Welcome to our dedicated page for Citizens Finl Group SEC filings (Ticker: CFG), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Citizens Financial Group, Inc.'s SEC filings document results, governance and capital structure for a bank holding company with Consumer Banking and Commercial Banking segments. Its Form 8-K reports furnish quarterly and annual earnings releases, financial supplements and investor presentations, while Regulation FD disclosures cover materials used in earnings calls and other investor communications.
Citizens’ proxy and annual meeting filings cover director elections, advisory executive compensation votes, auditor ratification and shareholder voting matters. Capital-structure filings disclose common stock listed under CFG, depositary shares representing preferred stock series listed on the NYSE and debt financing activity, including registered offerings of subordinated notes under shelf registration statements.
BANERJEE AUNOY reported acquisition or exercise transactions in this Form 4 filing.
Citizens Financial Group Chief Financial Officer Aunoy Banerjee received a grant of 12,335 shares of common stock on March 1, 2026. The award, made at no cash cost to him, was granted under the Amended and Restated Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan. Following this equity grant, Banerjee directly holds a total of 79,774 Citizens common shares.
Citizens Financial Group Chief Legal Officer Michelle Moosally reported stock-based compensation activity in the company’s common stock. She received a grant of 7,060 shares of common stock on March 1, 2026 at no cost, awarded under the Amended and Restated Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan.
On the same date, 5,194 shares were disposed of at $60.19 per share to cover tax liabilities through share withholding, a non-open-market transaction. After these transactions, her directly held ownership stands at 28,615 shares of Citizens Financial Group common stock.
Citizens Financial Group’s Chief Information Officer Michael Ruttledge received a grant of 11,879 shares of common stock under the company’s 2014 Omnibus Incentive Plan. On the same date, 10,995 shares were disposed of to cover tax obligations, leaving him with 141,602 directly owned shares.
Citizens Financial Group Chief Risk Officer Richard L. Stein reported equity compensation and related tax withholding transactions in company common stock. He acquired 12,958 shares at no cost as a grant under the Amended and Restated Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan. In a separate transaction the same day, 12,295 shares were disposed of to cover tax obligations at a price of $60.19 per share. Following these transactions, Stein directly owned 89,546 shares of Citizens Financial Group common stock.
Citizens Financial Group Chairman and CEO Bruce Van Saun received a grant of 51,916 shares of common stock, awarded at no cost under the company’s 2014 Omnibus Incentive Plan. On the same date, 79,315 shares were disposed of to satisfy tax obligations at $60.19 per share, leaving him with 1,270,132 shares held directly.
Citizens Financial Group Chief Accounting Officer Christopher J. Schnirel reported routine equity compensation activity involving the company’s common stock. He received a grant of 5,814 shares of common stock at no cost on March 1, 2026 under the Amended and Restated Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan.
On the same date, 1,514 shares were disposed of at $60.19 per share to satisfy tax withholding obligations, a non-open-market transaction classified as a tax-withholding disposition. After these transactions, Schnirel directly held 18,495 shares of Citizens Financial Group common stock.
Citizens Financial Group Chief Human Resources Officer Susan LaMonica reported stock-based compensation activity. She acquired 12,149 shares of common stock at $0.0000 per share as a grant under the Amended and Restated Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan. On the same date, 13,071 shares of common stock were disposed of at $60.19 per share in a tax-withholding transaction to satisfy tax obligations by delivering shares. After these transactions, she directly owned 179,229 shares of Citizens Financial Group common stock.
Citizens Financial Group executive Donald H. McCree III reported equity compensation activity in company common stock. He received a grant of 52,334 shares of common stock at a price of $0.00 per share, reflecting an award under the company’s 2014 Omnibus Incentive Plan.
To satisfy tax obligations, 31,099 shares of common stock were disposed of at $60.19 per share through a tax-withholding transaction, rather than an open-market sale. Following these direct transactions, he directly held 251,106 shares of common stock. In addition, indirect holdings are reported through three McCree GST Family Trusts, with 48,529, 48,529, and 48,530 shares, respectively.
Citizens Financial Group director reports stock-based award from dividend equivalents. Edward J. Kelly III acquired 258.151 shares of Citizens Financial Group common stock at a stated price of $0.0000 per share. These shares reflect restricted stock units credited to his account following the company’s dividend payment under the Non-Employee Directors Compensation Plan.
After this award, Kelly directly holds a total of 36,758.365 Citizens Financial Group common shares, showing the updated size of his equity stake as a non-employee director.
Citizens Financial Group director Terrance Lillis reported a stock-based award linked to dividend payments. He acquired 258.151 shares of common stock at a stated price of $0.0000 per share, credited as restricted stock units under the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.
After this grant, his directly held common stock totaled 36,758.365 shares. The filing also notes 4,000 shares of common stock held indirectly through his spouse’s revocable trust, reflecting a separate ownership position rather than a new transaction.