Welcome to our dedicated page for Carlyle Secured SEC filings (Ticker: CGBD), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Carlyle Secured Lending, Inc. filings document the regulatory record of a Nasdaq-listed business development company investing through directly originated financing for U.S. middle-market borrowers. Its Form 8-K disclosures furnish earnings releases, presentations, dividend declarations, Regulation FD updates, governance changes and capital-structure information for common stock and debt securities.
Proxy statements cover annual meeting votes on director elections and auditor ratification, as well as special meeting proposals involving authority to issue common stock below net asset value under defined limits. The filings also describe the company’s external management relationship with Carlyle Global Credit Investment Management L.L.C., business development company status, board oversight, stockholder voting matters and credit joint-venture activity.
Carlyle Secured Lending, Inc. director John G. Nestor reported indirect open-market sales of 4,401 shares of common stock through family trusts. One trust sold 3,500 shares at $11.2933 per share, and another sold 901 shares at $11.28 per share.
After these transactions, the trusts held 9,824 shares and 5,515.5 shares of common stock, respectively.
Carlyle Secured Lending, Inc. reported an insider share purchase by its CFO and President, Thomas M. Hennigan. On March 4, 2026, he bought 4,430 shares of common stock in an open-market transaction at a price of $11.26 per share.
After this transaction, he directly owned 101,324.587 shares of Carlyle Secured Lending common stock. The filing classifies this as a direct ownership position and records the trade under the standard purchase code for open-market or private transactions.
Carlyle Secured Lending, Inc. filed an initial Form 3 for CEO and director Alex Chi, covering ownership of its common stock. The filing reports that Chi’s directly held common stock position is 0 shares following the reported status. The single reported entry is categorized as a holding with an unknown transaction code and does not show any buy or sell activity.
Carlyle Secured Lending (CGBD) details a highly diversified investment portfolio focused on private credit. The holdings span first lien and second lien loans, as well as equity investments, across numerous non‑affiliated and affiliated issuers.
The portfolio covers a wide range of industries, including healthcare, software, business services, diversified financials, construction, energy, transportation, consumer services, and more, in the U.S. and multiple foreign jurisdictions. It also includes revolvers, delayed‑draw term loans, unfunded commitments, affiliated Middle Market Credit Fund vehicles, and forward currency contracts with Barclays Bank PLC, reflecting active use of syndicated credit structures and hedging.
Carlyle Secured Lending, Inc. reported fourth quarter 2025 net investment income of $0.33 per common share and adjusted net investment income of $0.36 per share, with full-year 2025 net investment income of $1.48 per share and adjusted net investment income of $1.51 per share.
Net asset value per share edged down 0.6% in the quarter to $16.26, while the total fair value of investments rose to $2.5 billion across 165 portfolio companies and income-producing assets carried a 10.1% weighted average yield. The portfolio remained largely first-lien and senior secured, with non‑accruals at 1.2% of fair value.
The board declared a first quarter 2026 dividend of $0.40 per share, supported by an estimated $0.74 per share of spillover income. During Q4 2025 the company generated record originations of $404.7 million, repurchased $13.9 million of stock at a discount, refinanced higher-cost debt, and helped launch the $600 million Structured Credit Partners JV, committing $150 million to that vehicle.
Carlyle Secured Lending, Inc. reported a major leadership reshuffle. On February 18, 2026, Justin Plouffe resigned as a Class II director and as President and Chief Executive Officer, effective immediately, following his recent appointment as Chief Financial Officer of The Carlyle Group Inc.
The Board immediately appointed Alex Chi as a Class II director and Chief Executive Officer. Chi joined Carlyle in January 2026 and is Deputy Chief Investment Officer of Carlyle Global Credit and Head of Direct Lending, bringing over 30 years of prior experience at Goldman Sachs. The Board also named Thomas Hennigan as President; he will keep his roles as Chief Financial Officer, Chief Risk Officer and director.
Separately, Treasurer Nelson Joseph resigned from that role, effective immediately, while remaining Principal Accounting Officer. The Board appointed Frank Taylor as the new Treasurer. These changes concentrate financial and leadership responsibilities among experienced executives while maintaining continuity in key accounting and risk functions.
Carlyle Secured Lending, Inc. announced the formation of Structured Credit Partners JV, LLC (“SCP”) alongside Carlyle Credit Solutions, Inc., Sixth Street Specialty Lending, Inc. and Sixth Street Lending Partners. SCP will invest in broadly syndicated first lien senior secured loans financed with long-term, non-mark-to-market, predominantly investment grade CLO debt.
SCP will be initially capitalized with $600 million of equity capital commitments. The ownership split is 25% Carlyle Secured Lending, Inc., 25% Carlyle Credit Solutions, Inc., 33% Sixth Street Specialty Lending, Inc. and 17% Sixth Street Lending Partners. The structure is expected to be accretive to return on equity because SCP will not be charged management or incentive fees on the underlying CLOs or at the joint venture level.
Each CLO issued by SCP will be wholly owned by SCP and managed by an affiliate of Carlyle or Sixth Street, with governance shared equally and material decisions requiring unanimous approval of both members’ representatives. The companies highlight more than 35 years of combined CLO management experience and more than $60 billion of current CLO assets under management across more than 130 CLO vehicles as a foundation for the joint venture.
Carlyle Secured Lending, Inc. filed a current report to share that it plans to discuss upcoming financial results. The company announced it will host a conference call at 11:00 a.m. Eastern Time on Wednesday, February 25, 2026 to review its financial results for the fourth quarter and full year ended December 31, 2025.
The report notes that a related press release, dated January 27, 2026, is included as an exhibit, and that this information is being furnished under Regulation FD rather than filed for liability purposes under certain securities laws.
Carlyle Secured Lending, Inc. (CGBD) reported an insider share purchase by its CFO, who is also a director. On 11/13/2025, the reporting person bought 8,400 shares of common stock at a price of $12.04 per share, coded as an open market or private purchase ("P"). Following this transaction, the reporting person beneficially owns 96,894.587 shares of Carlyle Secured Lending common stock in direct ownership.
Carlyle Secured Lending, Inc. (CGBD) reported an insider purchase by a company officer. On November 10, 2025, the officer bought 1,500 shares of common stock at a price of $11.84 per share, coded as a P (open market or private purchase). Following the transaction, the officer beneficially owned 1,500 shares, held directly. The filer’s relationship is listed as Officer (PAO).