Welcome to our dedicated page for The Carlyle Group SEC filings (Ticker: CG), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Carlyle Group Inc. (NASDAQ: CG) files a range of documents with the U.S. Securities and Exchange Commission that provide detail on its operations, financing, and governance as a global investment firm. This page aggregates Carlyle’s SEC filings and pairs them with AI-powered summaries to help readers understand the key points in each report.
Recent Form 8-K filings show how Carlyle uses the capital markets and discloses material events. One 8-K describes the company’s quarterly financial results, furnished through a summary earnings press release and detailed earnings presentation. Other 8-Ks filed in September 2025 outline the pricing and issuance of $800 million aggregate principal amount of 5.050% Senior Notes due 2035, the related senior notes indenture, and the guarantees provided by several Carlyle holding entities. These filings explain the terms of the notes, including interest rate, maturity, redemption provisions, and events of default.
Another Form 8-K filed in July 2025 details leadership changes effective January 1, 2026, including the planned appointment of three Co-Presidents and a new Chief Financial Officer. The filing describes how these roles align with Carlyle’s Global Private Equity, Global Credit and Insurance, and Global Client Business segments, and notes that these senior professionals invest in and alongside Carlyle funds as described in the company’s proxy statement.
On this SEC filings page, users can review Carlyle’s 8-K current reports, as well as other core filings such as annual reports on Form 10-K, quarterly reports on Form 10-Q, and registration statements when available. AI-generated highlights help explain complex sections, such as indenture covenants, guarantee structures, or executive compensation disclosures in proxy-related documents. The platform also surfaces real-time updates from EDGAR, allowing investors to see new filings as they are posted and to explore how Carlyle’s disclosures relate to its activities in private equity, credit, and investment solutions.
Carlyle Group Inc. (CG) Chief Operating Officer Lindsay LoBue reported an automatic equity accrual tied to the company’s regular dividend. On 11/19/2025, LoBue received 620 shares of common stock as dividend equivalent units at a price of $0, reflecting additional units credited on previously granted time-vesting restricted stock unit awards. These dividend equivalent units vest on the same schedule and under the same conditions as the original awards. Following this transaction, LoBue beneficially owned 476,845 shares of Carlyle common stock in direct ownership.
Carlyle Group Inc. (CG) reported a routine insider equity change for its General Counsel, Jeffrey W. Ferguson. On 11/19/2025, Ferguson acquired 928 shares of common stock at a price of $0. These were recorded as dividend equivalent units credited on previously granted time-vesting restricted stock unit awards in connection with the company’s quarterly dividend.
After this transaction, Ferguson beneficially owns 754,927 shares of Carlyle Group Inc. common stock in direct ownership. The newly credited dividend equivalent units will vest on the same schedule and under the same terms and conditions as the underlying restricted stock unit awards.
Carlyle Group Inc. (CG) reported a routine insider equity transaction involving its Chief Accounting Officer. On 11/19/2025, the officer acquired 220 shares of common stock at a stated price of $0, classified as an acquisition. After this transaction, the officer beneficially owned 131,174 shares of Carlyle Group common stock in direct ownership.
According to the explanation, the 220 units represent dividend equivalent units that accrued on previously granted time-vesting restricted stock unit awards in connection with Carlyle’s quarterly dividend. These dividend equivalent units will vest on the same schedule and under the same terms and conditions as the underlying restricted stock unit awards, so they track the timing and risk profile of the existing equity grants.
The Carlyle Group Inc. filed a Form 13F reporting its institutional holdings. The filing is a 13F combination report that includes 17 information-table entries with a total reported market value of $4,337,675,517. The filing lists 3 other included managers: Abingworth LLP, Carlyle Investment Management LLC and CIM Global, L.L.C.
The report is signed by Jeffrey W. Ferguson, General Counsel, and includes explanatory notes about AlpInvest Partners B.V. and the August 2022 Abingworth acquisition.
