STOCK TITAN

Carlyle Group (CG) COO reports 75,033-share tax withholding

Filing Impact
(Very High)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Carlyle Group Inc.’s Chief Operating Officer Lindsay LoBue reported a tax-related share withholding on common stock. On 02/06/2026, 75,033 shares were withheld by the company at $55.41 per share to cover taxes from vesting restricted stock units. After this non-sale transaction, LoBue beneficially owns 710,460 shares of Carlyle common stock directly.

Positive

  • None.

Negative

  • None.
Insider LoBue Lindsay
Role Chief Operating Officer
Type Security Shares Price Value
Tax Withholding Common Stock 75,033 $55.41 $4.16M
Holdings After Transaction: Common Stock — 710,460 shares (Direct)
Footnotes (1)
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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
LoBue Lindsay

(Last) (First) (Middle)
1001 PENNSYLVANIA AVENUE, NW

(Street)
WASHINGTON DC 20004

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Carlyle Group Inc. [ CG ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Operating Officer
3. Date of Earliest Transaction (Month/Day/Year)
02/06/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/06/2026 F(1) 75,033 D $55.41 710,460 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents shares of common stock that have been withheld by the Issuer in connection with the payment of taxes resulting from the vesting of previously reported restricted stock unit awards. No shares of common stock were sold by the reporting person.
Remarks:
/s/ Anne K. Frederick by Power of Attorney for Lindsay LoBue 02/06/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Carlyle Group (CG) COO Lindsay LoBue report on this Form 4?

Lindsay LoBue reported a tax withholding of 75,033 shares of Carlyle common stock. The shares were withheld by the company to pay taxes due upon vesting of previously reported restricted stock units, and were not sold in the open market.

How many Carlyle (CG) shares were withheld for taxes and at what price?

The filing shows 75,033 Carlyle common shares withheld at a price of $55.41 per share. This withholding covered tax obligations triggered by the vesting of earlier restricted stock unit awards granted to Chief Operating Officer Lindsay LoBue.

Did Carlyle COO Lindsay LoBue sell any shares in this Form 4 filing?

No shares were sold by Lindsay LoBue in this transaction. The shares were withheld by Carlyle Group to satisfy tax obligations from vesting restricted stock units, meaning there was no discretionary open-market sale initiated by the executive.

How many Carlyle Group (CG) shares does Lindsay LoBue own after this transaction?

After the tax withholding, Lindsay LoBue beneficially owns 710,460 shares of Carlyle common stock directly. This figure reflects the remaining holdings following the 75,033 shares withheld by the issuer on February 6, 2026 for tax purposes.

What does transaction code "F" mean in Lindsay LoBue’s Carlyle Form 4?

Transaction code “F” indicates shares withheld to pay taxes on equity awards. In this case, Carlyle Group withheld 75,033 common shares from Lindsay LoBue when restricted stock units vested, using those shares to cover the associated tax liability.

What type of security is involved in Lindsay LoBue’s Carlyle (CG) Form 4?

The Form 4 involves Carlyle Group’s common stock. These shares were previously underlying restricted stock unit awards that vested, prompting a tax withholding transaction rather than a traditional purchase or sale in the open market.