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Celcuity Inc. Form 4 Filings

CELC NASDAQ

Every Form 4 that Celcuity Inc. (CELC) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.

A Form 4 covers the transactions officers, directors and large holders report, so if you follow CELC and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full CELC filings page.

Rhea-AI Summary

Celcuity Inc. (symbol: CELC) is the issuer of record for a Form 4 filing submitted to the SEC.

Rhea-AI Summary

Celcuity Inc. (symbol: CELC) is the issuer of record for a Form 4 filing submitted to the SEC.

Rhea-AI Summary

Celcuity Inc. (CELC) reported that its Chief Financial Officer, Vicky Hahne, acquired equity-based awards on August 14, 2026. She received a grant of 10,000 Performance Stock Units, each representing a contingent right to receive one share of Celcuity common stock, which vest only if the common stock reaches specified trailing average per-share price thresholds. She also received 16,000 shares of common stock in the form of time-based restricted stock units, of which 25% vest on the first day of the month following each of the first four anniversaries of the grant date. Following these awards, Hahne directly holds 37,808 shares of common stock, which include 2,948 shares acquired through Celcuity’s employee stock purchase plan.

Rhea-AI Summary

Entities associated with Baker Bros. Advisors LP, described as former 10% owners of Celcuity Inc., reported open-market sales of a combined 3,100,000 shares of Celcuity common stock at $102.50 per share on July 14, 2026.

Following these transactions, two Baker Bros.-advised funds hold 4,372,852 and 442,940 Celcuity shares, respectively. Julian and Felix Baker and related advisory entities disclaim beneficial ownership except to the extent of any indirect pecuniary interest.

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Celcuity Inc. director Polly A. Murphy reported gifting stock options linked to Celcuity common stock. On 2026-06-10, she made bona fide gift transfers totaling 28,096 stock options, each with an exercise price of $10.69 per share and an expiration date of May 19, 2035.

One transaction involved 14,048 options held indirectly through a trust, which continued to hold 14,048 options after the gift. A separate gift of 14,048 directly held options left her with zero directly held options from this grant, while she and her spouse remain trustees and beneficiaries of the trust that holds the indirect position.

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Celcuity Inc. director Richard E. Buller reported a gift transfer of stock options. On the reported date, he disposed of derivative securities representing 25,006 underlying shares of common stock through bona fide gifts. After the transactions, 12,503 options are held indirectly in a trust where he and his spouse are trustees and beneficiaries, and he continues to beneficially own those securities.

Rhea-AI Summary

Murphy Polly A. reported acquisition or exercise transactions in this Form 4 filing.

Celcuity Inc. director Polly A. Murphy received a grant of 1,530 shares of common stock in the form of restricted stock units. These RSUs vest upon the earlier of the company’s 2027 annual meeting of stockholders or April 30, 2027. Following this award, Murphy directly holds 6,530 shares of Celcuity common stock.

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Dalvey David reported acquisition or exercise transactions in this Form 4 filing.

Celcuity Inc. director David Dalvey reported an equity award and updated holdings. He received a grant of 1,530 shares of common stock in the form of restricted stock units at $0.0000 per share. These units will vest upon the earlier of the 2027 annual meeting of stockholders or April 30, 2027.

After this grant, Dalvey holds 1,530 shares directly. Separately, 65,000 shares of common stock are held indirectly through Brightstone Venture Capital Fund, LP, where he is the General Partner, reflecting his associated interest in that investment vehicle.

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ROMP CHARLES R reported acquisition or exercise transactions in this Form 4 filing.

Celcuity Inc. director Charles R. Romp received a grant of 1,530 shares of Common Stock in the form of restricted stock units on June 5, 2026, at no cash cost.

These restricted stock units will vest upon the earlier of the 2027 annual meeting of stockholders or April 30, 2027. After this award, Romp directly holds 1,745 shares of Celcuity common stock.

Rhea-AI Summary

Celcuity Inc. director Richard Nigon reported an acquisition of 1,530 shares of Common Stock through a grant of restricted stock units. These units will vest upon the earlier of the 2027 annual meeting of stockholders or April 30, 2027. Following this award, he holds 80,565 shares directly.

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Furcht Leo reported acquisition or exercise transactions in this Form 4 filing.

Celcuity Inc. director Leo Furcht reported a grant of 1,530 shares of common stock in the form of restricted stock units. The grant carries a zero dollar price per share, indicating it is compensation rather than a market purchase. After this award, Furcht directly holds 12,530 shares of Celcuity common stock. The restricted stock units will vest upon the earlier of the company’s 2027 annual meeting of stockholders or April 30, 2027, linking the award to his continued board service over this period.

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Buller Richard E reported acquisition or exercise transactions in this Form 4 filing.

Celcuity Inc. director Richard E. Buller received a grant of 1,530 shares of Common Stock in the form of restricted stock units at no cash cost. These units will vest upon the earlier of the company’s 2027 annual meeting of stockholders or April 30, 2027.

Following this award, Buller directly holds 1,530 shares and also beneficially owns 7,789 shares of Common Stock indirectly through a trust for which he and his spouse serve as trustees and beneficiaries, according to the filing footnotes.

Rhea-AI Summary

Celcuity Inc. Chief Science Officer and director Lance G. Laing exercised stock options to acquire 1,000 shares of common stock at an exercise price of $9.89 per share. Following the transaction, he directly owns 1,251,000 common shares and continues to hold stock options that are fully vested.

