Welcome to our dedicated page for Capstone Green Energy Holdings Right SEC filings (Ticker: CGEH), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Capstone Green Energy Holdings, Inc. (CGEH) SEC filings page provides direct access to the company’s regulatory disclosures, including current reports, registration statements, and other documents filed with the U.S. Securities and Exchange Commission. As a smaller reporting company with common stock quoted on the OTCQX Best Market under the symbol CGEH, Capstone uses these filings to report material events, describe its business, and update investors on financial and capital markets activities.
Through its Form 8‑K filings, Capstone reports matters such as private investment in public equity (PIPE) transactions, entry into material definitive agreements, leadership changes, preliminary and final quarterly results, and acquisitions like the purchase of Cal Microturbine, LLC. These current reports often incorporate press releases that discuss revenue trends, profitability metrics, and strategic initiatives, giving context to the company’s operational and financial condition.
The company’s Form S‑1 registration statement filed in December 2025 relates to the resale of shares issued in a PIPE financing and includes a prospectus summary of Capstone’s business. That document describes its microturbine-based technology, distributed generation and CHP applications, Energy-as-a-Service models, distributor network, and risk factors associated with investing in its common stock. Investors can use the S‑1 and other incorporated reports to understand CGEH’s capital structure, including common stock and pre-funded warrants.
On this page, users can review quarterly and annual reports (Forms 10‑Q and 10‑K, when available) for detailed financial statements, segment information, and management’s discussion and analysis, as referenced in the S‑1. In addition, insider and equity-related filings, such as those associated with private placements and registration rights agreements, help clarify how new securities are issued and registered for resale.
Stock Titan enhances these filings with AI-powered summaries that explain key sections of lengthy documents, highlight important changes, and surface topics such as revenue composition, Energy-as-a-Service activity, and debt and equity transactions. Real-time updates from EDGAR, combined with simplified explanations of complex filings, allow investors to quickly understand how new SEC documents may affect Capstone Green Energy Holdings, Inc. and its CGEH stock.
Capstone Green Energy Holdings President & CEO Vincent J. Canino reported a disposition of 54,265 shares of voting common stock at $6.29 per share, used to cover tax liabilities tied to the March 11, 2024 restricted stock unit vesting. After this tax-withholding event, he holds 488,333 shares of voting common stock, including multiple tranches of unvested restricted stock units and 75,000 shares previously purchased in a private offering.
Capstone Green Energy Holdings, Inc. reported a strong third quarter of fiscal 2026, ended December 31, 2025, with clear signs of operational turnaround. Revenue was $26.8 million, up 33% from $20.1 million in the prior-year quarter, driven by microturbine product demand, higher Energy-as-a-Service rental utilization, and growth in parts and service agreements.
Gross profit rose to $10.4 million from $5.0 million, as cost of goods sold grew much slower than revenue and gross margin expanded by 14 points. Income from operations improved to $2.0 million compared with a loss of $2.1 million a year earlier, and net income was $1.2 million, marking a second consecutive profitable quarter.
Year-to-date, revenue reached $83.0 million, up 42% from $58.5 million, with income from operations of $3.2 million versus a loss of $5.6 million in the prior-year period. EBITDA for the quarter was $3.5 million and Adjusted EBITDA was $5.1 million, up from $0.5 million. For the nine months, Adjusted EBITDA increased to $12.3 million from $5.1 million, reflecting restructuring benefits, improved mix, and cost controls.
Capstone Green Energy Holdings, Inc. reported sharply improved operating results for the quarter ended December 31, 2025 but continues to face serious liquidity pressure. Quarterly revenue rose to $26.8 million from $20.1 million a year earlier, with gross profit more than doubling to $10.4 million. The company generated income from operations of $2.0 million versus a prior-year operating loss and reported net income of $1.2 million for the quarter and $1.3 million for the nine months.
However, after recognizing $38.8 million of accretion to the redemption value of preferred units in the quarter, loss available to common and non-voting common stockholders was $37.6 million, or $(1.79) per share. Total assets were $87.7 million, with a working capital deficit of $22.9 million and a stockholders’ deficit of $63.3 million as of December 31, 2025.
