Citizens Financial Group, Inc.'s SEC filings document results, governance and capital structure for a bank holding company with Consumer Banking and Commercial Banking segments. Its Form 8-K reports furnish quarterly and annual earnings releases, financial supplements and investor presentations, while Regulation FD disclosures cover materials used in earnings calls and other investor communications.
Citizens’ proxy and annual meeting filings cover director elections, advisory executive compensation votes, auditor ratification and shareholder voting matters. Capital-structure filings disclose common stock listed under CFG, depositary shares representing preferred stock series listed on the NYSE and debt financing activity, including registered offerings of subordinated notes under shelf registration statements.
Leary Robert G reported acquisition or exercise transactions in this Form 4 filing.
Citizens Financial Group director Robert G. Leary received an equity award as part of his board compensation. On April 23, 2026, he was granted 2,608 shares of Common Stock, reflected as a restricted stock unit award under the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan, at a stated price of $0.00 per share. Following this grant, Leary directly holds 33,323.115 shares of Citizens Financial Group common stock. This is a compensation-related grant rather than an open-market purchase or sale.
CITIZENS FINANCIAL GROUP INC/RI director Claude E. Wade received a stock-based compensation award. On April 23, 2026, he acquired 2,608 shares of common stock at a stated price of $0.00 per share as a restricted stock unit grant under the company’s 2014 Non-Employee Directors Compensation Plan. Following this award, he directly holds a total of 7,549.582 shares of Citizens Financial Group common stock.
SIEKERKA MICHELE N reported acquisition or exercise transactions in this Form 4 filing.
Citizens Financial Group director Michele N. Siekerka reported an equity award in the company’s common stock. She received a grant of 2,608 shares as a restricted stock unit award under the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Following this grant, she directly holds 66,159.978 shares of common stock. The filing also lists indirect holdings of 297 shares held by her son, 297 shares held by her daughter, and 6,102 shares held through an IRA.
Atkinson Tracy A reported acquisition or exercise transactions in this Form 4 filing.
Citizens Financial Group director Tracy A. Atkinson received a compensation grant of 2,608 shares of Common Stock in the form of restricted stock units. The award was granted at no cash cost per share under the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.
After this grant, Atkinson directly holds a total of 12,543.719 shares of Citizens Financial Group common stock, as reported in the filing. This is a routine equity award for a non-employee director rather than an open-market purchase.
Citizens Financial Group director Christopher Swift received a stock-based compensation award. He acquired 2,608 shares of Common Stock through a restricted stock unit grant under the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan, bringing his direct holdings to 25,931.609 shares after the award.
CITIZENS FINANCIAL GROUP INC/RI director Alexander Lee received an equity award of 2,608 shares of Common Stock. The award was granted at a price of $0.00 per share as a restricted stock unit grant under the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Following this compensation-related acquisition, Lee directly holds a total of 25,931.609 shares of Common Stock.
Cumming Christine M reported acquisition or exercise transactions in this Form 4 filing.
Citizens Financial Group director Christine M. Cumming received a grant of 2,608 shares of Common Stock on April 23, 2026. The award is a restricted stock unit grant made under the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. After this grant, she directly holds 52,341.017 shares of Citizens Financial Group common stock.
CITIZENS FINANCIAL GROUP INC/RI director Edward J. Kelly III received a stock-based compensation award. He acquired 2,608 shares of common stock on April 23, 2026 at no cash price as a restricted stock unit grant under the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Following this grant, he directly holds 39,366.365 shares of common stock.
Citizens Financial Group director Marita Zuraitis received an equity grant in the form of restricted stock units. On April 23, 2026, she was awarded 2,608 shares of Common Stock at no cash cost, classified as a grant or award acquisition.
The footnote explains this is a restricted stock unit award granted under the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Following this award, Zuraitis directly holds 57,470.017 shares of Citizens Financial Group common stock.
Citizens Financial Group, Inc. reported results of its 2026 Annual Meeting of Stockholders held on April 23, 2026. Stockholders elected all director nominees to one-year terms, with each candidate receiving over 336 million votes in favor.
Stockholders approved the advisory vote on executive compensation, with 327,158,449 votes for and 30,630,016 against. They also ratified Deloitte & Touche LLP as registered independent public accounting firm for 2026, supported by 355,450,674 votes for. A shareholder proposal to adopt a majority voting standard was not approved, receiving 36,243,037 votes for and 321,379,352 against.