Rosalind group discloses 5.5% Cellectar (CLRB) stake with conversion caps
Filing Impact
Filing Sentiment
Form Type
SCHEDULE 13G/A
Rhea-AI Filing Summary
Cellectar Biosciences, Inc. received an amended Schedule 13G showing that investment entities associated with Rosalind Advisors, Inc. report beneficial ownership tied to up to 247,715 common shares, representing 5.5% of the class, as of an event date of 12/31/2025.
The percentage is based on 4,240,134 common shares outstanding as of November 10, 2025. The filing explains that this figure reflects shares issuable upon full conversion of preferred stock and exercise of warrants, but actual ownership is contractually capped by blockers limiting conversions above 9.99% and warrant exercises above 4.99% of outstanding common stock.
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FAQ
What stake in Cellectar Biosciences (CLRB) does the Rosalind group report?
The Rosalind group reports beneficial ownership linked to 247,715 Cellectar common shares, or 5.5% of the class. This percentage is calculated against 4,240,134 shares outstanding as of November 10, 2025, and reflects securities issuable upon conversion and exercise, subject to contractual ownership blockers.
Which entities are included in the Rosalind group in this Cellectar (CLRB) Schedule 13G/A?
The filing names Rosalind Advisors, Inc., Rosalind Master Fund L.P., Rosalind Opportunities Fund I L.P., Steven Salamon, and Gilad Aharon as reporting persons. Rosalind Advisors acts as investment adviser to the funds, and Salamon and Aharon are portfolio managers associated with the adviser.
How is the 5.5% Cellectar (CLRB) ownership percentage calculated in the filing?
The 5.5% figure is based on 4,240,134 Cellectar common shares outstanding as of November 10, 2025. The filing notes this share count comes from Cellectar’s Form 10-Q filed November 13, 2025, and incorporates preferred shares converted by Rosalind Master Fund L.P.
What are the ownership blockers described in the Cellectar (CLRB) Schedule 13G/A?
The filing describes preferred stock and warrant blockers that limit the group’s beneficial ownership. Preferred stock cannot be converted above 9.99% ownership, and warrants cannot be exercised above 4.99%, so the group cannot fully convert or exercise all reported securities at once.
Do Rosalind Advisors and Steven Salamon claim full beneficial ownership of Cellectar (CLRB) shares?
No. Rosalind Advisors, Inc. and Steven Salamon state they may be deemed beneficial owners but expressly disclaim beneficial ownership of the shares. Rosalind Advisors serves as investment adviser, and Salamon is its portfolio manager, overseeing positions held by the funds.
Does the Rosalind group indicate any intent to influence control of Cellectar Biosciences (CLRB)?
The certification states the securities were acquired and are held in the ordinary course of business. It further notes they were not acquired and are not held for the purpose of changing or influencing control of Cellectar, aside from activities tied to a specific nomination rule cited.