Welcome to our dedicated page for Cbak Energy Technology SEC filings (Ticker: CBAT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page provides access to U.S. Securities and Exchange Commission filings for CBAK Energy Technology, Inc. (NASDAQ: CBAT), a Nevada-incorporated company engaged in high-power lithium and sodium batteries and related raw materials. Through these filings, investors can review how the company reports its operations, governance, and financial condition.
CBAK Energy’s periodic reports, such as annual reports on Form 10-K and quarterly reports on Form 10-Q, contain detailed discussions of its battery business and the Hitrans raw materials segment, including segment revenues, gross profit or loss, and application-based revenue breakdowns for electric vehicles, light electric vehicles, and residential energy supply and uninterruptible supplies. These documents also describe risks related to operating substantially all of its business in China and other factors highlighted in the company’s safe harbor statements.
Current reports on Form 8-K offer timely updates on material events. Recent 8-K filings have furnished press releases on unaudited quarterly financial results and disclosed an Agreement and Plan of Merger for a proposed redomicile merger into a Cayman Islands company, under which each share of CBAK Energy common stock would be converted into the right to receive one ordinary share of the Cayman entity, subject to specified conditions. Other filings include notifications of late filing on Form 12b-25, explaining delays in completing financial statements for a quarter.
The company’s definitive proxy statement on Schedule 14A provides information on its annual meeting of stockholders, including proposals such as the election of directors and ratification of the independent registered public accounting firm, as well as details on voting procedures and stockholder rights. Stockholders can use this page to track such governance documents alongside financial reports.
Stock Titan enhances these SEC filings with AI-powered summaries that highlight key points, explain complex sections in simpler language, and draw attention to items such as segment performance, merger terms, and risk disclosures. Real-time updates from EDGAR, combined with AI-generated overviews, help users quickly understand lengthy filings, from 10-K and 10-Q reports to 8-K current reports and proxy materials, without reading every page in detail.
CBAK Energy Technology, Inc. is asking stockholders to approve a redomicile merger that would move its place of incorporation from Nevada to the Cayman Islands. In the merger, each outstanding share of CBAK common stock will be cancelled in exchange for one ordinary share of CBAK Energy Technology Limited, a Cayman exempted company that will become the new holding company while continuing to operate through the same subsidiaries in China.
The board cites expected long-term cost savings and closer alignment with other China-based issuers as key reasons, and expects the new Cayman parent to qualify as a foreign private issuer, which involves different reporting and governance requirements. The company emphasizes that substantially all operations will remain in the PRC and highlights extensive risks from PRC regulation, foreign exchange controls, cash transfer restrictions, and potential trading prohibition under the HFCAA if PCAOB access to its Hong Kong-based auditor changes. The redomicile requires approval by a majority of outstanding shares entitled to vote at the March 18, 2026 special meeting.
CBAK Energy Technology, Inc. disclosed an insider share transaction by a reporting person classified as a 10% owner. On 12/03/2025, this person reported disposing of 10,413,371 shares of common stock in a transaction identified with code "G" at a reported price of $0 per share. After this transaction, the reporting person directly beneficially owns 722,500 shares of the company’s common stock.
CBAK Energy Technology, Inc. (CBAT) called its 2025 Annual Meeting for December 29, 2025 at 10:00 a.m. local time at BAK Industrial Park, Dalian, China. Stockholders will vote on two items: (1) Election of five directors (all current directors nominated) and (2) Ratification of ARK Pro CPA & Co as independent auditors for the year ending December 31, 2025. The Board recommends voting FOR both items.
Voting details: The Record Date is November 10, 2025, with 88,645,836 shares of common stock outstanding, each entitled to one vote. A quorum requires 33-1/3% of shares entitled to vote, present in person or by proxy. Brokers may vote without instructions on the auditor ratification but not on the director election. The Board has three fully independent committees; Ms. Martha C. Agee chairs the Audit Committee and is designated the audit committee financial expert. Principal stockholder Yunfei Li beneficially owns 11,135,871 shares (12.56%). Pay-versus-performance shows net losses of $9,585,150 (2024), $8,539,327 (2023), and $11,327,811 (2022).
CBAK Energy Technology (CBAT)
For the nine months, net revenues were $136,386,794, with an operating loss of $10,426,268 and a net loss attributable to CBAK of $2,001,695. Cash and cash equivalents were $10,476,254. Total assets were $363,863,064 against total liabilities of $245,406,770, and shareholders’ equity was $118,456,294.
Management disclosed substantial doubt about the company’s ability to continue as a going concern due to accumulated deficits, a working capital deficiency (current liabilities $228,002,695 vs. current assets $157,693,410), and significant short‑term obligations. The company is expanding manufacturing capacity and noted bank loans of $34,330,525 and approximately $198,400,000 of other current liabilities. A stock repurchase program was authorized up to $20,000,000; the company repurchased shares for $1,500,000 and retired them on August 13, 2025. Shares outstanding were 88,645,836 as of November 7, 2025.
CBAK Energy Technology (CBAT)
Dawei Li filed an amendment to Schedule 13G reporting beneficial ownership of 3,733,359 shares of CBAK Energy Technology, Inc. common stock, representing approximately 4.21% of the company's outstanding shares based on 88,645,836 shares outstanding as of September 17, 2025. The filing states the shares are owned with sole voting and dispositive power and were not acquired for the purpose of changing or influencing control of the issuer. The filing lists Dawei Li’s citizenship as China and provides a China address for both the issuer and the reporting person.
CBAK Energy Technology, Inc. disclosed a material corporate transaction in a Form 8-K: the company and CBAK Energy Technology Limited executed an Agreement and Plan of Merger dated
CBAK Energy Technology, Inc. (CBAT) reported weakening operating results for the three months ended June 30, 2025. Net revenues fell 15% or $7.3 million to $40.5 million. Gross profit declined to $4.5 million, down $8.3 million year-over-year, and the company swung to an operating loss of $3.5 million from prior operating income of $5.9 million. Net loss for the quarter was $3.1 million, versus net income of $6.4 million in the prior-year period.
The balance sheet and cash activities reflect significant financing and restructuring moves. The company completed equity financings in recent periods that raised gross proceeds of approximately $49.2 million and $70 million (before fees). As of June 30, 2025, the group reported consolidated total assets of $333.1 million, substantial borrowings and trade payables, and had repurchased 1,087,981 shares for about $1.2 million. Goodwill from a prior acquisition was fully impaired as of December 31, 2023.
CBAK Energy Technology, Inc. filed a current report to state that it released its unaudited financial results for the second quarter ended June 30, 2025. The company furnished a press release dated August 18, 2025 as an exhibit, which contains the detailed results of operations and financial condition. The information is being provided as supplemental disclosure and is designated as “furnished” rather than “filed” under U.S. securities laws, which limits the legal liability provisions that apply to this specific earnings information.
CBAK Energy Technology, Inc. (CBAT) submitted a Form 12b-25 notifying the SEC that its NT 10-Q for the quarter ended June 30, 2025 could not be filed on time because the company has not finalized its financial statements.
The registrant states the delay could not be eliminated without unreasonable effort or expense and expects to file the 10-Q within the five-calendar-day grace period under Exchange Act Rule 12b-25. The company indicates all other periodic reports have been filed and no significant change in year-over-year results is anticipated.