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Director Neeraj Mehta awarded 1,650 Pathward (CASH) shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Mehta Neeraj reported acquisition or exercise transactions in this Form 4 filing.

Pathward Financial, Inc. granted director Neeraj Mehta an award of 1,650 shares of Common Stock on February 24, 2026 under the Company’s 2023 Omnibus Incentive Plan. The award carried a price of $0.0000 per share, bringing his directly owned stake to 4,050 shares after the transaction.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Mehta Neeraj

(Last) (First) (Middle)
C/O PATHWARD FINANCIAL, INC.
5501 S BROADBAND LANE

(Street)
SIOUX FALLS SD 57108

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
PATHWARD FINANCIAL, INC. [ CASH ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
02/24/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/24/2026 A 1,650(1) A $0 4,050 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Award pursuant to the Company's 2023 Omnibus Incentive Plan.
Remarks:
/s/ Chance Huber, attorney-in-fact 02/25/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Pathward Financial (CASH) report for Neeraj Mehta?

Pathward Financial reported that director Neeraj Mehta received an award of 1,650 shares of Common Stock. The grant was recorded at $0.0000 per share as part of his director compensation.

How many Pathward Financial (CASH) shares does Neeraj Mehta own after this award?

After the award, director Neeraj Mehta directly owns 4,050 shares of Pathward Financial common stock. This total includes the newly granted 1,650 shares received on February 24, 2026.

What was the price per share for Neeraj Mehta’s Pathward Financial stock award?

The 1,650-share award to Neeraj Mehta was recorded at a price of $0.0000 per share. This indicates it was a compensatory stock grant rather than an open-market purchase transaction.

Under which plan was Neeraj Mehta’s Pathward Financial share grant made?

The 1,650-share award to director Neeraj Mehta was granted pursuant to Pathward Financial’s 2023 Omnibus Incentive Plan. This plan authorizes equity-based compensation awards for eligible participants.

Was Neeraj Mehta’s Pathward Financial transaction a purchase or an award?

The transaction for Neeraj Mehta was an award or grant acquisition, not an open-market purchase. It is described as a grant under the 2023 Omnibus Incentive Plan at $0.0000 per share.
Pathward Financial

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