Cummins Inc SEC Filings

Mark Andrew Smith, Vice President and Chief Financial Officer of Cummins Inc. (CMI), reported multiple transactions on 08/12/2025 and 08/13/2025. The filing shows purchases of 6,000 and 6,500 shares at $163.43 each and sales of 6,000 and 6,500 shares at $395 and $405 respectively. Following the reported trades, total beneficial ownership figures are listed as 37,582, 31,582, 38,082, and 31,582 across the entries. The filing also reports stock option activity: exercises or acquisitions tied to options with a $163.43 exercise price and an existing option position with a $142.12 exercise price covering 21,310 underlying shares. The form is marked as executed under a Rule 10b5-1 plan.

Cummins Inc. (CMI) filing a Rule 144 notice reports a proposed sale of 5,002 common shares through Morgan Stanley Smith Barney on the NYSE with an approximate aggregate market value of $2,034,813.60. The filing lists total outstanding common shares as 137,786,038. Acquisition details show 1,985 shares acquired by option exercise on 08/14/2025 and 3,017 shares delivered as restricted stock units on 02/19/2025. The filer reports no securities sold in the past three months and includes the standard representation that the seller lacks undisclosed material adverse information.

Cummins Inc. (CMI) insider Mark A. Smith reported the proposed sale of 6,500 common shares to be executed through Morgan Stanley Smith Barney LLC on the NYSE on 08/13/2025, with an aggregate market value of $2,593,890.00. The filing states these shares were acquired the same day by exercise of stock options and paid for in cash.

The notice also discloses prior 10b5-1 sales by Mark A. Smith on 08/12/2025 of 6,000 shares for $2,370,000.00. The filer affirms no knowledge of undisclosed material adverse information. These entries describe an option exercise followed by planned dispositions; the disclosed amounts are small compared with 137,786,038 shares outstanding.

Cummins Inc. (CMI) filed a Form 144 reporting the proposed sale of 894 common shares with an aggregate market value of $359,094.41. The shares were acquired on 03/01/2025 through restricted stock vesting under a registered plan in payment for services rendered. The intended sale is to occur approximately on 08/13/2025 on the NYSE through Morgan Stanley Smith Barney LLC Executive Financial Services. The filing states there were no securities sold in the past three months by the person for whose account these shares will be sold and reports total shares outstanding of 137,786,038 for context.

Cummins Inc. (CMI) submitted a Form 144 notice proposing the sale of 3,390 common shares through Morgan Stanley Smith Barney LLC on the NYSE. The filing reports an aggregate market value of $1,363,361.05 and lists 137,786,038 shares outstanding. The securities were acquired and paid for on 08/13/2025 by exercise of options under a registered plan, with payment in cash.

The filer indicates no securities sold in the past three months and includes the standard representation that they do not possess undisclosed material adverse information about the issuer. Broker contact details are provided in the notice.

Cummins Inc. (CMI) officer Luther E. Peters reported option exercise and share sales on 08/08/2025. Mr. Peters exercised 4,850 stock options at an exercise price of $109.09, creating 4,850 common shares. He then reported sales of 1,625 shares at a weighted average price of $389.846 and 3,225 shares at a weighted average price of $388.8556, all dated 08/08/2025.

After these transactions the filing shows Mr. Peters beneficially owns 7,693.443 shares directly and has an indirect interest of 568.6314 shares via the company 401(k) stock fund. The filing also lists outstanding stock option positions with exercise prices of $142.12 (2,665 shares), $149.72 (3,125 shares), $160.10 (2,175 shares) and $163.43 (3,085 shares). The Form 4 was signed by an attorney-in-fact on 08/12/2025.

Cummins Inc. (CMI) appears as the issuer on a Form 144 notice reporting a proposed sale of 6,000 common shares through Morgan Stanley Smith Barney. The filing lists an aggregate market value of $2,329,860 and states 137,786,038 shares outstanding for the company. The securities were reported acquired by exercise of stock options on 08/12/2025, with payment in cash, and an approximate date of sale of 08/12/2025. The filer indicates no securities sold in the prior three months. The notice includes the standard representation that the seller does not possess undisclosed material adverse information about the issuer.

Jennifer Mary Bush, a Cummins Inc. officer and director (VP & Pres. - Power Systems), reported a sale of 520 common shares on 08/08/2025 at a weighted average price of $388.127. After the sale she directly beneficially owns 15,130.167 shares and has an indirect beneficial interest of 169 shares held by her spouse.

She also holds outstanding stock options: 3,200 options exercisable at $142.12 (expiration 04/06/2030) and 1,070 options exercisable at $163.43 (expiration 04/04/2029). The filing notes the sale prices ranged from $388.085 to $388.18, producing the reported weighted average.

Cummins Inc. (CMI) filed a Form 144 to report a proposed sale of company stock. The notice shows 520 common shares being offered through Goldman Sachs & Co. LLC on the NYSE with an aggregate market value of $199,997.20 and an approximate sale date of 08/08/2025. The filing lists total shares outstanding as 137,786,038.

The shares were acquired on 02/19/2025 as compensation under stock options and the payment method is described as a cashless exercise/same-day sale. The filer indicates no securities were sold in the past three months and includes the standard representation that the person signing does not possess undisclosed material adverse information.