Capstone ended the period with $15.2 million of cash and restricted cash, up from $3.3 million nine months earlier, helped by a November 2025 PIPE financing that provided approximately $13.8 million of net proceeds; about $8.3 million was used to repay Exit New Money Notes. The company still has $25.3 million of Exit Roll Up Notes outstanding, maturing on December 7, 2026, and remains subject to minimum liquidity and adjusted EBITDA covenants. Management states there is substantial doubt about Capstone’s ability to continue as a going concern over the next 12 months without successfully refinancing or otherwise addressing these obligations.
Capstone Green Energy Corporation shareholder AIGH Capital Management LLC, together with related entities and Orin Hirschman, reports beneficial ownership of 2,280,000 shares of common stock, representing 9.9% of the class. These shares are held with sole voting and dispositive power.
The filing notes an additional 3,520,000 common shares are issuable upon exercise of warrants that are not currently exercisable because of beneficial ownership limitations. The reporting persons state the shares were acquired and are held in the ordinary course of business, not for the purpose of changing or influencing control of Capstone Green Energy.
Capstone Green Energy Holdings, Inc. (CGEH) received a new large shareholder disclosure. Investor Laurence W. Lytton reports beneficial ownership of 1,771,404 shares of common stock, representing 7.7% of the company, including 1,750,000 shares held through the Lytton-Kambara Foundation.
Lytton has sole voting and dispositive power over 21,404 shares and shares voting and dispositive power over 1,750,000 shares with the Foundation. Both Lytton and the Foundation base their 7.7% ownership figure on 22,926,208 shares outstanding as of December 15, 2025. They certify the holdings are passive and not intended to change or influence control of the company.
Capstone Green Energy Holdings, Inc. is registering up to 7,500,000 shares of common stock for resale by existing investors. This includes 3,980,000 outstanding shares and 3,520,000 shares issuable upon exercise of pre-funded warrants sold in a November 2025 private placement. Capstone will not sell any new securities or receive proceeds from these resales; selling stockholders will receive any sale proceeds and pay related selling commissions, while the company covers registration costs.
The November 2025 private placement raised about $15.0 million in gross proceeds, of which roughly $8.0 million was used to repay debt maturing on December 7, 2025, with the balance planned for product development, expansion into the AI data center market, working capital and general purposes. As of January 2, 2026, 22,926,208 shares of common stock were outstanding. Capstone develops and services low-emission microturbine energy systems and is pursuing opportunities in microgrids, renewable energy and AI-focused data center infrastructure.
The prospectus highlights substantial risks, including significant indebtedness, a stated substantial doubt about the company’s ability to continue as a going concern, past financial restatements, a limited and volatile OTCQX trading market, reliance on key personnel, and uncertainty around long-term profitability and the emerging AI-related markets.
Capstone Green Energy Holdings, Inc. has filed to register the resale of up to 7,500,000 shares of common stock for existing investors. These shares include 3,980,000 already outstanding shares and 3,520,000 shares issuable from previously issued pre-funded warrants.
The company will not sell any new securities in this offering and will not receive proceeds from sales by the selling stockholders. Its common stock trades on the OTCQX Best Market under the symbol CGEH, and there were 22,926,208 shares of common stock outstanding as of December 15, 2025.
The filing outlines Capstone’s microturbine-based clean energy business, its expansion into AI data center applications, and summarizes extensive risk factors, including substantial indebtedness, going concern uncertainty, limited trading liquidity, reliance on its operating subsidiary, historical restatements and control weaknesses, and potential volatility from future equity issuances.
Capstone Green Energy Holdings, Inc. (CGEH) director Robert F. Powelson reported buying additional company stock. On 11/25/2025, he purchased 12,500 shares of voting common stock at $2 per share in a private offering. After this transaction, he beneficially owns 80,867 shares of voting common stock and 60,795 shares of non-voting common stock in direct ownership.
The voting stake includes restricted stock units: 4,149 shares that vest one year from the grant date, subject to continued service, and 12,658 shares that fully vest on February 12, 2026. This filing reflects an increase in his personal investment and updated equity-based compensation details.
Capstone Green Energy Holdings (CGEH) President & CEO and director Vince J. Canino reported buying 75,000 shares of voting common stock in a private offering on 11/25/2025 at $2 per share. This increases his direct beneficial ownership to 542,598 shares of voting common stock.
The total includes several blocks of restricted stock units that convert into shares over time. These comprise 300,000 shares vesting in equal annual installments on March 11, 2026 and March 11, 2027, 16,667 shares vesting in equal annual installments on September 9, 2026 and September 9, 2027, and 49,250 shares vesting in three equal annual installments starting on April 3, 2026.