Cathay General Bancorp (CATY) CFO reports zero direct share holdings

Rhea-AI Filing Summary

Cathay General Bancorp executive Albert Jen-Wen Wang, the EVP and Chief Financial Officer, filed an initial ownership report on Form 3 for the company’s common stock. The filing shows he reported 0 shares of common stock held directly as of the reported date, and it does not reflect any buy or sell transaction.

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Wang Albert Jen-Wen

(Last) (First) (Middle)

777 NORTH BROADWAY

(Street)

LOS ANGELES CA 90012

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
03/01/2026

3. Issuer Name and Ticker or Trading Symbol
CATHAY GENERAL BANCORP [ CATY ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP, Chief Financial Officer

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
common stock	0	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	/s/ Georgia Lo, attorney-in-fact	03/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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FAQ

What does the Cathay General Bancorp (CATY) Form 3 for Albert Jen-Wen Wang show?

The Form 3 shows EVP and Chief Financial Officer Albert Jen-Wen Wang’s initial ownership in Cathay General Bancorp common stock. He reported holding 0 shares directly as of the filing’s reported date, and no purchase or sale transactions are indicated.

Did Cathay General Bancorp (CATY) CFO Albert Jen-Wen Wang buy or sell shares in this Form 3?

No, the Form 3 does not show any buy or sell activity. It is an initial ownership statement, and Wang reported 0 shares of Cathay General Bancorp common stock held directly following the reported position, with no transaction amounts or prices listed.

How many Cathay General Bancorp (CATY) shares does CFO Albert Jen-Wen Wang own directly?

According to the Form 3, Albert Jen-Wen Wang reported direct ownership of 0 shares of Cathay General Bancorp common stock. The total shares following the reported position are shown as 0.0000, indicating no directly held common stock in this filing.

What type of security is disclosed in the Cathay General Bancorp (CATY) Form 3?

The Form 3 discloses holdings in Cathay General Bancorp common stock. For this filing, EVP and Chief Financial Officer Albert Jen-Wen Wang reported 0.0000 shares of common stock held directly after the reported position, with no per-share transaction price provided.

Does the Cathay General Bancorp (CATY) Form 3 indicate indirect ownership for Albert Jen-Wen Wang?

The Form 3 lists ownership of common stock as direct with an ownership code of D. It reports 0.0000 shares following the reported position, and the nature of ownership field provides no additional indirect ownership details in this filing excerpt.