Compass Pathways director granted 21,110 share options

Q: How many COMPASS Pathways (CMPS) shares are covered by McQuade’s new options?

The new option grant covers 21,110 Ordinary Shares of COMPASS Pathways. Each option gives the right to buy one share at the set exercise price, contingent on the vesting conditions described in the filing’s footnotes.

Q: What is the exercise price and expiration date of McQuade’s CMPS options?

The granted options have an exercise price of $11.85 per share and expire on May 26, 2036. This means McQuade can buy the underlying shares at $11.85 any time after vesting and before the 2036 expiration date.

Q: How many COMPASS Pathways options does McQuade hold after this transaction?

After this grant, McQuade holds options for 21,110 shares directly, as reported in the filing. This reflects the total number of derivative securities in this award shown as owned following the transaction.

COMPASS Pathways plc director Robert McQuade received a grant of share options covering 21,110 Ordinary Shares.

Filing Impact

(Neutral)

Filing Sentiment

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Form Type

Rhea-AI Filing Summary

COMPASS Pathways plc director Robert McQuade received a grant of share options covering 21,110 Ordinary Shares. These options have an exercise price of $11.85 per share and expire on May 26, 2036. Following this award, he holds options for 21,110 shares directly.

The options vest in full on the earlier of the first anniversary of the grant date or the company’s Annual General Meeting of Shareholders in 2027. The underlying Ordinary Shares may be represented by American Depositary Shares, with each ADS currently representing one Ordinary Share.

Insider Trade Summary

Grant/Award: 21,110 shares

Grant/Award 1 txn

Insider McQuade Robert

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Share Option (Right to Buy)	21,110	$0.00	$0.00

Holdings After Transaction: Share Option (Right to Buy) — 21,110 contracts (Direct)

Footnotes (2)

F1. The shares underlying this option vest in full upon the earlier to occur of (i) the first anniversary of the date of grant or (ii) the date of COMPASS Pathways plc's Annual General Meeting of Shareholders in 2027.
F2. The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

Key Figures

Options granted: 21,110 options Exercise price: $11.85 per share Expiration date: May 26, 2036 +3 more

6 metrics

Options granted 21,110 options Share Option (Right to Buy) granted to director

Exercise price $11.85 per share Conversion or exercise price of granted options

Expiration date May 26, 2036 Option award expiration

Shares underlying options 21,110 Ordinary Shares Underlying security shares for the option grant

Vesting trigger Earlier of 1-year anniversary or 2027 AGM Vesting condition for the option award

ADS ratio 1 ADS : 1 Ordinary Share Representation of Ordinary Shares by American Depositary Shares

Key Terms

Share Option (Right to Buy), Ordinary Shares, American Depositary Shares, Annual General Meeting of Shareholders, +1 more

5 terms

Ordinary Shares financial

"underlying_security_title: "Ordinary Shares""

Ordinary shares are a type of ownership stake in a company, giving shareholders a right to participate in the company’s profits and decision-making through voting. They are similar to owning a piece of a business, and their value can rise or fall based on the company's performance. Investors buy ordinary shares to potentially earn dividends and benefit from the company's growth over time.

American Depositary Shares financial

"The Ordinary Shares may be represented by American Depositary Shares"

American depositary shares (ADSs) are a way for investors in the United States to buy shares of foreign companies without dealing with international markets directly. They represent ownership in a foreign company's stock and are traded on U.S. stock exchanges, making it easier for American investors to buy, sell, and own parts of companies from around the world.

Annual General Meeting of Shareholders financial

"the date of COMPASS Pathways plc's Annual General Meeting of Shareholders in 2027"

Grant, award, or other acquisition financial

"transaction_code_description: "Grant, award, or other acquisition""

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did COMPASS Pathways (CMPS) director Robert McQuade report in this Form 4?

Robert McQuade reported receiving a grant of options on 21,110 Ordinary Shares. The award is a compensation-related grant with an exercise price of $11.85 per share, expiring in 2036, rather than an open-market stock purchase or sale.

How many COMPASS Pathways (CMPS) shares are covered by McQuade’s new options?

The new option grant covers 21,110 Ordinary Shares of COMPASS Pathways. Each option gives the right to buy one share at the set exercise price, contingent on the vesting conditions described in the filing’s footnotes.

What is the exercise price and expiration date of McQuade’s CMPS options?

The granted options have an exercise price of $11.85 per share and expire on May 26, 2036. This means McQuade can buy the underlying shares at $11.85 any time after vesting and before the 2036 expiration date.

When do Robert McQuade’s COMPASS Pathways options vest?

The options vest in full on the earlier of the first anniversary of the grant date or the company’s 2027 Annual General Meeting of Shareholders. Vesting must occur before the options can be exercised for Ordinary Shares.

How many COMPASS Pathways options does McQuade hold after this transaction?

After this grant, McQuade holds options for 21,110 shares directly, as reported in the filing. This reflects the total number of derivative securities in this award shown as owned following the transaction.

Can McQuade’s COMPASS Pathways Ordinary Shares be held as American Depositary Shares (ADS)?

Yes. The filing notes that the underlying Ordinary Shares may be represented by American Depositary Shares. Each ADS currently represents one Ordinary Share, offering an alternative way to hold the same economic interest.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 05/29/2026 - 05:12 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

McQuade Robert

(Last)

(First)

(Middle)

COMPASS PATHWAYS PLC

33 BROADWICK STREET

(Street)

LONDON

W1F 0DQ

(City)

(State)

(Zip)

UNITED KINGDOM

(Country)

2. Issuer Name and Ticker or Trading Symbol
COMPASS Pathways plc [ CMPS ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/27/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Share Option (Right to Buy)	$11.85	05/27/2026		A		21,110		05/27/2027⁽¹⁾	05/26/2036	Ordinary Shares⁽²⁾	21,110	$0	21,110	D

Explanation of Responses:

1. The shares underlying this option vest in full upon the earlier to occur of (i) the first anniversary of the date of grant or (ii) the date of COMPASS Pathways plc's Annual General Meeting of Shareholders in 2027.

2. The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

Remarks:

	/s/ Meredith Prithviraj by Power of Attorney for Robert McQuade	05/29/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR