STOCK TITAN

CASS (CASS) director receives 301-share stock grant, now holds 32,317

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

WICKS FRANK reported acquisition or exercise transactions in this Form 4 filing.

CASS Information Systems director Frank Wicks received a grant of 301 shares of Common Stock as compensation on March 19, 2026, at $43.15 per share. This was a grant or award, not an open‑market purchase. After the award, he directly holds 32,317 shares.

The holdings include restricted stock bonus shares that are subject to vesting and forfeiture, meaning some shares will only fully belong to him if specified conditions are met over time.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
WICKS FRANK

(Last)(First)(Middle)
12444 POWERSCOURT DRIVE
SUITE 550

(Street)
ST. LOUIS MISSOURI 63131

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
CASS INFORMATION SYSTEMS INC [ CASS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
03/19/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock03/19/2026A301A$43.1532,317(1)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Includes restricted stock bonus shares, subject to vesting and forfeiture.
Remarks:
/s/ Frank Wicks03/23/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did CASS (CASS) director Frank Wicks report?

Director Frank Wicks reported receiving 301 shares of CASS Common Stock as a grant on March 19, 2026, at $43.15 per share. This was a compensation-related award, not an open-market stock purchase on an exchange.

Is the Frank Wicks Form 4 transaction in CASS stock a buy or a grant?

The transaction is a grant or award of 301 CASS shares, not an open-market buy. It reflects compensation in stock, classified as a “Grant, award, or other acquisition” rather than a voluntary purchase in the market.

How many CASS (CASS) shares does Frank Wicks own after this Form 4 filing?

After the reported grant, Frank Wicks directly holds 32,317 shares of CASS Common Stock. This total includes previously held shares and the new 301-share award disclosed in the Form 4 insider transaction.

Are the CASS shares granted to Frank Wicks fully vested?

Some of the CASS shares are restricted stock bonus shares, subject to vesting and forfeiture. This means certain shares will only fully vest and be retained if stated conditions, such as time or performance requirements, are satisfied.

Does the CASS Form 4 for Frank Wicks involve any stock sales?

No stock sales are reported in this Form 4. The filing shows only one acquisition transaction: a grant of 301 CASS Common Stock shares, with no corresponding dispositions or sales on the reported date.

What type of security is involved in Frank Wicks’ CASS insider transaction?

The transaction involves CASS Common Stock, classified as a non-derivative security. The award of 301 shares adds directly to Frank Wicks’ shareholdings rather than coming from options or other derivative instruments.
Cass Info Sys

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