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Rosalind group discloses 5.5% Cellectar (CLRB) stake with conversion caps

Filing Impact
(Moderate)
Filing Sentiment
(Neutral)
Form Type
SCHEDULE 13G/A

Rhea-AI Filing Summary

Cellectar Biosciences, Inc. received an amended Schedule 13G showing that investment entities associated with Rosalind Advisors, Inc. report beneficial ownership tied to up to 247,715 common shares, representing 5.5% of the class, as of an event date of 12/31/2025.

The percentage is based on 4,240,134 common shares outstanding as of November 10, 2025. The filing explains that this figure reflects shares issuable upon full conversion of preferred stock and exercise of warrants, but actual ownership is contractually capped by blockers limiting conversions above 9.99% and warrant exercises above 4.99% of outstanding common stock.

Positive

  • None.

Negative

  • None.





Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
Rule 13d-1(b)
Rule 13d-1(c)
Rule 13d-1(d)






SCHEDULE 13G




Comment for Type of Reporting Person: This percentage is calculated based upon 4,240,134 shares of the Issuer's common stock outstanding as of November 10, 2025, in accordance with Issuer's 10-Q filed on November 13, 2025, and preferred shares converted by Rosalind Master Fund L.P. However, the securities reported in rows (6), (8), and (9) show the number of shares of Common Stock that would be issuable upon full conversion and exercise of such reported securities and do not give effect to such blockers. Therefore, the actual number of shares of Common Stock beneficially owned by such Reporting Person, after giving effect to such blockers (as defined below), is less than the number of securities reported in rows (6), (8), and (9). Pursuant to the terms of the certificate of designations containing the terms of the Reported Preferred Stock, the Reporting Persons cannot convert the Reported Preferred Stock to the extent the Reporting Persons would beneficially own, after any such conversion, more than 9.99% of the outstanding shares of Common Stock (the Preferred Stock Blockers) and the Reported Warrants, the Reporting Persons cannot exercise the Reported Warrants to the extent the Reporting Persons would beneficially own, after any such exercise, more than 4.99% of the outstanding shares of Common Stock (the Warrant Blockers and collectively with the Preferred Stock Blockers, the Blockers), and the percentage set forth in Row 11 of the cover page for each Reporting Person gives effect to the Blockers. Consequently, as of the date of the event which requires the filing of this statement, the Reporting Persons were not able to exercise all of the Reported Preferred Stock or any of the Reported Warrants due to the Blockers.


SCHEDULE 13G





SCHEDULE 13G





SCHEDULE 13G





SCHEDULE 13G





SCHEDULE 13G



Rosalind Advisors, Inc.
Signature:Steven Salamon
Name/Title:President
Date:02/10/2026
SALAMON STEVEN A J
Signature:Steven Salamon
Name/Title:Steven Salamon
Date:02/10/2026
Aharon Gil
Signature:Gil Aharon
Name/Title:Gil Aharon
Date:02/10/2026
Rosalind Master Fund L.P.
Signature:Mike McDonald
Name/Title:Director, Rosalind (Cayman) Ltd. (as General Partner to Rosalind Master Fund)
Date:02/10/2026
Rosalind Opportunities Fund I L.P.
Signature:Steven Salamon
Name/Title:Director, Rosalind Opportunities Fund I GP. Inc. (as General Partners to Rosalind Opportunities Fund I)
Date:02/10/2026

FAQ

What stake in Cellectar Biosciences (CLRB) does the Rosalind group report?

The Rosalind group reports beneficial ownership linked to 247,715 Cellectar common shares, or 5.5% of the class. This percentage is calculated against 4,240,134 shares outstanding as of November 10, 2025, and reflects securities issuable upon conversion and exercise, subject to contractual ownership blockers.

Which entities are included in the Rosalind group in this Cellectar (CLRB) Schedule 13G/A?

The filing names Rosalind Advisors, Inc., Rosalind Master Fund L.P., Rosalind Opportunities Fund I L.P., Steven Salamon, and Gilad Aharon as reporting persons. Rosalind Advisors acts as investment adviser to the funds, and Salamon and Aharon are portfolio managers associated with the adviser.

How is the 5.5% Cellectar (CLRB) ownership percentage calculated in the filing?

The 5.5% figure is based on 4,240,134 Cellectar common shares outstanding as of November 10, 2025. The filing notes this share count comes from Cellectar’s Form 10-Q filed November 13, 2025, and incorporates preferred shares converted by Rosalind Master Fund L.P.

What are the ownership blockers described in the Cellectar (CLRB) Schedule 13G/A?

The filing describes preferred stock and warrant blockers that limit the group’s beneficial ownership. Preferred stock cannot be converted above 9.99% ownership, and warrants cannot be exercised above 4.99%, so the group cannot fully convert or exercise all reported securities at once.

Do Rosalind Advisors and Steven Salamon claim full beneficial ownership of Cellectar (CLRB) shares?

No. Rosalind Advisors, Inc. and Steven Salamon state they may be deemed beneficial owners but expressly disclaim beneficial ownership of the shares. Rosalind Advisors serves as investment adviser, and Salamon is its portfolio manager, overseeing positions held by the funds.

Does the Rosalind group indicate any intent to influence control of Cellectar Biosciences (CLRB)?

The certification states the securities were acquired and are held in the ordinary course of business. It further notes they were not acquired and are not held for the purpose of changing or influencing control of Cellectar, aside from activities tied to a specific nomination rule cited.