"
Fidelity Brokerage Services LLC other
"Common | Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917 | 5000"

144: Filer Information

144: Issuer Information

144: Securities Information



Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold


* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.



Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

144: Remarks and Signature

FAQ

What does CACC's Form 144 disclose about planned sales?

The filing discloses a planned sale of 5,000 shares associated with Fidelity Brokerage Services LLC dated 05/29/2026, with an aggregate figure of $2,875,000. It is a resale notice rather than a company issuance.

Who reported recent share sales in this filing for CACC?

Jonathan Lum is shown as reporting two recent dispositions: 3,000 shares on 04/20/2026 for $1,605,000 and 4,000 shares on 05/06/2026 for $2,200,000.

Does the Form 144 show how proceeds will be used?

The excerpt does not state any use of proceeds. It lists aggregate dollar figures for the sales but contains no allocation or proceeds-usage language in the provided text.

Is the 5,000-share line tied to an option exercise?

The filing excerpt includes an "Options Granted - 12/30/2020" label alongside a 5,000-share entry dated 05/29/2026 with "Cash" indicated, suggesting a cash-related transaction tied to that option line in the notice.

Are these transactions company sales or reseller/affiliate sales?

The entries are resale/affiliate notices: they identify a broker (Fidelity Brokerage Services LLC) and individual affiliate dispositions by Jonathan Lum, indicating sales by holders rather than company-led issuances.