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CITIZENS FINANCIAL GROUP INC/RI director Kevin Cummings reported a compensation-related share award rather than an open-market trade. He acquired 161.696 shares of Common Stock at $0.0000 per share, credited as restricted stock units following the company’s dividend payment under the Amended & Restated 2014 Non-Employee Directors Compensation Plan.
After this award, Cummings directly owns 473,814.224 shares of Common Stock. He also has an indirect holding of 57,916 shares through an IRA, which is reported as a separate holding entry with no new buy or sell activity. The filing reflects routine director compensation rather than a market signal.
Citizens Financial Group director Terrance Lillis reported a compensation-related share award. He acquired 295.988 shares of common stock in the form of restricted stock units credited at a price of $0.00 per share, following the company’s dividend payment under the Amended & Restated 2014 Non-Employee Directors Compensation Plan.
After this award, Lillis directly holds 39,662.353 shares of Citizens Financial Group common stock. The filing also shows an additional 4,000 shares of common stock held indirectly through his spouse in a revocable trust.
Citizens Financial Group director Marita Zuraitis reported a small equity award under the company’s director compensation plan. She acquired 323.121 shares of common stock at a stated price of $0.0000 per share, reflecting restricted stock units credited after a dividend payment. Following this grant, she directly holds 57,793.138 shares of Citizens Financial Group common stock.
Wade Claude E. reported acquisition or exercise transactions in this Form 4 filing.
CITIZENS FINANCIAL GROUP INC/RI director Claude E. Wade received 56.764 additional common stock units on account of dividend equivalents. These restricted stock units were credited at no cash cost to him under the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Following this award, his direct holdings total 7,606.346 shares of common stock.
Atkinson Tracy A reported acquisition or exercise transactions in this Form 4 filing.
CITIZENS FINANCIAL GROUP INC/RI director Tracy A. Atkinson received a grant of 94.314 shares of Common Stock on May 14, 2026. These shares reflect restricted stock units credited following the company’s dividend payment under the Amended & Restated 2014 Non-Employee Directors Compensation Plan. After this award, Atkinson directly holds a total of 12,638.033 shares of Common Stock.
CITIZENS FINANCIAL GROUP INC/RI director Edward J. Kelly III received an automatic stock-based award. He acquired 295.988 shares of common stock at no cost, credited as restricted stock units tied to the company’s dividend payment under the Amended & Restated 2014 Non-Employee Directors Compensation Plan.
After this grant, Kelly’s directly held position reported in this filing increased to 39,662.353 shares of common stock. This is a routine compensation-related award rather than an open-market purchase.
Citizens Financial Group Chief Legal Officer sells shares
Citizens Financial Group’s Chief Legal Officer, Michelle Moosally, sold 6,050 shares of Common Stock in an open-market transaction at $62.16 per share. After this sale, she directly owned 22,565 shares of Citizens Financial Group common stock.
Citizens Financial Group reports that Capital World Investors holds 28,256,691 shares of Common Stock, representing 6.6% of outstanding shares. The filing states the issuer's outstanding shares are 424,993,893, and CWI reports 27,389,471 sole voting power and 28,256,691 sole dispositive power. The filing is signed by a Capital Research and Management Company officer on 05/13/2026.
State Street Corporation reports beneficial ownership disclosure for Citizens Financial Group, Inc. As of 03/31/2026, State Street beneficially owned 20,275,128 shares of Citizens Financial Group common stock, representing 4.8% of the class. The filing shows 2,736,441 shared voting power and 20,262,332 shared dispositive power.