STOCK TITAN

Cummins (NYSE: CMI) director granted 306 shares, holdings now 4,766

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Nelson Kimberly A reported acquisition or exercise transactions in this Form 4 filing.

CUMMINS INC director Kimberly A. Nelson received a grant of 306 shares of common stock, reported at a price of $0.0000 per share, as a compensation-related award. Following this grant, Nelson directly holds 4,766.1898 shares, including 76.6171 dividend equivalent shares credited under a deferred compensation plan, and also reports indirect holdings through family trusts and a spouse.

Positive

  • None.

Negative

  • None.
Insider Nelson Kimberly A
Role null
Type Security Shares Price Value
Grant/Award Common 306 $0.00 --
holding Common -- -- --
holding Common -- -- --
holding Common -- -- --
Holdings After Transaction: Common — 4,766.19 shares (Direct, null); Common — 600 shares (Indirect, 2013 Family Trust)
Footnotes (1)
  1. [object Object]
Stock grant 306 shares Common stock award, code A, at $0.0000 per share
Direct holdings after grant 4,766.1898 shares Common stock directly held by Kimberly A. Nelson after transaction
Dividend equivalent shares 76.6171 shares Credited under Cummins Inc. Deferred Compensation Plan for Non-Employee Directors
Indirect holdings – spouse 2015 Family Trust 400 shares Common stock held indirectly by spouse’s 2015 Family Trust
Indirect holdings – spouse 82 shares Common stock held indirectly by spouse
Indirect holdings – 2013 Family Trust 600 shares Common stock held indirectly by 2013 Family Trust
dividend equivalent shares financial
"Includes 76.6171 dividend equivalent shares credited under the Cummins Inc. Deferred Compensation Plan for Non-Employee Directors"
Deferred Compensation Plan for Non-Employee Directors financial
"credited under the Cummins Inc. Deferred Compensation Plan for Non-Employee Directors since the most recently filed Form 4"
indirect ownership financial
"direct_or_indirect: "I", nature_of_ownership: "By Spouse - 2015 Family Trust""
grant, award, or other acquisition financial
"transaction_code_description: "Grant, award, or other acquisition" for 306-share transaction"
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Nelson Kimberly A

(Last)(First)(Middle)
500 JACKSON STREET

(Street)
COLUMBUS INDIANA 47201

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
CUMMINS INC [ CMI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/12/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common05/12/2026A306A$0.00004,766.1898(1)D
Common600I2013 Family Trust
Common82IBy Spouse
Common400IBy Spouse - 2015 Family Trust
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Includes 76.6171 dividend equivalent shares credited under the Cummins Inc. Deferred Compensation Plan for Non-Employee Directors since the most recently filed Form 4.
/s/ Nicole Y. Lamb-Hale, Attorney-in-Fact05/13/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Kimberly A. Nelson report for CMI on this Form 4?

Kimberly A. Nelson reported receiving a grant of 306 shares of Cummins common stock. The shares were awarded at a reported price of $0.0000 per share, indicating a compensation-related award rather than an open-market purchase or sale.

How many Cummins (CMI) shares does Kimberly A. Nelson hold directly after this filing?

After the reported grant, Kimberly A. Nelson directly holds 4,766.1898 Cummins common shares. This total includes 76.6171 dividend equivalent shares credited under the Cummins Inc. Deferred Compensation Plan for Non-Employee Directors since the prior Form 4.

Does the Cummins (CMI) Form 4 show any insider selling by Kimberly A. Nelson?

The Form 4 does not show any selling by Kimberly A. Nelson. It reports a grant of 306 shares and updated holdings, with no transactions classified as sales and a net buy-sell direction reported as neutral in the transaction summary.

What indirect Cummins (CMI) holdings are reported for Kimberly A. Nelson?

The filing shows indirect holdings of 400 shares held by a spouse’s 2015 Family Trust, 82 shares held by a spouse, and 600 shares held by a 2013 Family Trust. These entries are reported as indirect ownership positions rather than new buy or sell transactions.

What are dividend equivalent shares mentioned in the Cummins (CMI) Form 4 footnote?

Dividend equivalent shares are additional share credits matching cash dividends under a deferred plan. The footnote states 76.6171 such shares were credited to Kimberly A. Nelson under the Cummins Inc. Deferred Compensation Plan for Non-Employee Directors since the last Form 4.

Is the 306-share Cummins (CMI) grant to Kimberly A. Nelson an open-market purchase?

No, the 306 shares are reported with transaction code “A,” described as a grant, award, or other acquisition. The reported price of $0.0000 per share indicates a compensation-related award rather than an open-market purchase at prevailing market prices.