Welcome to our dedicated page for CADIZ SEC filings (Ticker: CDZIP), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Cadiz Inc. filings document the public-company records for its water solutions business and for CDZIP depositary shares, each representing a 1/1000 fractional interest in a share of 8.875% Series A Cumulative Perpetual Preferred Stock. The filings identify Cadiz common stock and preferred depositary shares, capital-structure disclosures, and material-event reporting tied to corporate governance and project development.
Cadiz's SEC record includes definitive proxy statements covering shareholder voting matters, board governance, executive compensation and equity-award disclosures. Form 8-K reports cover director appointments, Regulation FD disclosures, memoranda of understanding, and other material events related to the Mojave Groundwater Bank, water conveyance infrastructure, and Cadiz-owned Mojave Desert property.
Lloyd Barbara A reported acquisition or exercise transactions in this Form 4 filing.
CADIZ INC director Barbara A. Lloyd received a stock grant as part of her board compensation. She was awarded 927 shares of common stock valued at $5.055 per share under the company’s 2019 Equity Incentive Plan, issued in lieu of cash fees for director services for the three-month period beginning April 1, 2026. Following this grant, she directly holds 22,272 shares of CADIZ INC common stock, reflecting a routine, compensation-related equity award rather than an open-market purchase.
Dreyfus Maria S. reported acquisition or exercise transactions in this Form 4 filing.
CADIZ INC director Maria S. Dreyfus received 3,709 shares of Common Stock as equity compensation. The shares were issued at $5.055 per share under the 2019 Equity Incentive Plan in lieu of cash compensation for her services as a director during the three‑month period beginning April 1, 2026. Following this stock award, she directly holds 186,003 shares of CADIZ INC common stock.
O'Hara David Mark reported acquisition or exercise transactions in this Form 4 filing.
Cadiz Inc director David Mark O'Hara received stock awards instead of cash fees. On April 1, 2026, he was granted 3,267 shares of common stock at an indicated value of $5.74 per share and 3,709 shares at $5.055 per share.
According to the footnotes, these grants were issued under the 2019 Equity Incentive Plan in lieu of cash compensation for his board service during two periods beginning February 3, 2026 and April 1, 2026. After these awards, he directly holds 6,976 shares of Cadiz common stock.
Cadiz Inc. director David Mark O'Hara filed an initial Form 3 reporting his beneficial ownership of the company’s Common Stock. The filing shows he currently reports ownership of 0 shares of Common Stock following the reported position.
Cadiz Inc. outlines an ambitious buildout of its Mojave Groundwater Bank, combining water supply, storage, pipelines and filtration technology in Southern California. The company remains pre-revenue on its core water assets and reported a $34.2 million net loss in 2025, but operating activity is increasing.
ATEC, its water filtration unit, delivered record 2025 revenue of $14.5 million (up from $7.9 million) with improved margins, while total revenue reached $16.3 million. Cadiz has contracted for 21,275 acre-feet per year of water supply via its Northern Pipeline and is advancing additional supply and storage contracts.
The full Mojave Groundwater Bank, including Northern and Southern pipelines, wellfield and facilities, is now estimated to cost $1.25–$1.5 billion, up from about $800 million, driven by higher labor, power and remote-construction costs. To fund this, Cadiz formed Mojave Water Infrastructure Company, targets about $451 million of equity (including a $51 million Lytton tribe credit facility), and has an EPA WIFIA invitation for up to $194 million to support Northern Pipeline conversion.
Cadiz Inc. filed a current report to announce that its Board of Directors appointed Dave O’Hara as a new director, filling an existing board vacancy effective February 3, 2026. His initial term runs until the company’s 2026 Annual Meeting of Stockholders, when he is expected to stand for re-election.
O’Hara is a seasoned finance executive who spent more than 20 years at Microsoft, most recently as Executive Vice President and Chief Financial Officer of Microsoft’s Commercial Business Group, overseeing investment strategy, budgeting, forecasting, and financial analysis for major business units and large-scale capital projects. Cadiz notes there are no special arrangements behind his selection, no family relationships with current directors or officers, and no related-party transactions requiring disclosure. He will be paid under the company’s standard Director Compensation Policy.
Cadiz Inc. reported growing revenues driven by its ATEC water filtration business but continued to record losses while advancing a large groundwater storage project. Quarterly revenue rose to $4.13 million from $0.51 million year-over-year, led by shipment of filtration units. The company reported a net loss of $7.73 million for the quarter and $17.32 million for the six months, with loss per common share of $0.11 for the quarter and $0.25 for six months.
The balance sheet shows $15.96 million of cash, total assets of $136.38 million, total liabilities of $100.81 million, and stockholders' equity of $35.57 million. Working capital was $9.4 million at period end. Management raised equity through registered direct offerings that generated net proceeds of approximately $18.3 million and $22.1 million in recent offerings and is advancing the Mojave Groundwater Bank, which management estimates could require approximately $800 million of construction capital and for which non-binding investor letters of intent and an exclusive marketing MOU with a utility partner are noted.