Carrier (CARR) director John J. Greisch granted 3,945 DSUs as annual pay

Rhea-AI Filing Summary

Carrier Global Corp director John J. Greisch received a grant of 3,945.3459 Director Deferred Stock Units (DSUs) tied to common stock, as part of his annual non-employee director compensation. Following this award, he holds a total of 60,763.2394 DSUs directly.

The DSUs were valued at $58.55 per underlying share. Under the company’s Board of Directors Deferred Stock Unit Plan, these units, plus any dividend equivalents, will convert into an equal number of Carrier common shares and be distributed after Greisch leaves the Board, either in a lump sum or installments according to his prior election.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider GREISCH JOHN J

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Director DSU	3,945.346	$58.55	$231K

Holdings After Transaction: Director DSU — 60,763.239 shares (Direct)

Footnotes (1)

1. [object Object]

Key Figures

DSUs granted: 3,945.3459 units Grant valuation price: $58.55 per share Total DSUs after grant: 60,763.2394 units +1 more

4 metrics

DSUs granted 3,945.3459 units Director DSU grant on April 15, 2026

Grant valuation price $58.55 per share Value per underlying common share for DSU grant

Total DSUs after grant 60,763.2394 units Director’s DSU balance following the transaction

Underlying common shares 3,945.3459 shares Shares of common stock underlying the new DSUs

Key Terms

Director DSU, Deferred Stock Unit Plan, Deferred Stock Units (DSUs), dividend equivalents

4 terms

Director DSU financial

"The reporting person acquired these stock units under the Carrier Global Corporation Board of Directors Deferred Stock Unit Plan"

Deferred Stock Unit Plan financial

"acquired these stock units under the Carrier Global Corporation Board of Directors Deferred Stock Unit Plan"

Deferred Stock Units (DSUs) financial

"The Plan provides for payment of a portion or all of the annual compensation in Deferred Stock Units (DSUs)."

Deferred stock units (DSUs) are a form of long-term pay that promises an employee or director future company shares or cash equal to the share value at a later date, usually after leaving the company or at a set vesting time. Think of them as a delayed paycheck tied to the stock: they align recipients’ interests with long-term share performance and matter to investors because they create potential future dilution and signal how management is rewarded and incentivized.

dividend equivalents financial

"the DSUs in the director's account under the Plan, including accrued dividend equivalents, are converted"

Payments tied to employee or contractor equity awards that mirror the cash dividends paid on the company’s stock; they give the holder the same economic benefit as owning the shares without transferring actual shares—often paid in cash or additional award units when the award becomes payable. Investors care because these payments affect a company’s compensation costs, cash flow and potential share dilution, and they signal how management is being rewarded and aligned with shareholders.

Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

GREISCH JOHN J

(Last) (First) (Middle)

13995 PASTEUR BOULEVARD

(Street)

PALM BEACH GARDENS FLORIDA 33418

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
CARRIER GLOBAL Corp [ CARR ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/15/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Director DSU	(1)	04/15/2026		A		3,945.3459		(1)	(1)	Common Stock	3,945.3459	$58.55	60,763.2394	D

Explanation of Responses:

1. The reporting person acquired these stock units under the Carrier Global Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in Deferred Stock Units (DSUs). Upon resignation, removal, or retirement from the Board, the DSUs in the director's account under the Plan, including accrued dividend equivalents, are converted into an equal number of shares of Carrier common stock that, at the director's previous election, are distributed either in a lump-sum or in installments.

	/s/ Erin O'Neal as Attorney-in-Fact	04/17/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did Carrier (CARR) director John J. Greisch report in this Form 4 filing?

John J. Greisch reported receiving 3,945.3459 Director Deferred Stock Units as part of his annual non-employee director compensation. These DSUs are tied to Carrier common stock and increase his total DSU holdings to 60,763.2394 units, all held directly under the company’s director compensation plan.

How many Deferred Stock Units did John J. Greisch receive from Carrier (CARR)?

He received 3,945.3459 Director Deferred Stock Units in this transaction. Each DSU corresponds to one share of Carrier common stock upon conversion, and the grant represents additional compensation for his service as a non-employee director under Carrier’s Board of Directors Deferred Stock Unit Plan.

What is the value per unit of the DSU grant reported by Carrier (CARR)?

The DSU grant was valued at $58.55 per underlying share. This price is used to determine the compensation value of the 3,945.3459 units awarded, all of which track Carrier common stock and will ultimately convert into the same number of shares after Board service ends.

How many total Deferred Stock Units does John J. Greisch hold after this Carrier (CARR) grant?

After the grant, Greisch holds 60,763.2394 Director Deferred Stock Units in total. These units are maintained in an account under Carrier’s Board of Directors Deferred Stock Unit Plan and will convert into an equal number of Carrier common shares upon his departure from the Board.

When will the Carrier (CARR) DSUs held by John J. Greisch convert into common stock?

The DSUs convert into Carrier common stock when Greisch resigns, is removed, or retires from the Board. At that time, all DSUs plus accrued dividend equivalents become common shares, distributed either in a lump sum or installments according to his earlier distribution election.

What is Carrier’s Board of Directors Deferred Stock Unit Plan described in the Form 4?

The plan allows non-employee directors to receive some or all annual compensation as Deferred Stock Units. These DSUs accrue dividend equivalents and later convert one-for-one into Carrier common stock, which is distributed after the director leaves the Board, based on the director’s chosen payout method.