Welcome to our dedicated page for Citizens Finl Group SEC filings (Ticker: CFG), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Citizens Financial Group, Inc. (NYSE: CFG) SEC filings page provides access to the company’s regulatory disclosures as a large U.S. commercial bank and bank holding company. Citizens files a range of documents with the U.S. Securities and Exchange Commission that describe its financial condition, capital structure, governance and material corporate events.
Through this page, users can review current reports on Form 8-K in which Citizens announces items such as quarterly and annual earnings releases, preferred stock offerings, changes to its Restated Certificate of Incorporation, redemptions of preferred stock series, and executive leadership appointments. Recent 8-K filings also confirm the listing of CFG common stock and depositary shares for several preferred stock series on the New York Stock Exchange.
Investors can also locate annual reports on Form 10-K and quarterly reports on Form 10-Q, which provide detailed information on Citizens’ Consumer Banking and Commercial Banking segments, Non-Core and Other activities, and the risk factors and accounting policies relevant to its operations. These periodic reports explain how the company’s retail and commercial banking products and services are reflected in its financial statements.
The filings page is also a resource for capital and securities documentation, including Certificates of Designations for preferred stock, Deposit Agreements for depositary shares, and underwriting agreements for public offerings. These documents outline the rights and preferences of securities such as the 5.000% Fixed-Rate Non-Cumulative Perpetual Preferred Stock, Series E, the 7.375% Fixed-Rate Non-Cumulative Perpetual Preferred Stock, Series H, and the 6.500% Fixed-Rate Reset Non-Cumulative Perpetual Preferred Stock, Series I.
Stock Titan enhances these filings with AI-powered summaries that highlight key terms, structural changes and notable disclosures, helping users interpret lengthy documents more efficiently. Real-time updates from EDGAR, combined with AI explanations of complex provisions, allow investors to track Citizens’ regulatory reporting, capital actions and governance developments in one place.
Citizens Financial Group director William P. Hankowsky reported an automatic equity award. He acquired 283.494 shares of common stock in the form of restricted stock units credited to his account following a dividend payment under the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. After this grant, he directly holds 77,944.017 common shares and has an additional 83 shares held indirectly through BKMH Partners LP.
Citizens Financial Group director Marita Zuraitis reported an automatic acquisition of additional equity-based compensation. On February 18, 2026, she received 283.494 restricted stock units credited to her account following the company’s dividend payment under the Non-Employee Directors Compensation Plan.
After this grant, her directly held common stock equivalent holdings increased to 54,862.017 shares. These units were credited at no cash cost, reflecting dividend-equivalent accruals tied to a prior equity award rather than an open-market purchase.
Citizens Financial Group director Kevin Cummings recorded an automatic stock-based award linked to a dividend. He acquired 132.716 shares of Common Stock at a price of $0.00 per share as a grant or award on February 18, 2026. According to the footnote, this reflects restricted stock units credited to his account following the issuer's dividend payment under the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.
After this award, his directly held Common Stock totaled 471,044.528 shares. He also had 57,916 shares held indirectly through an IRA.
Citizens Financial Group director receives dividend RSUs. Director Tracy A. Atkinson acquired 69.778 restricted stock units of Citizens Financial Group common stock at no cost, credited following the company’s dividend payment under the 2014 Non-Employee Directors Compensation Plan. This increased her directly held common stock equivalents to 9,935.719 shares.
Citizens Financial Group director Christine M. Cumming reported an automatic equity award tied to dividends rather than an open-market trade. She acquired 283.494 shares of common stock in the form of restricted stock units credited to her account at a price of $0.00 per share.
According to the disclosure, these units were added following the company’s dividend payment under the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. After this grant/award acquisition, her directly owned common stock balance stands at 49,733.017 shares.
LaMonica Susan reported acquisition or exercise transactions in a Form 4 filing for CFG. The filing lists transactions totaling 10,355 shares. Following the reported transactions, holdings were 180,151 shares.
Ruttledge Michael reported acquisition or exercise transactions in a Form 4 filing for CFG. The filing lists transactions totaling 10,787 shares. Following the reported transactions, holdings were 140,718 shares.
Swimmer Theodore C reported acquisition or exercise transactions in this Form 4 filing.
Citizens Financial Group executive Theodore C. Swimmer, Head of Commercial Banking, received a grant of 17,259 shares of common stock on February 11, 2026 under the Amended and Restated Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan.
Following this award, he directly owns 107,631 shares of Citizens Financial Group common stock.
MCCREE DONALD H III reported acquisition or exercise transactions in this Form 4 filing.
Citizens Financial Group executive Donald H. McCree III, Chair of the Commercial Bank, received an award of 34,951 shares of common stock on February 11, 2026. The shares were granted at a price of $0 per share under the Amended and Restated Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan. Following this equity award, McCree directly beneficially owns 229,871 shares of Citizens Financial Group common stock.
Coughlin Brendan reported acquisition or exercise transactions in a Form 4 filing for CFG. The filing lists transactions totaling 24,379 shares. Following the reported transactions, holdings were 281,088 shares.