Pathward director gets 400-share stock award

Director Kendall E. Stork received a stock award and consolidated additional PATHWARD FINANCIAL, INC. shares into the Kendall Stork Trust.

Rhea-AI Filing Summary

PATHWARD FINANCIAL, INC. (symbol: CASH) is the issuer of record for a Form 4 filing submitted to the SEC. Stork Kendall E reported acquisition or exercise transactions in this Form 4 filing.

PATHWARD FINANCIAL, INC. (CASH) director Kendall E. Stork reported an award of 400 shares of Common Stock on September 4, 2026, at a stated price of $0.00 per share, pursuant to the company’s 2023 Omnibus Incentive Plan. The shares are held indirectly through the Kendall Stork Trust, which now holds 12,053 shares, including a transfer of 9,500 shares from Stork’s direct holdings to the trust.

Insider Trade Summary

Grant/Award: 400 shares

Grant/Award 1 txn

Insider Stork Kendall E

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock F1, F2	400	$0.00	$0.00

Holdings After Transaction: Common Stock — 12,053 shares (Indirect, KS Trust)

Footnotes (2)

1. F1. Award pursuant to the Company's 2023 Omnibus Incentive Plan
2. F2. Reflects the transfer of 9,500 shares from directly owned by the reporting person to the Kendall Stork Trust.

Key Figures

Shares awarded: 400 shares Award price per share: $0.00 per share Indirect shares after transaction: 12,053 shares +1 more

4 metrics

Shares awarded 400 shares Award of Common Stock on September 4, 2026 to director Kendall E. Stork

Award price per share $0.00 per share Stated price for the 400-share award under the 2023 Omnibus Incentive Plan

Indirect shares after transaction 12,053 shares Common Stock held indirectly through the Kendall Stork Trust after the reported award and transfer

Shares transferred to trust 9,500 shares Transfer from directly owned shares to the Kendall Stork Trust as reflected in post-transaction holdings

Key Terms

Omnibus Incentive Plan, indirect, Common Stock

3 terms

Omnibus Incentive Plan financial

"Award pursuant to the Company's 2023 Omnibus Incentive Plan"

An omnibus incentive plan is a single, flexible program a company uses to give employees and executives different types of pay tied to performance — for example stock options, restricted shares, cash bonuses and other awards — all governed by one set of rules. It matters to investors because it determines how many new shares may be created, how leaders are motivated and how much the company will spend on compensation over time; think of it as a master toolbox that affects both costs and the total share supply.

indirect financial

"The shares are held indirectly through the Kendall Stork Trust"

Common Stock financial

"Award of 400 shares of Common Stock on September 4, 2026"

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did PATHWARD FINANCIAL, INC. (CASH) report for Kendall E. Stork?

The company reported that director Kendall E. Stork received an award of 400 shares of Common Stock on September 4, 2026, pursuant to the 2023 Omnibus Incentive Plan, held indirectly through the Kendall Stork Trust.

How many PATHWARD FINANCIAL, INC. (CASH) shares does the Kendall Stork Trust hold after this Form 4?

After the reported transactions, the Kendall Stork Trust holds 12,053 shares of PATHWARD FINANCIAL, INC. Common Stock, reflecting both the 400-share award and a transfer of 9,500 shares from the reporting person’s direct holdings.

Was the PATHWARD FINANCIAL, INC. (CASH) stock award to Kendall E. Stork made under an incentive plan?

Yes. The 400-share award to Kendall E. Stork was made pursuant to PATHWARD FINANCIAL, INC.’s 2023 Omnibus Incentive Plan, as described in the filing footnotes.

Is Kendall E. Stork’s ownership in PATHWARD FINANCIAL, INC. reported as direct or indirect?

The 12,053 shares reported in this Form 4 are held indirectly through the Kendall Stork Trust, as indicated by the indirect ownership code and the trust description in the filing.

Were Kendall E. Stork’s PATHWARD FINANCIAL, INC. transactions under a Rule 10b5-1 trading plan?

No. The filing’s Rule 10b5-1 checkbox is not affirmed, indicating that the reported award and related holdings were not reported as made pursuant to a Rule 10b5-1 trading plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/08/2026 - 04:24 PM Accepted by SEC EDGAR 09/08/2026 - 04:23 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Stork Kendall E

(Last) (First) (Middle)

C/O PATHWARD FINANCIAL, INC.

5501 S BROADBAND LANE

(Street)

SIOUX FALLS SOUTH DAKOTA 57108

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
PATHWARD FINANCIAL, INC. [ CASH ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/04/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	09/04/2026		A		400(1)	A	$0	12,053(2)	I	KS Trust

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Award pursuant to the Company's 2023 Omnibus Incentive Plan

2. Reflects the transfer of 9,500 shares from directly owned by the reporting person to the Kendall Stork Trust.

Remarks:

	/s/ Evan Mortenson, attorney-in-fact	09/08/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)