Cass President reports 3,895-share insider stake

CASS INFORMATION SYSTEMS INC executive Eric Thomas Giering, who serves as President, has filed an initial ownership report showing his stake in the company.

Rhea-AI Filing Summary

CASS INFORMATION SYSTEMS INC executive Eric Thomas Giering, who serves as President, has filed an initial ownership report showing his stake in the company. The filing lists beneficial ownership of 3,895 shares of Common Stock, held directly in his name.

The reported amount includes restricted stock bonus shares that are subject to vesting and potential forfeiture, meaning some of these shares are tied to continued service or performance conditions. This Form 3 does not reflect a new purchase or sale, but establishes his current equity position as an officer.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Giering Eric Thomas

Role President

Type	Security	Shares	Price	Value
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 3,895 shares (Direct)

Footnotes (1)

1. F1. Includes restricted stock bonus shares, subject to vesting and forfeiture.

Key Figures

Insider common shares: 3,895 shares

1 metrics

Insider common shares 3,895 shares Beneficial ownership reported on Form 3 by President Eric Thomas Giering

Key Terms

Form 3, restricted stock bonus shares, vesting, forfeiture

4 terms

Form 3 regulatory

"has filed an initial ownership report showing his stake in the company"

Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.

restricted stock bonus shares financial

"Includes restricted stock bonus shares, subject to vesting and forfeiture"

vesting financial

"subject to vesting and forfeiture"

Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.

forfeiture financial

"subject to vesting and forfeiture"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the CASS Form 3 filing by President Eric Thomas Giering show?

The Form 3 shows President Eric Thomas Giering beneficially owns 3,895 shares of CASS common stock. This is an initial ownership report, establishing his existing equity position rather than recording a new stock purchase or sale transaction.

How many CASS (CASS) shares does Eric Thomas Giering report owning?

Eric Thomas Giering reports owning 3,895 shares of CASS common stock. These shares are listed as directly held, giving investors a clear view of his current reported equity stake as President of Cass Information Systems.

Are restricted stock bonus shares included in Eric Giering’s CASS holdings?

Yes. The reported 3,895 CASS common shares include restricted stock bonus shares. These restricted shares are subject to vesting and forfeiture conditions, meaning they may be lost if specific service or performance requirements are not met over time.

Does this CASS Form 3 indicate Eric Giering bought or sold shares?

No. The Form 3 functions as an initial ownership statement and does not record a new trade. It simply discloses that Eric Giering beneficially holds 3,895 CASS common shares, including restricted stock bonus awards subject to vesting conditions.

Why is Eric Thomas Giering required to file a Form 3 for CASS?

Eric Thomas Giering must file Form 3 because he is an officer of CASS, serving as President. U.S. securities rules require directors, officers, and certain large shareholders to report their beneficial ownership when they first become insiders.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 03/30/2026 - 05:57 PM Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Giering Eric Thomas

(Last) (First) (Middle)

12444 POWERSCOURT DRIVE, SUITE 550

(Street)

ST. LOUIS MISSOURI 63131

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
03/29/2026

3. Issuer Name and Ticker or Trading Symbol
CASS INFORMATION SYSTEMS INC [ CASS ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	President

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	3,895(1)	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Includes restricted stock bonus shares, subject to vesting and forfeiture.

Remarks:

	/s/ Eric T. Giering	03/30/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)