Welcome to our dedicated page for Confluent SEC filings (Ticker: CFLT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Confluent, Inc. (NASDAQ: CFLT) files reports and disclosures with the U.S. Securities and Exchange Commission (SEC) in connection with its listing on the Nasdaq Global Select Market and its status as a public company. These filings provide detailed information on its data streaming business, financial condition, and significant corporate events.
Among the key documents for CFLT are Form 10-K annual reports and Form 10-Q quarterly reports, which describe Confluent’s operations as a data streaming platform provider, outline its revenue from subscriptions and services, and discuss risks and other disclosures. Investors often review these filings to understand how Confluent presents its business model, including offerings such as Confluent Cloud, Confluent Platform, WarpStream, Confluent Private Cloud, Confluent Intelligence, Streaming Agents, Real-Time Context Engine, and Tableflow.
Confluent also uses Form 8-K current reports to disclose material events. For example, a Form 8-K dated December 8, 2025 describes an Agreement and Plan of Merger with International Business Machines Corporation (IBM) and a wholly owned IBM subsidiary. That filing outlines the proposed merger structure, the cash consideration for shares, the treatment of equity awards, closing conditions, termination rights, and potential termination fees. Other 8-K filings referenced in the available data report the release of quarterly financial results.
On this SEC filings page, users can access Confluent’s historical and ongoing disclosures, including 10-K, 10-Q, and 8-K filings, as well as proxy materials related to the IBM transaction once filed. The platform also surfaces Form 4 insider transaction reports and other ownership-related filings when available, allowing investors to monitor changes in holdings by directors and officers.
Stock Titan enhances these filings with AI-powered summaries that explain the key points of lengthy documents, highlight major risk factors, and clarify complex transaction terms. Real-time updates from the SEC’s EDGAR system help ensure that new CFLT filings, including those related to the pending IBM merger, are quickly available with plain-language explanations.
Confluent (CFLT) Form 4: The Chief Financial Officer sold 6,000 shares of Class A common stock on 10/29/2025 pursuant to a Rule 10b5-1 trading plan dated September 12, 2024. The filing notes sale prices ranged from $23.51 to $24.00, with a line-item price shown at $23.76 for the reported transaction. Following the sale, the reporting person beneficially owns 625,596 shares, held directly.
Confluent (CFLT) insider transaction: A company officer (Chief Accounting Officer) reported selling 1,003 shares of Class A common stock on 10/29/2025 at $24 per share under a Rule 10b5-1 trading plan. Following the sale, the officer directly beneficially owns 231,531 shares. The filing indicates the transaction was executed pursuant to a pre-established plan dated September 12, 2024.
Confluent, Inc. (CFLT) director reported an open-market sale of Class A common stock. On 10/29/2025, the reporting person sold 30,953 shares (transaction code S) pursuant to a Rule 10b5-1 trading plan adopted on December 13, 2024.
The filing lists a reported price of $23.64, with actual sale prices ranging from $23.17 to $23.98. Following this transaction, the reporting person beneficially owns 1,092,494 shares indirectly and 20,861 shares directly. The indirect holdings are noted as being held by entities controlled by the reporting person.
Confluent (CFLT) Form 4: On 10/29/2025, a director exercised 30,000 stock options at $2.24, converting Class B into Class A, and sold 30,000 Class A shares pursuant to a Rule 10b5-1 plan adopted on June 10, 2025. The sale occurred at prices ranging from $23.19 to $24.01. Following these transactions, the director directly held 28,549 Class A shares and indirectly held 1,787 shares via a trust.
Confluent, Inc. (CFLT) reported Q3 2025 results showing continued growth with total revenue of $298.5 million, up from $250.2 million a year ago. Subscription revenue was $286.3 million and services revenue was $12.2 million. Confluent Cloud contributed $161.0 million (54% of revenue). Gross profit rose to $221.6 million. The company recorded an operating loss of $83.3 million and a net loss of $66.5 million, or $0.19 per share, improving from a $74.1 million loss, or $0.23 per share, in Q3 2024.
Balance sheet and cash flow remained solid. Cash and cash equivalents were $298.5 million and marketable securities were $1.69 billion as of September 30, 2025. Deferred revenue totaled $475.3 million. Remaining performance obligations were $1.259 billion, with about 58% expected to be recognized over the next 12 months. For the nine months ended September 30, 2025, revenue reached $851.9 million, operating cash flow was $22.2 million, and convertible senior notes, net, stood at $1.095 billion. U.S. revenue was $172.1 million (58%) and international revenue was $126.4 million (42%) in the quarter.
Confluent, Inc. (CFLT) furnished an 8-K announcing quarterly results. The company reported that it issued a press release for the quarter ended September 30, 2025, and attached it as Exhibit 99.1. The disclosure appears under Item 2.02 (Results of Operations and Financial Condition) and Item 9.01 (Financial Statements and Exhibits).
The company states this information, including Exhibit 99.1, is being furnished and is not deemed filed under the Exchange Act, and is not subject to Section 18 liabilities, nor incorporated by reference into other filings unless expressly stated. Exhibit 104 (Inline XBRL cover page) is also included. The 8-K was signed by Chief Financial Officer Rohan Sivaram.
Phan Kong, Chief Accounting Officer of Confluent, Inc. (CFLT), reported an insider sale on 09/22/2025. The filing shows 4,544 shares of Class A common stock were sold at $19.87 per share to cover the tax obligation arising from the vesting of restricted stock units. After the sale, the reporting person beneficially owned 232,534 shares. The Form 4 was executed on behalf of the reporting person by an attorney-in-fact on 09/24/2025. No derivative transactions or other types of securities were reported in this filing.
Confluent, Inc. insider filing shows Mac Ban Ryan Norris, the company's Chief Revenue Officer, reported a sale of 1,219 shares of Class A common stock on 09/22/2025 at a price of $19.87 per share. The filing states the sale was to cover the tax obligation arising from the vesting of previously granted restricted stock units. After the reported transaction, Mr. Norris beneficially owns 396,126 shares of Class A common stock, held directly. The Form 4 was signed on 09/24/2025.
Neha Narkhede, a director of Confluent, Inc. (CFLT), reported transactions dated 09/09/2025. The filing shows acquisition of 153,200 shares of Class A common stock and an immediate sale of 153,200 shares at $19.85 per share under a previously adopted 10b5-1 plan. After these transactions the reporting person directly beneficially owned 28,549 shares of Class A common stock and indirectly owned 1,787 shares through a trust. The filing also reports derivative activity: 153,200 stock options with a $2.24 exercise price (noted as fully vested) and Class B common stock that may convert to Class A common stock under the issuer’s charter.
Confluent, Inc. (CFLT) Chief Financial Officer Sivaram Rohan reported a sale of 5,000 shares of Class A common stock on 09/08/2025 at a price of $20.00 per share. The sale was made pursuant to a 10b5-1 trading plan dated September 12, 2024. After the reported transaction, the reporting person beneficially owned 631,596 shares of Class A common stock. The Form 4 was signed by an attorney-in-fact on behalf of the reporting person.