Clover Health officer to sell 3,170 shares

Clover Health Investments, Corp. (CLOV) reports that officer Joseph Frank Oldakowski has filed a notice to sell 3,170 shares of Class A Common Stock under Rule 144 through Morgan Stanley Smith Barney LLC on September 16, 2026.

Rhea-AI Filing Summary

Clover Health Investments, Corp. (CLOV) reports that officer Joseph Frank Oldakowski has filed a notice to sell 3,170 shares of Class A Common Stock under Rule 144 through Morgan Stanley Smith Barney LLC on September 16, 2026. The shares relate to vested restricted stock units and will be sold in a "sell to cover" transaction to satisfy tax withholding obligations, which the filing states are not discretionary trades by Oldakowski.

In the prior three months, Oldakowski reported sales of 12,102 shares of Class A Common Stock for $58,815.72 on June 16, 2026 under a 10b5-1 plan and 20,000 shares for $103,200 on September 14, 2026.

Key Figures

Planned shares to be sold: 3,170 shares Proposed sale value: $14,708.80 Prior sale June 16, 2026: 12,102 shares for $58,815.72 +2 more

5 metrics

Planned shares to be sold 3,170 shares Class A Common Stock to be sold on September 16, 2026 under Rule 144

Proposed sale value $14,708.80 Market value associated with the 3,170 shares of Class A Common Stock

Prior sale June 16, 2026 12,102 shares for $58,815.72 10b5-1 Plan Sale of Class A Common Stock

Prior sale September 14, 2026 20,000 shares for $103,200 Sale of Class A Common Stock during past three months

Planned sale date September 16, 2026 Date for proposed sale of 3,170 shares of Class A Common Stock

Key Terms

Rule 144, restricted stock units, 10b5-1 Plan, sell to cover

4 terms

Rule 144 regulatory

"See the definition of "person" in paragraph (a) of Rule 144."

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

restricted stock units financial

"Restricted Stock Units | Issuer | | | 3170 | 09/16/2026 | Compensation"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

10b5-1 Plan regulatory

"10b5-1 Plan Sale of Class A Common Stock | 06/16/2026"

A 10b5-1 plan is a pre-arranged strategy that allows company insiders to buy or sell their shares at predetermined times and prices, even while they are aware of confidential information. It acts like a scheduled appointment for trading, helping ensure transactions happen transparently and legally, which can reassure investors that trades are not based on insider knowledge.

sell to cover financial

"to be funded by a "sell to cover" transaction and do not"

Sell to cover is when a person who receives company stock through options or awards sells just enough shares immediately to pay required taxes, exercise costs, or fees, keeping the rest. Think of it like cashing part of a bonus to cover the tax bill so you can keep the remainder. For investors, it can create predictable small selling pressure and slightly change the number of shares actually held by insiders without increasing long‑term dilution.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Form 144 filing disclose for CLOV?

The filing discloses that officer Joseph Frank Oldakowski plans to sell 3,170 shares of Clover Health Class A Common Stock on September 16, 2026 under Rule 144 to cover tax withholding obligations from vesting restricted stock units.

How many CLOV shares is Joseph Frank Oldakowski proposing to sell?

Joseph Frank Oldakowski is proposing to sell 3,170 shares of Clover Health Class A Common Stock. The shares come from the vesting and settlement of restricted stock units and are being sold in a "sell to cover" transaction for tax withholding.

What is the stated purpose of Joseph Frank Oldakowski’s CLOV share sale?

The stated purpose is to satisfy tax withholding obligations arising from the vesting and settlement of restricted stock units. The notice explains that the "sell to cover" transaction does not represent discretionary transactions by Joseph Frank Oldakowski.

What CLOV stock sales has Oldakowski reported in the past three months?

In the past three months, Oldakowski reported selling 12,102 shares for $58,815.72 on June 16, 2026 under a 10b5-1 plan and 20,000 shares for $103,200 on September 14, 2026.

Is the planned CLOV share sale under a 10b5-1 plan?

The notice identifies a 10b5-1 Plan Sale only for the June 16, 2026 sale of 12,102 shares. The proposed 3,170-share Rule 144 sale to cover taxes is described as a "sell to cover" and not as a discretionary transaction.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/16/2026 - 05:29 PM Accepted by SEC EDGAR 09/16/2026 - 05:28 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0002128814
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	Clover Health Investments, Corp.
SEC File Number	001-39252
Address of Issuer	1209 Orange Street Wilmington DELAWARE 19801
Phone	2014322133
Name of Person for Whose Account the Securities are To Be Sold	Joseph Frank Oldakowski
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Class A Common Stock	Morgan Stanley Smith Barney LLC 1 New York Plaza 8th Floor New York NY 10004	3170	14708.8	435441337	09/16/2026	Nasdaq Stock Market

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Class A Common Stock	09/16/2026	Restricted Stock Units	Issuer			3170	09/16/2026	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Joseph Frank Oldakowski 1209 Orange Street Wilmingon DE 19801	10b5-1 Plan Sale of Class A Common Stock	06/16/2026	12102	58815.72
Joseph Frank Oldakowski 1209 Orange Street Wilmingon DE 19801	Class A Common Stock	09/14/2026	20000	103200

144: Remarks and Signature

Remarks	The proposed sales reported represent shares to be sold by the reporting person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The purpose of the proposed sales is to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary transactions by the reporting person.
Date of Notice	09/16/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	03/02/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/Peter J. Rivas as attorney-in-fact for Joseph Frank Oldakowski
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)