Citizens Financial Group (CFG) CFO corrects insider share count in amended filing

Rhea-AI Filing Summary

Citizens Financial Group, Inc. (CFG) reported updated insider holdings for its Chief Financial Officer. The amended filing shows the CFO beneficially owns 67,439 shares of Citizens Financial Group common stock in direct form. This amendment was filed to add 15 shares that were inadvertently left out of the original report dated October 24, 2025, ensuring the total disclosed ownership accurately reflects the officer’s current direct holdings.

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

BANERJEE AUNOY

(Last) (First) (Middle)

600 WASHINGTON BLVD.

(Street)

STAMFORD CT 06901

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
10/24/2025

3. Issuer Name and Ticker or Trading Symbol
CITIZENS FINANCIAL GROUP INC/RI [ CFG ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Financial Officer

5. If Amendment, Date of Original Filed (Month/Day/Year)
10/24/2025

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	67,439(1)	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. This Form 3/A is being filed to include 15 shares that were inadvertently omitted from the original Form 3 filed on October 24, 2025.

Remarks:

	/s/ Bari Fredericks as Attorney-in-Fact	01/09/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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FAQ

What does the latest insider ownership filing show for CFG's Chief Financial Officer?

The filing reports that the Chief Financial Officer of Citizens Financial Group, Inc. (CFG) beneficially owns 67,439 shares of the company’s common stock in direct ownership.

Why was this Form 3/A amendment filed for Citizens Financial Group (CFG)?

The amendment was filed to include 15 shares that were inadvertently omitted from the original report filed on October 24, 2025, correcting the reported ownership amount.

What is the relationship of the reporting person to Citizens Financial Group (CFG)?

The reporting person is an officer of Citizens Financial Group, Inc., serving as the company’s Chief Financial Officer.

Are the CFG shares held directly or indirectly by the reporting person?

According to the filing, the 67,439 shares of Citizens Financial Group common stock are held in direct (D) ownership by the reporting person.

Does this CFG insider filing report any derivative securities?

The amendment includes a table for derivative securities but does not list any entries, indicating no derivative securities are reported as beneficially owned in this filing.

What is the event date associated with this Citizens Financial Group (CFG) ownership report?

The date of the event requiring the statement is listed as October 24, 2025, which corresponds to the original reporting date referenced in the amendment explanation.