Welcome to our dedicated page for Citizens Finl Group SEC filings (Ticker: CFG), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Citizens Financial Group, Inc.'s SEC filings document results, governance and capital structure for a bank holding company with Consumer Banking and Commercial Banking segments. Its Form 8-K reports furnish quarterly and annual earnings releases, financial supplements and investor presentations, while Regulation FD disclosures cover materials used in earnings calls and other investor communications.
Citizens’ proxy and annual meeting filings cover director elections, advisory executive compensation votes, auditor ratification and shareholder voting matters. Capital-structure filings disclose common stock listed under CFG, depositary shares representing preferred stock series listed on the NYSE and debt financing activity, including registered offerings of subordinated notes under shelf registration statements.
LaMonica Susan reported acquisition or exercise transactions in a Form 4 filing for CFG. The filing lists transactions totaling 10,355 shares. Following the reported transactions, holdings were 180,151 shares.
Ruttledge Michael reported acquisition or exercise transactions in a Form 4 filing for CFG. The filing lists transactions totaling 10,787 shares. Following the reported transactions, holdings were 140,718 shares.
Swimmer Theodore C reported acquisition or exercise transactions in this Form 4 filing.
Citizens Financial Group executive Theodore C. Swimmer, Head of Commercial Banking, received a grant of 17,259 shares of common stock on February 11, 2026 under the Amended and Restated Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan.
Following this award, he directly owns 107,631 shares of Citizens Financial Group common stock.
MCCREE DONALD H III reported acquisition or exercise transactions in this Form 4 filing.
Citizens Financial Group executive Donald H. McCree III, Chair of the Commercial Bank, received an award of 34,951 shares of common stock on February 11, 2026. The shares were granted at a price of $0 per share under the Amended and Restated Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan. Following this equity award, McCree directly beneficially owns 229,871 shares of Citizens Financial Group common stock.
Coughlin Brendan reported acquisition or exercise transactions in a Form 4 filing for CFG. The filing lists transactions totaling 24,379 shares. Following the reported transactions, holdings were 281,088 shares.
VAN SAUN BRUCE reported acquisition or exercise transactions in a Form 4 filing for CFG. The filing lists transactions totaling 89,433 shares. Following the reported transactions, holdings were 1,297,531 shares.
Citizens Financial Group provides an annual overview of its banking operations, strategy, and risks. The company reports total assets of $226.4 billion, deposits of $183.3 billion, and stockholders’ equity of $26.3 billion as of December 31, 2025.
Citizens operates more than 1,000 branches across 14 states and the District of Columbia, serving retail and commercial clients through Consumer and Commercial Banking segments and a growing Private Bank. Client assets total $61.9 billion, including $35.9 billion of assets under management and $26.0 billion of transactional assets.
The report details a strategy focused on high‑quality deposits, growth markets, advisory‑led solutions, balance sheet optimization, and investment in people and communities. Extensive sections describe regulatory capital, liquidity, stress testing, resolution planning, cybersecurity, climate‑related rules, and wide‑ranging risk factors that could affect credit quality, funding costs, interest margins, and execution of the business plan.
Citizens Financial Group Inc. is the issuer of common stock covered by this notice of proposed sale under Rule 144. A holder plans to sell 27,600 common shares through Fidelity Brokerage Services LLC on the NYSE, with an aggregate market value of 1,794,000.00, at a time when 429,500,000 shares are outstanding.
The shares to be sold were acquired on 04/06/2022 in a merger or acquisition transaction with Citizens Financial Group, with 27,600 shares received on that date. During the past three months, Citizens Bank NA sold 30,668 Citizens Financial Group shares for gross proceeds of 1,708,463.00, as disclosed in the filing.
Citizens Financial Group, Inc. filed a quarterly Form 13F combination report detailing its equity investment positions. The report covers 1,018 individual holdings with an aggregate reported value of $7,459,443,135, showing the scale of securities managed for clients.
This is a combination report, meaning some holdings are reported here and others by additional managers. Two affiliated managers, Citizens Bank, National Association, and Clarfeld Financial Advisors, LLC, are listed as other reporting managers, indicating a multi-entity structure for managing and reporting these investments.
Citizens Financial Group, Inc. completed an Offering of $400 million aggregate principal amount of 5.299% Fixed-Reset Subordinated Notes due 2036. These Notes were sold under an existing Form S-3 Registration Statement using a Prospectus, Prospectus Supplement and a free writing prospectus.
The Notes pay interest semi-annually at 5.299% per annum from issuance to, but excluding, January 29, 2031, then reset to the Five-Year U.S. Treasury Rate plus 1.450% until maturity. Citizens intends to use the net proceeds for general corporate purposes, which may include share repurchases, dividends, debt repayment or reduction, subsidiary funding, capital expenditures, working capital and acquisitions.