Rhea-AI Summary

Celcuity Inc. director Richard E. Buller reported two bona fide gifts of Common Stock. On May 19, 2026, he transferred 1,029 shares held indirectly through a trust and 1,029 shares held directly, for a total of 2,058 shares gifted with no sale proceeds.

Following these gifts, Buller reports 7,789 shares of Celcuity Common Stock held indirectly "By Trust" and no directly held shares. A footnote states that he and his spouse are trustees and beneficiaries of the trust and that he continues to beneficially own the securities held by it.

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Celcuity Inc. director-associated fund sells shares under trading plan

Brightstone Venture Capital Fund, LP, an entity associated with Celcuity director David Dalvey, executed an open-market sale of 25,000 shares of Celcuity common stock on May 4, 2026 at an average price of $140.68 per share.

After this transaction, Brightstone remained the indirect owner of 65,000 Celcuity shares. The sale was carried out pursuant to a pre-arranged Rule 10b5-1 trading plan adopted by Brightstone, indicating the trades were scheduled in advance rather than timed discretionarily by the manager.

Rhea-AI Summary

Celcuity Inc. director Richard E Buller reported an exercise-and-sale on May 4, 2026. He exercised stock options for 9,000 shares at $5.10 per share, then a trust sold 9,000 Celcuity shares in multiple trades at weighted-average prices between $137.00 and $143.2378, pursuant to a Rule 10b5-1 plan adopted December 8, 2025. After these transactions, the trust holds 6,760 shares, and he also directly owns 1,029 shares.

Rhea-AI Summary

Celcuity Inc. director Richard Nigon reported a bona fide gift of 10,000 shares of Common Stock on April 9, 2026. The transfer was recorded at no cash consideration, reflecting a charitable or personal gift rather than a market sale. After the transaction, he directly holds 79,035 Celcuity shares.

Rhea-AI Summary

Celcuity Inc. director Richard E. Buller reported an option exercise and related stock sales by a family trust. On March 31, 2026, a trust for which he and his spouse are trustees exercised 3,000 stock options at $5.10 per share into common stock.

The trust then sold 2,325 Celcuity common shares at a weighted average price of $110.1057 and 675 shares at a weighted average price of $110.8268 in open-market transactions, totaling 3,000 shares sold. These trades and the option exercise were carried out under a pre-arranged Rule 10b5-1 trading plan adopted on December 8, 2025. After the transactions, the trust held 6,760 shares of common stock, and Buller also held 1,029 shares directly.

Rhea-AI Summary

ROMP CHARLES R reported acquisition or exercise transactions in a Form 4 filing for CELC. The filing lists transactions totaling 215 shares. Following the reported transactions, holdings were 215 shares.

Rhea-AI Summary

Celcuity Inc. director David F. Dalvey reported an indirect sale of company stock through Brightstone Venture Capital Fund, LP. On January 27, 2026, Brightstone sold 20,000 shares of Celcuity common stock at a weighted average price of $120.0269 per share. The transaction was executed under a pre-established Rule 10b5-1 trading plan adopted by Brightstone on August 19, 2025. Following this sale, Dalvey is reported as indirectly beneficially owning 90,000 Celcuity shares through Brightstone, where he serves as General Partner.

Rhea-AI Summary

Celcuity Inc. director Richard Nigon reported a transfer of common stock under a Form 4 filing. On 12/15/2025, he reported a transaction coded "G," indicating a gift or similar transfer, involving 19,975 shares of Celcuity common stock at a reported price of $0 per share. After this transaction, he reported beneficial ownership of 89,035 shares of common stock held directly.

Rhea-AI Summary

Celcuity Inc. director Richard E. Buller, through a family trust, exercised stock options and sold company shares on December 5, 2025. The trust acquired 3,000 shares of common stock by exercising stock options at an exercise price of $5.5 per share, then sold 1,490 shares at a weighted average price of $105.3398 and 1,510 shares at a weighted average price of $106.0353.

After these transactions, the trust beneficially owns 6,760 shares of Celcuity common stock and 1,555 stock options, all reported as indirectly owned by Buller. He and his spouse are the trustees and beneficiaries of the trust, so these holdings are attributed to him as a director of Celcuity.

Rhea-AI Summary

Celcuity Inc. (CELC) director reports Rule 10b5-1 stock sale. A reporting person serving as General Partner of Brightstone Venture Capital Fund, LP reported the sale of 15,000 shares of Celcuity common stock on 11/21/2025. The transaction was coded as an open-market sale and was executed under a pre-arranged Rule 10b5-1 trading plan adopted on August 19, 2025.

The weighted average sale price was reported as $100.0011 per share, with individual trades occurring between $100.00 and $100.03. Following this transaction, 110,000 shares of Celcuity common stock are reported as beneficially owned indirectly through Brightstone Venture Capital Fund, LP.

Rhea-AI Summary

Celcuity Inc. (CELC) director Richard E. Buller reported several insider transactions involving shares held through a trust. On 11/19/2025, the trust disposed of 500 shares of common stock in a transaction coded "G" at a reported price of $0, leaving 7,260 shares held indirectly by the trust. On 11/20/2025, the trust exercised a stock option for 3,900 shares at an exercise price of $14.83 per share, increasing indirect holdings to 11,160 shares. That same day, the trust sold 3,900 shares of common stock at a weighted average price of $96.732 per share in multiple trades, bringing indirect trust holdings back to 7,260 shares. Following these transactions, Buller also reported direct ownership of 1,029 shares of common stock and indirect ownership of 2,622 stock options through the trust, which are fully vested.