Capstone Holding Corp. (CAPS) director Elwood Howse reports insider role

Rhea-AI Filing Summary

Capstone Holding Corp. filed an initial insider report identifying Elwood D. Howse as a director of the company. This Form 3 submission lists no buy or sell transactions, no derivative transactions, and no specific holdings or derivative positions for him in this report.

Key Figures

Reported buy transactions: 0 Reported sell transactions: 0 Holding entries: 0

3 metrics

Reported buy transactions 0 Buy transactions reported for Elwood D. Howse in this Form 3

Reported sell transactions 0 Sell transactions reported for Elwood D. Howse in this Form 3

Holding entries 0 Number of holdings rows reported for the insider

Key Terms

Rule 10b5-1, reporting person, derivative securities

3 terms

Rule 10b5-1 regulatory

"Footnotes may reference Rule 10b5-1 trading plans or pre-arranged trading"

Rule 10b5-1 is a regulation that allows company insiders to buy or sell their shares at predetermined times, even if they have access to non-public information. It acts like setting a schedule in advance for transactions, helping prevent accusations of unfair trading. This rule provides a way for insiders to plan trades transparently, giving investors confidence that these transactions are not based on hidden information.

reporting person regulatory

"The reporting person filing did not necessarily transact personally"

derivative securities financial

"derivativeSummary contains remaining derivative positions"

Financial contracts whose value is tied to the price or performance of another asset, such as a stock, bond, commodity, index, or currency; examples include options, futures and swaps. They matter to investors because they let you protect against price swings, bet on future moves or gain larger exposure with less upfront cash—like using a lever or insurance policy on an investment—so they can amplify gains and losses and help manage portfolio risk.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What does Capstone Holding Corp. (CAPS) report in this Form 3?

Capstone Holding Corp. reports that Elwood D. Howse is a director and therefore an insider. The Form 3 shows no reported share purchases, sales, or derivative positions for him, serving mainly to establish his insider reporting status.

Who is the reporting insider for Capstone Holding Corp. (CAPS) in this filing?

The reporting insider is Elwood D. Howse, identified as a director of Capstone Holding Corp. The filing classifies him as a reporting person subject to insider disclosure rules but does not list any current holdings or transactions in company securities.

Does the Form 3 for CAPS show any stock purchases or sales by Elwood D. Howse?

No. The Form 3 for Capstone Holding Corp. reports zero buy and zero sell transactions for Elwood D. Howse. It contains no option exercises, gifts, or other equity trades, focusing solely on establishing his status as a reportable insider.

Are any derivative securities reported for Elwood D. Howse in CAPS stock?

No derivative securities are reported. The filing’s summary shows no derivative transactions and no derivative positions for Elwood D. Howse in this submission, indicating there are no options or similar instruments disclosed here.

Does the CAPS Form 3 mention a Rule 10b5-1 trading plan for Elwood D. Howse?

The Form 3 does not affirm the use of a Rule 10b5-1 trading plan for Elwood D. Howse. Combined with the absence of any reported trades, there is no indication in this filing of plan-based trading activity.

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

HOWSE ELWOOD D

(Last) (First) (Middle)

18400 76TH AVENUE

(Street)

TINLEY PARK ILLINOIS 60477

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
02/14/2025

3. Issuer Name and Ticker or Trading Symbol
Capstone Holding Corp. [ CAPS ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

No securities are beneficially owned.

	/s/ Elwood D. Howse, Jr.	07/23/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)