Welcome to our dedicated page for Confluent SEC filings (Ticker: CFLT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Confluent, Inc. (NASDAQ: CFLT) files reports and disclosures with the U.S. Securities and Exchange Commission (SEC) in connection with its listing on the Nasdaq Global Select Market and its status as a public company. These filings provide detailed information on its data streaming business, financial condition, and significant corporate events.
Among the key documents for CFLT are Form 10-K annual reports and Form 10-Q quarterly reports, which describe Confluent’s operations as a data streaming platform provider, outline its revenue from subscriptions and services, and discuss risks and other disclosures. Investors often review these filings to understand how Confluent presents its business model, including offerings such as Confluent Cloud, Confluent Platform, WarpStream, Confluent Private Cloud, Confluent Intelligence, Streaming Agents, Real-Time Context Engine, and Tableflow.
Confluent also uses Form 8-K current reports to disclose material events. For example, a Form 8-K dated December 8, 2025 describes an Agreement and Plan of Merger with International Business Machines Corporation (IBM) and a wholly owned IBM subsidiary. That filing outlines the proposed merger structure, the cash consideration for shares, the treatment of equity awards, closing conditions, termination rights, and potential termination fees. Other 8-K filings referenced in the available data report the release of quarterly financial results.
On this SEC filings page, users can access Confluent’s historical and ongoing disclosures, including 10-K, 10-Q, and 8-K filings, as well as proxy materials related to the IBM transaction once filed. The platform also surfaces Form 4 insider transaction reports and other ownership-related filings when available, allowing investors to monitor changes in holdings by directors and officers.
Stock Titan enhances these filings with AI-powered summaries that explain the key points of lengthy documents, highlight major risk factors, and clarify complex transaction terms. Real-time updates from the SEC’s EDGAR system help ensure that new CFLT filings, including those related to the pending IBM merger, are quickly available with plain-language explanations.
Confluent, Inc. Chief Accounting Officer Phan Kong exercised stock options to acquire additional Class A common shares. On March 5, 2026, he exercised options covering 6,377 shares at $15.68 per share and 21,231 shares at $4.71 per share, totaling 27,608 newly acquired shares of Class A common stock. Following these exercises, his direct Class A common stock holdings increased to 245,836 shares. The related stock options were reported as fully vested.
Confluent, Inc. provides updated details on its board, leadership and 2025 executive and director compensation. The company highlights an independent, Nasdaq-compliant board, with Jay Kreps serving as CEO and chair and a full slate of experienced technology and venture capital directors.
Executive pay is heavily performance-based, combining salaries, cash bonuses and RSUs. For 2025, subscription revenue of about $1,120 million versus a $1,162 million target led to bonus payouts of 92.5% of target for most executives. Kreps kept a modest $65,000 salary and received no 2025 equity grant.
The amendment also explains severance and change-in-control protections, stock ownership guidelines, a clawback policy, and director fee and equity structures. It notes an Agreement and Plan of Merger with IBM and related legal-fee reimbursements and limited RSU acceleration for the Chief Revenue Officer under Section 280G planning.
Confluent, Inc. reported that its Chief Accounting Officer and principal accounting officer, Kong Phan, has notified the company that he will resign, effective on or about April 13, 2026, to pursue another opportunity. The company stated that his resignation is not due to any disagreement regarding Confluent’s accounting practices, operations, or policies, indicating an orderly transition rather than a dispute-driven departure.
Confluent, Inc. reported an insider transaction by its Chief Financial Officer, Rohan Sivaram. On February 20, 2026, he executed an open-market sale of 21,503 shares of Class A common stock at $30.70 per share. According to the disclosure, these shares were sold to cover the tax obligation arising from the vesting of previously reported restricted stock units. After this transaction, he directly held 561,966 shares, which includes 1,398 shares acquired through Confluent’s employee stock purchase plan on February 13, 2026.
Confluent, Inc. Chief Revenue Officer Mac Ban Ryan Norris reported open-market sales of a total of 31,273 shares of Class A common stock. He sold 11,517 shares on February 20 at $30.70 per share and 19,756 shares on February 24 at $30.66 per share. After these trades, he held 358,890 shares directly. Footnotes state the reported shares were sold to cover tax obligations from vested restricted stock units, were executed under a Rule 10b5-1 trading plan dated August 22, 2025, and occurred at prices ranging from $30.63 to $30.72.
Confluent, Inc. Chief Accounting Officer Phan Kong reported an open-market sale of Class A common stock mainly to cover taxes tied to a restricted stock unit vesting. The transaction involved 2,277 shares at a weighted-average price of
Confluent, Inc. CEO Edward Jay Kreps reported a combination of share conversions and sales. He converted 232,500 shares of Class B Common Stock into 232,500 shares of Class A Common Stock through a derivative security conversion at a stated price of $0.00 per share, bringing his direct Class B holdings to 14,017,500 shares.
On the same date, he sold 270,207 shares of Class A Common Stock in open-market transactions at a price of $30.70 per share, executed under a Rule 10b5-1 trading plan adopted on August 15, 2024. After these sales, his direct Class A holdings were 301,660 shares. Additional Class B shares are held indirectly through family trusts.
CFLT notice of proposed sale: 19,756 restricted stock units are identified for sale in a Form 144 filing. The filing also lists recent 10b5-1 sales by an affiliate, including 44,114 shares sold on
Edward Kreps reports proposed sales of common stock under Rule 144. The filing lists Founders Shares: 232,500 (dated
The filing also discloses recent 10b5-1 sales:
Confluent, Inc.’s Chief Revenue Officer, Ryan Mac Ban Norris, reported open-market sales of Class A common stock under a pre-arranged 10b5-1 trading plan dated August 22, 2025. He sold 1,655 shares at
After these transactions, he directly owned 390,163 shares of Confluent Class A common stock. This amount includes 1,398 shares acquired through the company’s employee stock purchase plan on February 13, 2026, indicating he retains a substantial equity position following the scheduled sales.