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Cardiff Lexington director gets 500K stock options

A Cardiff Lexington Corp director was granted 500,000 stock options at a $0.1162 exercise price expiring in 2031.

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Cardiff Lexington Corp (symbol: CDIX) is the issuer of record for a Form 4 filing submitted to the SEC. Staley Louis Jack Sr. reported acquisition or exercise transactions in this Form 4 filing.

Cardiff Lexington Corp (CDIX) reported that director Louis Jack Staley Sr. received a grant of stock options on September 8, 2026. The award covers 500,000 options, each exercisable at $0.1162 per share for Cardiff Lexington common stock and expiring on September 8, 2031. After this grant, he holds 500,000 stock options directly, and no Rule 10b5-1 trading plan is indicated.

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Insider Staley Louis Jack Sr.
Role Director
Type Security Shares Price Value
Grant/Award Stock Option 500,000 $0.00 $0.00
Holdings After Transaction: Stock Option — 500,000 contracts (Direct)
Stock options granted 500,000 options Grant to director on September 8, 2026
Exercise price $0.1162 per share Exercise price of stock options granted September 8, 2026
Underlying common shares 500,000 shares Common stock underlying the granted stock options
Options held after transaction 500,000 options Director’s direct derivative holdings following the grant
Grant date September 8, 2026 Date of stock option award to director
Expiration date September 8, 2031 Expiration of the granted stock options
Stock option financial
"Grant of stock options giving the right to purchase common stock"
A stock option is a contract that gives you the right to buy or sell a company's stock at a specific price within a certain time frame. People use them to potentially make money if the stock's price moves favorably or to protect against losses. It's like holding a coupon that can be used to buy or sell stock at a set price later on.
Exercise price financial
"Each option has an exercise price of $0.1162 per share"
The exercise price is the fixed amount at which you can buy or sell an asset, like a stock, when using an options contract. It matters because it helps determine whether exercising the option will be profitable or not, depending on the current market price. Think of it as the set price you agree on today to buy or sell later.
Expiration date financial
"The options expire on September 8, 2031 if not exercised"
The expiration date is the deadline after which a financial contract, such as an option or a futures agreement, is no longer valid or can be exercised. It matters to investors because it determines the timeframe during which they can take action or benefit from the contract, similar to how a coupon or a food item has a limited period of usefulness. Once the expiration date passes, the contract loses its value or ability to be used.
Common stock financial
"The options are exercisable into shares of common stock"
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did CDIX disclose for Louis Jack Staley Sr.?

Cardiff Lexington Corp disclosed that director Louis Jack Staley Sr. received a grant of 500,000 stock options on September 8, 2026, giving him the right to purchase Cardiff Lexington common stock at a fixed exercise price.

What is the exercise price of the new stock options reported by CDIX?

The stock options granted to Louis Jack Staley Sr. have an exercise price of $0.1162 per share. This is the price he must pay per share to convert the options into Cardiff Lexington common stock before they expire.

When do the newly granted CDIX stock options expire?

The stock options granted to the Cardiff Lexington director expire on September 8, 2031. He may exercise them on or before that date at the stated exercise price, subject to any applicable vesting or company conditions not detailed here.

How many CDIX options does the director hold after this grant?

Following the reported grant, Louis Jack Staley Sr. directly holds 500,000 stock options linked to Cardiff Lexington common stock. This entire amount reflects the options from the September 8, 2026 grant reported in this transaction.

Was the CDIX option grant made under a Rule 10b5-1 trading plan?

No. The report indicates no Rule 10b5-1 trading plan in connection with this stock option grant to the Cardiff Lexington director, meaning the grant is not identified as part of a pre-arranged trading program.

What security underlies the CDIX stock options granted to the director?

The 500,000 stock options granted to the Cardiff Lexington director are exercisable into 500,000 shares of common stock. Each option corresponds to one share of Cardiff Lexington common stock when exercised at the stated exercise price.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Staley Louis Jack Sr.

(Last)(First)(Middle)
C/O CARDIFF LEXINGTON CORPORATION
710 EAST MAIN STREET

(Street)
LEXINGTON KENTUCKY 40502

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Cardiff Lexington Corp [ CDIX ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
09/08/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Option$0.116209/08/2026A500,00009/08/202609/08/2031Common Stock500,000$0500,000D
Explanation of Responses:
/s/ Louis Jack Staley Sr.09/15/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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