[Form 3] CARRIER GLOBAL Corp Initial Statement of Beneficial Ownership

Rhea-AI Filing Summary

Form 3 — Initial Statement of Beneficial Ownership for CARRIER GLOBAL Corp (CARR) filed for reporting person Yildiz Beril on 09/22/2025. The form identifies Ms. Beril as VP, Controller & CAO and indicates the filing was made by one reporting person. The filing states no securities are beneficially owned by the reporting person and includes an Exhibit 24.1 power of attorney. The form is signed by Erin O'Neal as attorney-in-fact.

Insights

Corporate Governance Expert

TL;DR: Initial Form 3 shows an officer reporting no beneficial ownership; low investor impact.

The filing documents an initial Section 16 report for an executive-level officer, confirming the filing relationship and stating explicitly that the reporting person holds no beneficial ownership in Carrier Global Corp common stock at the time of the event. This is a routine disclosure that establishes a compliance baseline for future insider transactions and ensures transparency under Section 16. Because no securities are held, there are no immediate ownership changes, potential related-party transactions, or insider trades disclosed that would affect shareholder interests.

Securities Compliance Analyst

TL;DR: Form 3 is a standard initial filing noting officer title and absence of ownership; procedural importance only.

The report correctly identifies the reporting person, role (VP, Controller & CAO), and date of the triggering event. It includes a Power of Attorney exhibit and a signature by an attorney-in-fact, indicating proper execution formalities. From a compliance perspective, the document closes the initial disclosure requirement but contains no material financial data or transactions that would be actionable for investors or regulators beyond confirming filing status.

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Yildiz Beril

(Last) (First) (Middle)

13995 PASTEUR BOULEVARD

(Street)

PALM BEACH GARDENS FL 33418

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
09/22/2025

3. Issuer Name and Ticker or Trading Symbol
CARRIER GLOBAL Corp [ CARR ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	VP, Controller & CAO

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

VP, Controller & CAO \\ Exhibit 24.1 - Power of Attorney

No securities are beneficially owned.

	/s/ Erin O'Neal as Attorney-in-Fact	09/22/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.