The Carlyle Group Inc. reported sharply weaker results for the quarter ended September 30, 2025. Total revenues fell to $332.7 million from $2.64 billion a year earlier, driven by a swing in performance allocations from a $1.79 billion gain to a $606.7 million loss.
Net income dropped to $112.5 million from $615.7 million, and net income attributable to Carlyle fell to $0.9 million, with diluted earnings per share at $0.00 versus $1.63. Fee-based fund management fees still grew to $583.3 million from $532.7 million, partly offsetting volatile investment results.
Carlyle’s balance sheet showed total assets of $27.1 billion and total equity of $6.85 billion as of September 30, 2025. Operating cash flow was negative $2.08 billion for the nine months, but financing activities provided $3.02 billion, including $792.9 million of new 5.05% senior notes due 2035 and higher borrowings at consolidated funds.
The Carlyle Group Inc. (CG) filed an 8-K stating it furnished a summary press release and a detailed earnings presentation announcing financial results for its third quarter ended September 30, 2025. These materials are attached as Exhibit 99.1 and Exhibit 99.2. The company notes the information is furnished, not filed, under the Exchange Act.
The filing also lists Carlyle’s securities registered on Nasdaq, including its common stock (CG) and 4.625% subordinated notes due 2061 (CGABL).
The Carlyle Group and affiliated entities reported a Section 16 Form 4 disclosing transactions in CommScope Holding Company, Inc. (COMM) securities dated 09/30/2025. The filing shows receipt of 17,343 shares of Series A Convertible Preferred Stock as a payment-in-kind dividend and reports 630,653 shares of Common Stock and beneficial ownership of 1,278,653 shares following the reported transactions. Each Preferred share is initially convertible into 36.3636 shares of Common Stock and carries a cumulative dividend of 5.5% per year, payable quarterly. The Preferred has no stated maturity and may be mandatorily converted after three years if specified conditions are met. Multiple Carlyle entities are listed as reporting persons and disclaim ownership except for any pecuniary interest.
The Carlyle Group Inc. entered into an indenture to issue $800,000,000 aggregate principal amount of 5.050% Senior Notes due 2035, fully and unconditionally guaranteed on a senior unsecured basis by key holding subsidiaries. The notes were issued under an effective shelf registration statement.
The notes bear interest at 5.050% per annum from September 19, 2025, with interest payable semiannually on March 19 and September 19 each year, starting March 19, 2026. They mature on September 19, 2035, and include covenants limiting certain mergers, asset transfers and liens, as well as customary events of default. Carlyle may redeem the notes at a make‑whole price before June 19, 2035 and at par plus accrued interest on or after that date.
The Carlyle Group Inc. prospectus supplement describes an offering of notes with aggregate principal amounts shown totaling $800,000,000 and indicative pricing showing 99.767% ($798,136,000) and a spread/coupon line of 0.650% ($5,200,000). The document states net proceeds will be used for general corporate purposes. The indenture limits secured indebtedness subject to exceptions, does not restrict additional unsecured debt and permits non-guarantor subsidiaries to incur debt. Certain subsidiaries will guarantee these notes and also guarantee existing notes. The supplement discusses change-of-control repurchase provisions, settlement timing (notes initially settle in T+3), DTC book-entry access, underwriting syndicate members, and related U.S. and non-U.S. tax and ERISA considerations for holders. Several administrative and designation mechanics for Non-Guarantor Entities and trustee notifications are included.
The Carlyle Group Inc. filed an 8-K disclosing a press release dated September 16, 2025 about a senior notes offering. The filing includes a cover page interactive data reference and is signed by John C. Redett, Chief Financial Officer. No offering size, pricing, use of proceeds, or further financial terms are provided in the text supplied here.
The Carlyle Group Inc. filed an 8-K disclosing a press release dated September 16, 2025 about a senior notes offering. The filing includes a cover page interactive data reference and is signed by John C. Redett, Chief Financial Officer. No offering size, pricing, use of proceeds, or further financial terms are provided in the text supplied here.