Welcome to our dedicated page for Citizens Finl Group SEC filings (Ticker: CFG), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Citizens Financial Group, Inc. (NYSE: CFG) SEC filings page provides access to the company’s regulatory disclosures as a large U.S. commercial bank and bank holding company. Citizens files a range of documents with the U.S. Securities and Exchange Commission that describe its financial condition, capital structure, governance and material corporate events.
Through this page, users can review current reports on Form 8-K in which Citizens announces items such as quarterly and annual earnings releases, preferred stock offerings, changes to its Restated Certificate of Incorporation, redemptions of preferred stock series, and executive leadership appointments. Recent 8-K filings also confirm the listing of CFG common stock and depositary shares for several preferred stock series on the New York Stock Exchange.
Investors can also locate annual reports on Form 10-K and quarterly reports on Form 10-Q, which provide detailed information on Citizens’ Consumer Banking and Commercial Banking segments, Non-Core and Other activities, and the risk factors and accounting policies relevant to its operations. These periodic reports explain how the company’s retail and commercial banking products and services are reflected in its financial statements.
The filings page is also a resource for capital and securities documentation, including Certificates of Designations for preferred stock, Deposit Agreements for depositary shares, and underwriting agreements for public offerings. These documents outline the rights and preferences of securities such as the 5.000% Fixed-Rate Non-Cumulative Perpetual Preferred Stock, Series E, the 7.375% Fixed-Rate Non-Cumulative Perpetual Preferred Stock, Series H, and the 6.500% Fixed-Rate Reset Non-Cumulative Perpetual Preferred Stock, Series I.
Stock Titan enhances these filings with AI-powered summaries that highlight key terms, structural changes and notable disclosures, helping users interpret lengthy documents more efficiently. Real-time updates from EDGAR, combined with AI explanations of complex provisions, allow investors to track Citizens’ regulatory reporting, capital actions and governance developments in one place.
Tracy A. Atkinson, a director of Citizens Financial Group, Inc. (CFG), reported a non-derivative acquisition on 08/14/2025. The filing shows 82.769 shares were credited to the reporting person’s account at a price of $0 as restricted stock units following the issuer’s dividend payment under the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.
After the transaction, the reporting person beneficially owns 9,780.506 shares. The Form 4 was signed by an attorney-in-fact on 08/15/2025. The filing identifies the reporting person’s relationship as a Director and indicates this is a single-person Form 4 filing.
Marita Zuraitis, a director of Citizens Financial Group, Inc. (CFG), received 336.274 shares of Common Stock on 08/14/2025 at no cash cost, increasing her beneficial ownership to 54,231.415 shares. The filing reports these shares were restricted stock units credited to her account following the issuer's dividend payment under the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. The Form 4 was signed by an attorney-in-fact on 08/15/2025 and reflects a routine equity award conversion tied to dividend treatment of RSUs.
Robert G. Leary, a director of Citizens Financial Group, Inc. (CFG), was credited with 255.869 shares on 08/14/2025 under the companys director compensation plan. These shares were recorded at $0 and reflect restricted stock units (RSUs) credited following the issuers dividend payment, pursuant to awards granted under the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. After this crediting event, Leary beneficially owned 30,235.292 shares in total. The Form 4 was filed individually and signed by an attorney-in-fact on 08/15/2025.
William P. Hankowsky, a director of Citizens Financial Group, Inc. (CFG), reported a non‑derivative acquisition on 08/14/2025. The filing shows 336.274 shares of common stock were acquired at a price of $0 and were credited as restricted stock units following the issuer's dividend payment under the Amended & Restated Citizens Financial Group, Inc. 2014 Non‑Employee Directors Compensation Plan. After this transaction the reporting person beneficially owns 77,313.415 shares. The form also notes an indirect holding of 83 shares held by BKMH Partners LP. The statement was signed by an attorney‑in‑fact on 08/15/2025.
Reporting person Michele N. Siekerka, a director of Citizens Financial Group, Inc. (CFG), received restricted stock units (RSUs) credited on 08/14/2025. The Form 4 shows 157.424 RSUs were acquired at $0 pursuant to the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan as a dividend reinvestment or dividend-related credit. After the transaction, the reporting person beneficially owned 63,256.766 shares, with 6,102 held in an IRA and 297 shares each reported as owned by the reporting person’s daughter and son indirectly.
Christine M. Cumming, a director of Citizens Financial Group, Inc. (CFG), reported a non‑derivative acquisition on 08/14/2025 of 336.274 shares recorded as restricted stock units credited following the issuer's dividend payment under the company's Amended & Restated 2014 Non‑Employee Directors Compensation Plan. The reported acquisition price is $0, reflecting an award credit rather than a cash purchase. After this transaction, the reporting person beneficially owns 49,102.415 shares.
The Form 4 was filed as a single reporting person filing and the signature on the form is by an attorney‑in‑fact on 08/15/2025. The filing notes the reporting person’s relationship to the issuer as a Director.
Christopher Swift, a director of Citizens Financial Group, Inc. (CFG), received 194.295 restricted stock units on 08/14/2025. The award was credited following the issuer's dividend payment under the company mended & Restated 2014 Non-Employee Directors Compensation Plan. After the transaction, the reporting person eneficially owned 22,959.254 shares. The acquisition was reported on Form 4 with a zero cash price, indicating these were dividend-settled restricted stock units rather than a market purchase. The filing was signed by an attorney-in-fact on 08/15/2025.
Terrance Lillis, a director of Citizens Financial Group (CFG), received 306.212 restricted stock units (RSUs) on 08/14/2025 credited after the issuer's dividend payment under the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. The RSUs were reported with a $0 purchase price and increased the reporting person’s beneficial ownership to 36,184.136 shares. The filing also discloses 4,000 shares held indirectly by the reporting person’s spouse in a revocable trust. The Form 4 was signed by an attorney-in-fact on 08/15/2025 and lists the reporting person’s address at Citizens Financial Group, Inc.
Alexander Lee, a director of Citizens Financial Group, Inc. (CFG), reported receipt of 194.295 shares of Common Stock on 08/14/2025. The shares were credited as restricted stock units (RSUs) following the issuer's dividend payment under the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan and were reported at a $0 price. After the transaction, the filing shows the reporting person beneficially owns 22,959.254 shares. The Form 4 was signed by an attorney-in-fact on 08/15/2025.
Kelly Edward J. III, a director of Citizens Financial Group, Inc. (CFG), reported a Section 16 transaction dated 08/14/2025. The filing shows an acquisition of 306.212 common stock units credited at $0, and reports total beneficial ownership following the transaction of 36,184.136 shares/units. The filing explains these were restricted stock units credited to the reporting person’s account following the issuer’s dividend payment under the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. The Form 4 was signed on 08/15/2025 by an attorney-in-fact.
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