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Charter (CHTR) EVP Richard Ray reports new options, RSUs and tax withholding

Filing Impact
(Neutral)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Charter Communications EVP and Chief Commercial Officer Richard Adam Ray reported multiple equity award transactions. On January 15, 2026 he received stock options for 7,504 shares of Class A common stock at an exercise price of $198.03 per share, which will fully vest on January 15, 2029 and expire on January 15, 2036. He was also granted 947 restricted stock units on January 15, 2026 that will vest on January 15, 2029.

On January 16, 2026, 774 restricted stock units granted in 2023 vested and were converted into 774 shares of Class A common stock. Of these, 288 shares were withheld at a price of $191.765 per share to cover taxes. After these transactions, Ray directly beneficially owned 1,631 shares of Class A common stock, 7,504 stock options and 947 restricted stock units.

Positive

  • None.

Negative

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Ray Richard Adam

(Last) (First) (Middle)
C/O CHARTER COMMUNICATIONS, INC.
400 WASHINGTON BLVD.

(Street)
STAMFORD CT 06902

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
CHARTER COMMUNICATIONS, INC. /MO/ [ CHTR ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP, Chief Commercial Officer
3. Date of Earliest Transaction (Month/Day/Year)
01/15/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 01/16/2026 M 774(1) A (2) 1,919 D
Class A Common Stock 01/16/2026 F 288(3) D $191.765 1,631 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Options $198.03 01/15/2026 A 7,504(4) 01/15/2029 01/15/2036 Class A Common Stock 7,504 $0 7,504 D
Restricted Stock Units (2) 01/15/2026 A 947(5) 01/15/2029 (2) Class A Common Stock 947 $0 947 D
Restricted Stock Units (2) 01/16/2026 M 774(1) 01/16/2026 (2) Class A Common Stock 774 $0 0 D
Explanation of Responses:
1. Restricted Stock Units granted on January 17, 2023 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant vested on the third anniversary of the grant date, with an effective date of January 16, 2026.
2. Restricted Stock Unit grant - price and expiration date not applicable.
3. Withholding of securities for the purpose of paying taxes.
4. Stock options granted on January 15, 2026 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 15, 2029. Such options will terminate 10 years from the date of grant unless terminated sooner in accordance with the plan or grant agreement.
5. Restricted Stock Units granted on January 15, 2026 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 15, 2029.
Remarks:
/s/Richard Adam Ray 01/20/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transactions did Charter (CHTR) executive Richard Adam Ray report?

Richard Adam Ray, EVP and Chief Commercial Officer of Charter Communications, Inc., reported new stock option and restricted stock unit grants on January 15, 2026, as well as the vesting of earlier RSUs and related tax withholding on January 16, 2026.

How many stock options did the Charter (CHTR) executive receive and at what price?

Ray received 7,504 stock options for Class A common stock with an exercise price of $198.03 per share. These options will fully vest on January 15, 2029 and are scheduled to expire on January 15, 2036, unless terminated earlier under the plan.

What restricted stock unit (RSU) awards are reported in this Charter (CHTR) Form 4?

The Form 4 shows 947 RSUs granted on January 15, 2026, which will vest on January 15, 2029, and 774 RSUs originally granted on January 17, 2023 that fully vested effective January 16, 2026.

How many Charter (CHTR) shares were withheld for taxes in this filing?

The filing states that 288 shares of Class A common stock were withheld at a price of $191.765 per share for the purpose of paying taxes in connection with the RSU vesting.

What is the Charter (CHTR) executive's share ownership after these transactions?

Following the reported transactions, Ray directly beneficially owned 1,631 shares of Charter Class A common stock, along with 7,504 stock options and 947 restricted stock units.

Under which plan were the equity awards in this Charter (CHTR) Form 4 granted?

The stock options and restricted stock units reported were granted under the Charter Communications, Inc. 2019 Stock Incentive Plan, as noted in the footnotes.

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