Cathay General Bancorp (CATY) insider files to sell 5,000 shares under Form 144

Rhea-AI Filing Summary

Cathay General Bancorp is the issuer for a planned sale of common stock reported by Richard Sun under Form 144. The filing covers up to 5,000 shares of common stock, with an aggregate market value of $316,559.00, to be sold through Charles Schwab & Co., Inc. on or after July 30, 2026 on NASDAQ.

The filer also reports prior equity compensation events, including restricted stock lapses of 908 shares on April 15, 2021, 1,978 shares on April 6, 2022, and 2,114 shares on April 13, 2023, as well as sales over the past three months totaling 20,000 shares on July 29, 2026 for $1,266,242.00.

Key Figures

Planned shares to be sold: 5,000 shares Aggregate market value of planned sale: $316,559.00 Planned sale date: 07/30/2026 +5 more

8 metrics

Planned shares to be sold 5,000 shares Common stock to be sold through Charles Schwab & Co., Inc.

Aggregate market value of planned sale $316,559.00 Value associated with 5,000 shares of common stock

Planned sale date 07/30/2026 Date for sale of 5,000 common shares on NASDAQ

Shares sold in past 3 months 20,000 shares Common stock sales reported on 07/29/2026

Aggregate value of past 3‑month sales $1,266,242.00 Total proceeds from 20,000 shares sold on 07/29/2026

Restricted stock lapse 2021 908 shares Equity compensation restricted stock lapse on 04/15/2021

Restricted stock lapse 2022 1,978 shares Equity compensation restricted stock lapse on 04/06/2022

Restricted stock lapse 2023 2,114 shares Equity compensation restricted stock lapse on 04/13/2023

Key Terms

Form 144, Restricted Stock Lapse, Equity Compensation, aggregate market value

4 terms

Form 144 regulatory

"Richard Sun filed Form 144 in connection with planned sales of common stock"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Restricted Stock Lapse financial

"Common | 04/15/2021 | Restricted Stock Lapse | CATHAY GENERAL BANCORP"

Equity Compensation financial

"04/13/2023 | Equity Compensation Common | 04/13/2023 | Restricted Stock Lapse"

Equity compensation is pay given to employees, executives or contractors in the form of company ownership—such as stock, stock options or restricted shares—rather than just cash. It matters to investors because it can align workers' incentives with shareholders (like paying someone in slices of the same pie they help grow), but it also increases the number of shares outstanding and company expenses, affecting ownership percentages and earnings per share.

aggregate market value financial

"5000 | 316559.00 indicates the aggregate market value of the shares"

Aggregate market value is the combined price you would pay to buy all outstanding shares of a company or all companies in a group at current market prices — essentially the sum of each stock’s market capitalization. It matters to investors because it shows the overall size and weight of an investment or sector (like the total cost to buy every piece of a puzzle), helps compare scale across companies or markets, and influences index composition and risk exposure.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 07/30/2026 - 04:16 PM Accepted by SEC EDGAR 07/30/2026 - 04:15 PM Learn about SEC filing dates

FAQ

What is Cathay General Bancorp (CATY) reporting in this Form 144 filing?

Cathay General Bancorp is listed as the issuer for a Form 144 reporting a planned sale of 5,000 common shares with an aggregate market value of $316,559.00 through Charles Schwab & Co., Inc. on NASDAQ.

How many Cathay General Bancorp (CATY) shares are planned to be sold?

The Form 144 covers a proposed sale of 5,000 shares of Cathay General Bancorp common stock, with an indicated aggregate market value of $316,559.00 as referenced in the filing.

Who is the Form 144 filer related to Cathay General Bancorp (CATY)?

The Form 144 lists Richard Sun as the filer, with the issuer identified as Cathay General Bancorp. The shares are to be sold through Charles Schwab & Co., Inc. on NASDAQ.

When is the planned sale date for the Cathay General Bancorp (CATY) shares?

The planned sale date for the 5,000 common shares of Cathay General Bancorp is listed as July 30, 2026, with trading to occur on the NASDAQ market according to the Form 144.

What prior equity compensation events are disclosed for Cathay General Bancorp (CATY)?

The filing notes restricted stock lapses tied to equity compensation: 908 shares on April 15, 2021, 1,978 shares on April 6, 2022, and 2,114 shares on April 13, 2023, all involving Cathay General Bancorp common stock.

What Cathay General Bancorp (CATY) stock sales occurred in the past three months?

The Form 144 reports prior sales of 20,000 shares of Cathay General Bancorp common stock on July 29, 2026, with total proceeds reported as $1,266,242.00 during the past three months.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Charles Schwab & Co., Inc. 3000 Schwab Way Westlake TX 76262	5000	316559.00	67035475	07/30/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	04/15/2021	Restricted Stock Lapse	CATHAY GENERAL BANCORP			908	04/15/2021	Equity Compensation
Common	04/06/2022	Restricted Stock Lapse	CATHAY GENERAL BANCORP			1978	04/06/2022	Equity Compensation
Common	04/13/2023	Restricted Stock Lapse	CATHAY GENERAL BANCORP			2114	04/13/2023	Equity Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Richard Sun 777 N BROADWAY LOS ANGELES CA 90012	CATHAY GENERAL BANCORP	07/29/2026	20000	1266242.00

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)