Cathay General Bancorp (CATY) investor files to sell 3,000 shares under Rule 144

Rhea-AI Filing Summary

Cathay General Bancorp shareholder Richard Sun filed to sell Cathay General Bancorp common stock under Rule 144. The notice lists 3,000 shares of common stock to be sold through Charles Schwab & Co., Inc., with an aggregate market value of $189,270.00 and a proposed sale date of August 10, 2026. The shares were acquired via open market purchases in August 2020. The filing also reports prior sales in the last three months totaling 30,000 shares across three transactions.

Key Figures

Shares to be sold: 3,000 shares Aggregate market value of proposed sale: $189,270.00 Proposed sale date: 08/10/2026 +5 more

8 metrics

Shares to be sold 3,000 shares Cathay General Bancorp common stock proposed for sale under Rule 144

Aggregate market value of proposed sale $189,270.00 3,000 shares of common stock to be sold through Charles Schwab & Co., Inc.

Proposed sale date 08/10/2026 Planned sale date for 3,000 shares of common stock

Prior sale on July 29, 2026 20,000 shares for $1,266,242.00 Securities sold during the past 3 months

Prior sale on July 30, 2026 5,000 shares for $316,559.00 Securities sold during the past 3 months

Prior sale on July 31, 2026 5,000 shares for $312,125.00 Securities sold during the past 3 months

Acquisition lot on August 4, 2020 2,500 shares Open market purchase for cash of common stock

Acquisition lot on August 21, 2020 500 shares Open market purchase for cash of common stock

Key Terms

Form 144, Open Market Purchase, Securities Sold During The Past 3 Months

3 terms

Form 144 regulatory

"144: Securities To Be Sold"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Open Market Purchase financial

"Common | 08/04/2020 | Open Market Purchase | CATHAY GENERAL BANCORP"

An open market purchase is when a company buys its own shares on public stock exchanges the same way any investor would, rather than through a private deal. Investors care because these purchases reduce the number of shares available, can boost earnings per share and share price, signal that management thinks the stock is undervalued, and use company cash that might otherwise go to reinvestment or dividends — like a business quietly buying back its own tickets at the box office.

Securities Sold During The Past 3 Months regulatory

"144: Securities Sold During The Past 3 Months"

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Available on EDGAR 08/10/2026 - 04:03 PM Accepted by SEC EDGAR 08/10/2026 - 04:03 PM Learn about SEC filing dates

FAQ

What does Cathay General Bancorp (CATY) shareholder Richard Sun plan to sell under this Form 144?

Richard Sun filed to sell 3,000 shares of Cathay General Bancorp common stock. The proposed sale, through Charles Schwab & Co., Inc., has an aggregate market value of $189,270.00 with a proposed sale date of August 10, 2026.

When were the Cathay General Bancorp (CATY) shares to be sold by Richard Sun originally acquired?

The shares listed in this Form 144 were acquired via open market purchases in August 2020. The filing references purchases on August 4, 2020 for 2,500 shares and August 21, 2020 for 500 shares, both for cash consideration.

Through which broker will the Cathay General Bancorp (CATY) shares be sold under this Form 144?

The proposed sale will be executed through Charles Schwab & Co., Inc., located at 3000 Schwab Way, Westlake, Texas. The filing identifies NASDAQ as the trading market for Cathay General Bancorp common stock relating to this planned transaction.

What Cathay General Bancorp (CATY) stock sales has Richard Sun reported in the past three months?

The filing lists three prior sales: 20,000 shares on July 29, 2026 for $1,266,242.00, 5,000 shares on July 30, 2026 for $316,559.00, and 5,000 shares on July 31, 2026 for $312,125.00.

What is the proposed sale date for the 3,000 Cathay General Bancorp (CATY) shares in this Form 144?

The proposed sale date for the 3,000 shares is August 10, 2026. This date appears in the section describing the securities to be sold, alongside the aggregate market value and brokerage information.

On which market is Cathay General Bancorp (CATY) common stock traded according to this Form 144?

The filing indicates that Cathay General Bancorp common stock is traded on NASDAQ. This exchange designation appears with the securities information for the 3,000 shares proposed to be sold through Charles Schwab & Co., Inc.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Charles Schwab & Co., Inc. 3000 Schwab Way Westlake TX 76262	3000	189270.00	66713820	08/10/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	08/04/2020	Open Market Purchase	CATHAY GENERAL BANCORP			2500	08/04/2020	Cash
Common	08/21/2020	Open Market Purchase	CATHAY GENERAL BANCORP			500	08/21/2020	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Richard Sun 777 N BROADWAY LOS ANGELES CA 90012	CATHAY GENERAL BANCORP	07/29/2026	20000	1266242.00
Richard Sun 777 N BROADWAY LOS ANGELES CA 90012	CATHAY GENERAL BANCORP	07/30/2026	5000	316559.00
Richard Sun 777 N BROADWAY LOS ANGELES CA 90012	CATHAY GENERAL BANCORP	07/31/2026	5000	312125.00

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)