Etrade Financial: 14,344 RSUs settled (Form 144)

Etrade Financial Corporation reported a Form 144 notice relating to Common Stock settled as vested restricted stock units under an S-8 plan.

Rhea-AI Filing Summary

Etrade Financial Corporation reported a Form 144 notice relating to Common Stock settled as vested restricted stock units under an S-8 plan. The filing shows 14,344 shares settled on 06/20/2026 as equity compensation for services rendered.

Insights

Compensation & Equity Plan Analyst

Routine equity compensation settlement reported; non‑market sale notice.

The filing documents the settlement of 14,344 RSUs under an S-8 registered plan on 06/20/2026. This is described as equity compensation for services rendered and identifies the issuer as Etrade Financial Corporation.

The filing is a regulatory notice of an intended resale pathway rather than an operational event; cash‑flow treatment and any planned market sale timing are not stated in the excerpt. Subsequent filings would show any actual sales.

Key Figures

Form type: Form 144 Shares settled: 14,344 shares Settlement date: 06/20/2026 +1 more

4 metrics

Form type Form 144 notice of proposed sale / resale of securities

Shares settled 14,344 shares settlement of vested RSUs under an S-8 plan on <date>06/20/2026</date>

Settlement date 06/20/2026 date when RSUs were settled

Reported share count 25,897,631 figure shown alongside security info with date <date>06/23/2026</date>

Key Terms

RSUs, S-8, Form 144

3 terms

RSUs financial

"Settlement of vested RSUs issued under an S-8 Registered Plan"

RSUs, or restricted stock units, are a form of company shares given to employees as part of their compensation. They are typically awarded with certain restrictions, such as a waiting period before they can be fully owned or sold, similar to earning a gift that becomes fully yours over time. For investors, RSUs can impact a company's stock offerings and reflect how much the company relies on stock-based incentives to attract and retain talent.

S-8 regulatory

"Settlement of vested RSUs issued under an S-8 Registered Plan"

A Form S-8 is a U.S. regulatory filing that gives a public company permission to register shares it will issue to employees, directors or consultants under stock-based compensation plans. Think of it as a formal “permission slip” that lets a company grant or sell stock for pay or bonuses; investors watch it because those shares can increase the number of shares outstanding and affect ownership, earnings per share and dilution.

Form 144 regulatory

"Filer Information | 144: Filer Information"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did CHPT's Form 144 disclose about share activity?

The filing discloses settlement of 14,344 shares as vested RSUs under an S-8 plan on 06/20/2026. It labels the shares as equity compensation for services rendered and lists the issuer as Etrade Financial Corporation.

Does the Form 144 show an immediate market sale of the shares?

No immediate sale details are provided. The notice records the settlement of RSUs and a proposed resale pathway; specific timing, sale method, and proceeds recipients are not included in the excerpt.

Who received the shares in this transaction reported on Form 144?

The excerpt states the shares resulted from settlement of vested RSUs issued under an S-8 registered plan as compensation for services rendered. The specific recipient(s) of the vested RSUs are not named in the provided content.

How many shares outstanding are shown in the excerpt?

The content includes a figure of 25,897,631 with a date of 06/23/2026. That number appears alongside other security information in the excerpt and may represent shares outstanding as of that date.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 06/23/2026 - 07:23 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0002037966
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	ChargePoint Holdings, Inc.
SEC File Number	001-39004
Address of Issuer	240 East Hacienda Avenue Campbell CALIFORNIA 95008
Phone	408-841-4500
Name of Person for Whose Account the Securities are To Be Sold	David Vice
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	ETRADE FINANCIAL CORPORATION 3 EDISON DRIVE ALPHARETTA GA 30005	4072	29053.1	25897631	06/23/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	06/20/2026	Settlement of vested RSUs issued under an S-8 Registered Plan	Issuer			14344	06/20/2026	Equity compensation for services rendered

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks	The sales reported on this Form 144 represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.
Date of Notice	06/23/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Natella Novruzova - Attorney-in-Fact
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)