Cathay director files Form 3 with 0 CATY shares

Cathay General Bancorp director reports no share ownership Director Chan Lana Lai‑Yan filed an initial ownership report showing beneficial ownership of 0 shares of Cathay General Bancorp common stock, held directly.

Rhea-AI Filing Summary

Cathay General Bancorp director reports no share ownership

Director Chan Lana Lai‑Yan filed an initial ownership report showing beneficial ownership of 0 shares of Cathay General Bancorp common stock, held directly. This Form 3 establishes the director’s starting ownership position as of the February 4, 2026 event date.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Chan Lana Lai-Yan

Role Director

Type	Security	Shares	Price	Value
holding	common stock	--	--	--

Holdings After Transaction: common stock — 0 shares (Direct)

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the CATY Form 3 filing by Chan Lana Lai-Yan show?

The Form 3 shows that director Chan Lana Lai‑Yan currently reports beneficial ownership of 0 shares of Cathay General Bancorp common stock, held directly, as of the event date February 4, 2026.

What is the role of Chan Lana Lai-Yan at Cathay General Bancorp (CATY)?

The filing identifies Chan Lana Lai‑Yan as a director of Cathay General Bancorp. The boxes for officer, 10% owner, and other relationships are not checked, indicating the reporting person’s relationship is solely as a director.

How many Cathay General Bancorp shares does the director report owning?

The director reports beneficial ownership of 0 shares of Cathay General Bancorp common stock. Table I lists common stock with an amount of securities beneficially owned of 0, held in a direct (D) ownership form.

Does the CATY director report any derivative securities on this Form 3?

No derivative securities are reported. Table II, which would list options, warrants, or other derivatives, contains column headings but no entries, indicating no derivative securities beneficially owned are disclosed in this filing.

What is the effective date of the ownership reported in this CATY Form 3?

The ownership position is reported as of the February 4, 2026 event date. This date appears in the "Date of Event Requiring Statement" field and anchors the timing of the initial 0‑share beneficial ownership disclosure.

Is the CATY Form 3 filed by more than one reporting person?

The filing is designated as a Form filed by one reporting person. Only Chan Lana Lai‑Yan is listed as a reporting person, and the box for more than one reporting person is not checked.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 02/10/2026 - 04:44 PM EST Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
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hours per response:			0.5

1. Name and Address of Reporting Person^*

Chan Lana Lai-Yan

(Last) (First) (Middle)

777 NORTH BROADWAY

(Street)

LOS ANGELES CA 90012

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
02/04/2026

3. Issuer Name and Ticker or Trading Symbol
CATHAY GENERAL BANCORP [ CATY ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
common stock	0	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	/s/ Georgia Lo, attorney-in-fact	02/10/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.