Welcome to our dedicated page for Confluent SEC filings (Ticker: CFLT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Confluent, Inc. filings document the company's transition from a Nasdaq-listed public company with Class A common stock under CFLT to a private company following its completed merger with International Business Machines Corporation. The formal record includes Form 8-K material-event reports on the merger closing, shareholder voting matters, governance changes and operating results, along with Form 25 delisting and Form 15 termination of Exchange Act registration and reporting duties.
Earlier disclosure categories for Confluent addressed material agreements, capital-structure matters, officer governance events and financial results associated with its data streaming software business.
Confluent, Inc. (CFLT) reported insider activity by its Chief Executive Officer and director on a Form 4 for 11/13/2025. The CEO converted 232,500 shares of Class B Common Stock into the same number of Class A Common Stock and then sold 232,500 Class A shares in an open market transaction at an average price of $23.53 per share under a pre-arranged Rule 10b5-1 trading plan adopted on August 15, 2024. After these transactions, the CEO directly owned 377,074 shares of Class A Common Stock and held 14,482,500 derivative securities in the form of Class B Common Stock, each convertible into one Class A share. Additional Class B holdings convertible into Class A shares are reported as indirectly owned through several family trusts.
Confluent, Inc. (CFLT) reported an insider transaction. A company director exercised options, converted shares, and sold stock on 11/03/2025 under a pre-set Rule 10b5-1 plan.
The insider exercised 30,000 stock options at an exercise price of $2.24, received Class B shares, then converted 30,000 Class B into 30,000 Class A on a one-for-one basis. The insider then sold 30,000 Class A shares at an average price of $23.57, with trades ranging from $23.17 to $23.89.
Following these transactions, the insider held 28,549 Class A shares directly and 1,787 Class A shares indirectly via a trust. The option award referenced was fully vested.
Confluent (CFLT) Form 4: The Chief Financial Officer sold 6,000 shares of Class A common stock on 10/29/2025 pursuant to a Rule 10b5-1 trading plan dated September 12, 2024. The filing notes sale prices ranged from $23.51 to $24.00, with a line-item price shown at $23.76 for the reported transaction. Following the sale, the reporting person beneficially owns 625,596 shares, held directly.
Confluent (CFLT) insider transaction: A company officer (Chief Accounting Officer) reported selling 1,003 shares of Class A common stock on 10/29/2025 at $24 per share under a Rule 10b5-1 trading plan. Following the sale, the officer directly beneficially owns 231,531 shares. The filing indicates the transaction was executed pursuant to a pre-established plan dated September 12, 2024.
Confluent, Inc. (CFLT) director reported an open-market sale of Class A common stock. On 10/29/2025, the reporting person sold 30,953 shares (transaction code S) pursuant to a Rule 10b5-1 trading plan adopted on December 13, 2024.
The filing lists a reported price of $23.64, with actual sale prices ranging from $23.17 to $23.98. Following this transaction, the reporting person beneficially owns 1,092,494 shares indirectly and 20,861 shares directly. The indirect holdings are noted as being held by entities controlled by the reporting person.
Confluent (CFLT) Form 4: On 10/29/2025, a director exercised 30,000 stock options at $2.24, converting Class B into Class A, and sold 30,000 Class A shares pursuant to a Rule 10b5-1 plan adopted on June 10, 2025. The sale occurred at prices ranging from $23.19 to $24.01. Following these transactions, the director directly held 28,549 Class A shares and indirectly held 1,787 shares via a trust.
Confluent, Inc. (CFLT) reported Q3 2025 results showing continued growth with total revenue of $298.5 million, up from $250.2 million a year ago. Subscription revenue was $286.3 million and services revenue was $12.2 million. Confluent Cloud contributed $161.0 million (54% of revenue). Gross profit rose to $221.6 million. The company recorded an operating loss of $83.3 million and a net loss of $66.5 million, or $0.19 per share, improving from a $74.1 million loss, or $0.23 per share, in Q3 2024.
Balance sheet and cash flow remained solid. Cash and cash equivalents were $298.5 million and marketable securities were $1.69 billion as of September 30, 2025. Deferred revenue totaled $475.3 million. Remaining performance obligations were $1.259 billion, with about 58% expected to be recognized over the next 12 months. For the nine months ended September 30, 2025, revenue reached $851.9 million, operating cash flow was $22.2 million, and convertible senior notes, net, stood at $1.095 billion. U.S. revenue was $172.1 million (58%) and international revenue was $126.4 million (42%) in the quarter.
Confluent, Inc. (CFLT) furnished an 8-K announcing quarterly results. The company reported that it issued a press release for the quarter ended September 30, 2025, and attached it as Exhibit 99.1. The disclosure appears under Item 2.02 (Results of Operations and Financial Condition) and Item 9.01 (Financial Statements and Exhibits).
The company states this information, including Exhibit 99.1, is being furnished and is not deemed filed under the Exchange Act, and is not subject to Section 18 liabilities, nor incorporated by reference into other filings unless expressly stated. Exhibit 104 (Inline XBRL cover page) is also included. The 8-K was signed by Chief Financial Officer Rohan Sivaram.
Phan Kong, Chief Accounting Officer of Confluent, Inc. (CFLT), reported an insider sale on 09/22/2025. The filing shows 4,544 shares of Class A common stock were sold at $19.87 per share to cover the tax obligation arising from the vesting of restricted stock units. After the sale, the reporting person beneficially owned 232,534 shares. The Form 4 was executed on behalf of the reporting person by an attorney-in-fact on 09/24/2025. No derivative transactions or other types of securities were reported in this filing.
Confluent, Inc. insider filing shows Mac Ban Ryan Norris, the company's Chief Revenue Officer, reported a sale of 1,219 shares of Class A common stock on 09/22/2025 at a price of $19.87 per share. The filing states the sale was to cover the tax obligation arising from the vesting of previously granted restricted stock units. After the reported transaction, Mr. Norris beneficially owns 396,126 shares of Class A common stock, held directly. The Form 4 was signed on 09/24/2025.