Citizens Financial officer files amended Form 3

Accepted by SEC EDGAR 08/15/2025 - 05:03 PM EDT

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Form Type

3/A

Rhea-AI Filing Summary

Citizens Financial Group executive Michelle Moosally, the Chief Legal Officer, submitted an amended initial insider ownership report on Form 3/A. The amendment does not list any stock transactions, and no shares were reported as bought, sold, acquired, or disposed in this filing.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Citizens Financial (CFG) Form 3/A show for Michelle Moosally?

The Form 3/A is an amended initial insider ownership report for Michelle Moosally, Chief Legal Officer. It lists no stock transactions, meaning no shares were reported as bought, sold, acquired, or disposed in this particular amendment.

Did Michelle Moosally report any stock trades in the CFG Form 3/A?

No trades are reported in the Form 3/A for Michelle Moosally. The filing shows zero shares bought, sold, acquired, or disposed, indicating it is an amendment to ownership information without new transaction activity disclosed.

What is Michelle Moosally’s role at Citizens Financial Group (CFG)?

Michelle Moosally is identified as the Chief Legal Officer of Citizens Financial Group. This senior executive role is disclosed in the insider ownership filing and ties her reporting obligations to the company’s equity under SEC rules.

Why is a Form 3/A filed for Citizens Financial executive Michelle Moosally?

Form 3/A is an amended initial ownership report for an insider like Michelle Moosally. It updates previously reported information about her status or holdings, but this amendment shows no stock transactions or changes in share counts within the disclosed data.

Does the CFG Form 3/A indicate any buying or selling direction for shares?

The Form 3/A shows no buying or selling direction for Citizens Financial shares. Summary data indicate zero shares bought, sold, acquired, or disposed, so the net buy-sell direction is neutral in this particular filing.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Moosally Michelle

(Last)

(First)

(Middle)

C/O CITIZENS FINANCIAL GROUP, INC.

600 WASHINGTON BLVD.

(Street)

STAMFORD

06901

(City)

(State)

(Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
05/15/2025

3. Issuer Name and Ticker or Trading Symbol
CITIZENS FINANCIAL GROUP INC/RI [ CFG ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	Chief Legal Officer

5. If Amendment, Date of Original Filed (Month/Day/Year)
05/15/2025

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
1. Title of Derivative Security (Instr. 4)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)

Explanation of Responses:

Remarks:

Amended to include Power of Attorney inadvertently omitted from Form 3 filed May 15, 2025.

No securities are beneficially owned.

	/s/ Lindsey Cameron, as Attorney-in-Fact	05/15/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR