Compass Pathways (CMPS) awards 41,119 long-term share options to director

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

COMPASS Pathways plc director Kathleen Tregoning received a grant of share options covering 41,119 Ordinary Shares. The options have an exercise price of 11.85 per share and expire on May 26, 2036.

The award vests in 36 equal monthly installments over three years, with the first tranche vesting and becoming exercisable on June 27, 2026. The Ordinary Shares may be represented by American Depositary Shares, each currently representing one Ordinary Share.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Tregoning Kathleen

Role null

Type	Security	Shares	Price	Value
Grant/Award	Share Option (Right to Buy)	41,119	$0.00	--

Holdings After Transaction: Share Option (Right to Buy) — 41,119 shares (Direct, null)

Footnotes (1)

This option shall vest in 36 equal monthly installments over three years, with the first tranche vesting and becoming exercisable on June 27, 2026. The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

Key Figures

Options granted: 41,119 share options Exercise price: 11.85 per share Expiration date: May 26, 2036 +1 more

4 metrics

Options granted 41,119 share options Grant to director covering Ordinary Shares

Exercise price 11.85 per share Conversion or exercise price for options

Expiration date May 26, 2036 Option term end for this grant

Vesting schedule 36 equal monthly installments Over three years, first vesting June 27, 2026

Key Terms

Share Option (Right to Buy), American Depositary Shares, vesting, expiration date

4 terms

American Depositary Shares financial

""may be represented by American Depositary Shares, each of which""

American depositary shares (ADSs) are a way for investors in the United States to buy shares of foreign companies without dealing with international markets directly. They represent ownership in a foreign company's stock and are traded on U.S. stock exchanges, making it easier for American investors to buy, sell, and own parts of companies from around the world.

vesting financial

""shall vest in 36 equal monthly installments over three years""

Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.

expiration date financial

""expiration_date": "2036-05-26T00:00:00.000Z""

The expiration date is the deadline after which a financial contract, such as an option or a futures agreement, is no longer valid or can be exercised. It matters to investors because it determines the timeframe during which they can take action or benefit from the contract, similar to how a coupon or a food item has a limited period of usefulness. Once the expiration date passes, the contract loses its value or ability to be used.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google

Form 4 Insider Transactions: What Each Field Means →

05/29/2026 - 05:10 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Tregoning Kathleen

(Last)

(First)

(Middle)

C/O COMPASS PATHWAYS PLC

33 BROADWICK STREET

(Street)

LONDON

W1F 0DQ

(City)

(State)

(Zip)

UNITED KINGDOM

(Country)

2. Issuer Name and Ticker or Trading Symbol
COMPASS Pathways plc [ CMPS ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/27/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Share Option (Right to Buy)	$11.85	05/27/2026		A		41,119		06/27/2026⁽¹⁾	05/26/2036	Ordinary Shares⁽²⁾	41,119	$0	41,119	D

Explanation of Responses:

1. This option shall vest in 36 equal monthly installments over three years, with the first tranche vesting and becoming exercisable on June 27, 2026.

2. The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

Remarks:

	/s/ Meredith Prithviraj by Power of Attorney for Kathleen Tregoning	05/29/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did CMPS report for Kathleen Tregoning?

COMPASS Pathways reported a grant of options to director Kathleen Tregoning covering 41,119 Ordinary Shares. These options are a compensation award, not an open-market purchase, giving her the right to buy shares at a fixed exercise price of 11.85 per share.

What are the key terms of Kathleen Tregoning’s CMPS option grant?

The grant covers 41,119 options on Ordinary Shares with an exercise price of 11.85 per share and an expiration date of May 26, 2036. The award represents a long-dated incentive tied to the company’s future performance and share price.

How does the vesting schedule work for the CMPS options granted to Kathleen Tregoning?

The options vest in 36 equal monthly installments over three years. The first tranche vests and becomes exercisable on June 27, 2026, meaning the award builds gradually, aligning compensation with continued service over the full vesting period.

Do the CMPS options granted to Kathleen Tregoning involve American Depositary Shares?

The underlying security is Ordinary Shares, which may be represented by American Depositary Shares. Each American Depositary Share currently represents one Ordinary Share, so exercising options could result in either Ordinary Shares or equivalent ADS, depending on how they are held.

Is the CMPS Form 4 transaction a buy or a grant for Kathleen Tregoning?

The Form 4 shows a grant or award acquisition, not an open-market buy. Transaction code A and the description confirm this is a compensation-related share option grant rather than a discretionary purchase of existing shares in the market.