Carrier Global (CARR) EVP Patrick Goris gains stock from PSU vesting, shares withheld for taxes

Rhea-AI Filing Summary

Carrier Global EVP and CFO/Strategy Officer Patrick P. Goris reported equity compensation activity in company stock. On February 1, 2026, he acquired 40,750 shares of Carrier Global common stock at $0.00 per share upon vesting of performance share units (PSUs) granted under the 2020 Long-Term Incentive Plan.

The PSUs vested after meeting pre-set earnings per share growth and total shareholder return goals over a three-year period. On the same date, 16,124 shares were withheld at $59.58 per share (transaction code F), typically reflecting shares retained to cover tax obligations. Following these transactions, Goris directly owned 128,657 shares of Carrier Global common stock.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Goris Patrick P.

(Last) (First) (Middle)

13995 PASTEUR BOULEVARD

(Street)

PALM BEACH GARDENS FL 33418

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
CARRIER GLOBAL Corp [ CARR ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP, Chief Finance/Strat Ofcr

3. Date of Earliest Transaction (Month/Day/Year)
02/01/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	02/01/2026(1)		A		40,750	A	$0.0000	144,781	D
Common Stock	02/01/2026		F		16,124	D	$59.58	128,657	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The acquistion of shares of Carrier common stock represents the vesting of performance share units (PSUs) previously awarded on February 1, 2023 to the reporting person under the Carrier Global Corporation 2020 Long-Term Incentive Plan. Each PSU has a value equal to one share of Carrier Global Corporation common stock. These PSUs vested upon the achievement of the pre-established performance targets for earnings per share growth and total shareholder return relative to a subset of industrial companies in the S&P 500 index over a three-year time period.

	/s/ Erin O'Neal as Attorney-in-Fact	02/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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FAQ

What insider transaction did Carrier Global (CARR) report for Patrick P. Goris?

Carrier Global reported that EVP and Chief Finance/Strategy Officer Patrick P. Goris acquired 40,750 shares of common stock from vesting performance share units. On the same day, 16,124 shares were withheld, leaving him with 128,657 directly owned Carrier Global shares after the transactions.

How many Carrier Global (CARR) shares did Patrick P. Goris own after the Form 4 transactions?

After the reported transactions, Patrick P. Goris directly owned 128,657 shares of Carrier Global common stock. This reflects PSU vesting of 40,750 shares and the withholding of 16,124 shares, as disclosed in the Form 4 filed for the February 1, 2026 activity.

What triggered the share acquisition for Patrick P. Goris at Carrier Global (CARR)?

The share acquisition came from performance share units that vested on February 1, 2026. These PSUs were granted on February 1, 2023 and vested after Carrier Global met pre-established three-year goals for earnings per share growth and total shareholder return versus selected S&P 500 industrial companies.

Why were 16,124 Carrier Global (CARR) shares reported with transaction code F?

The 16,124 Carrier Global shares with transaction code F reflect shares disposed of at $59.58 per share. Such F-coded transactions commonly represent shares withheld by the company to satisfy tax obligations related to equity awards, rather than open-market sales by the executive.

What is the value basis of the performance share units in this Carrier Global (CARR) Form 4?

Each performance share unit (PSU) has a value equal to one share of Carrier Global common stock. The 40,750 PSUs that vested on February 1, 2026 therefore converted into an equal number of common shares, based on the company’s 2020 Long-Term Incentive Plan.

Over what period were Carrier Global (CARR) performance targets measured for these PSUs?

The PSUs vested based on performance over a three-year period. Carrier Global used pre-established targets for earnings per share growth and total shareholder return relative to a subset of industrial companies in the S&P 500 index to determine vesting.