CNA Financial SEC Filings

CNA Financial Corp Form 144 notice: The filing reports proposed sale of 6,250 shares of common stock through Fidelity Brokerage Services, with an aggregate market value of $289,062.50 and an approximate sale date of 10/01/2025 on the NYSE. The issuer has 270,665,399 shares outstanding.

The securities were acquired by vesting of a performance share plan on 03/15/2023 (6,250 shares). The filer, Dino Robusto c/o CNA Financial Corp, also reported three prior sales in the past three months: 6,250 shares on 07/01/2025 for $290,000.00, 6,250 on 08/04/2025 for $281,250.00, and 6,250 on 09/02/2025 for $306,250.00.

Scott R. Lindquist, EVP & CFO of CNA Financial Corp (CNA), reported two open-market sales of common stock on 09/03/2025 and 09/04/2025 totaling 18,380 shares. The first sale of 10,000 shares executed at a weighted average price of $48.81 reduced his holdings to 89,867 shares; the second sale of 8,380 shares at a weighted average of $48.98 reduced holdings to 81,487 shares. Both transactions were reported on Form 4 and were executed in multiple trades with disclosed price ranges. The Form 4 shows direct beneficial ownership and includes an undertaking to provide trade-level details upon request.

CNA Financial Corporation (CNA) Form 144 notice reports a proposed sale of 8,380 common shares through Goldman Sachs & Co. LLC on 09/04/2025 with an aggregate market value of $410,201. The filing states these shares were acquired on 03/15/2025 as performance award compensation and were paid for as compensation on that date. The filing notes 270,665,399 shares outstanding for the issuer. It also discloses a sale during the past three months by Scott R. Lindquist of 10,000 shares on 09/03/2025 for gross proceeds of $487,619. The signer represents they have no undisclosed material adverse information about the issuer.

CNA Financial Corporation (CNA) Form 144 summary: A holder acquired 10,000 common shares as performance awards on 03/15/2025 and proposes to sell the same 10,000 shares on or about 09/03/2025 through Goldman Sachs & Co. LLC. The filing reports an aggregate market value of $489,200 for the shares and states 270,665,399 shares outstanding for the issuer. The acquisition and payment are recorded as compensation. The filer reports nothing to report for securities sold in the past three months and includes the standard representation that no undisclosed material adverse information is known.

Dino E. Robusto, Executive Chairman and Director of CNA Financial Corp (CNA), reported a sale of common stock on 09/02/2025. The Form 4 shows he disposed of 6,250 shares at a price of $49 per share, leaving beneficial ownership of 686,838.061 shares following the transaction. The filing states the sale was executed under a trading plan adopted on 11/15/2024 intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). The Form 4 is signed by a Power of Attorney on behalf of Mr. Robusto and contains no other derivative transactions or amendments.

CNA Financial Corporation (CNA) Form 144: The filer notifies a proposed sale of 6,250 shares of common stock through Fidelity Brokerage Services with an aggregate market value of $306,250, and an approximate sale date of 09/02/2025. The filing shows 270,665,399 shares outstanding for the class reported.

The securities were acquired by vesting of PSP on 03/15/2020 and the filer previously sold three identical blocks of 6,250 shares on 06/02/2025, 07/01/2025 and 08/04/2025, generating gross proceeds of $297,687.50, $290,000.00 and $281,250.00 respectively. The seller is identified as Dino Robusto c/o CNA Financial Corp.

CNA Financial Corporation filed a Form 13F reporting holdings for the quarter ended 06-30-2025. The report shows 14 information-table entries with a total value of $194,902,733. The filing indicates shared investment discretion among Loews Corporation, CNA Financial Corporation, The Continental Corporation and Continental Casualty Company, and notes Loews owned approximately 92% of CNA.

CNA Financial Corporation closed an offering of $500 million aggregate principal amount of its 5.200% notes due 2035. The Notes were offered and sold pursuant to the registrant's effective shelf registration statement on Form S-3 and a prospectus supplement. The transaction establishes fixed-rate long-term debt with a 5.200% coupon payable through maturity in 2035.

The filing attaches the complete terms of the Notes as Exhibit 4.1 and includes a legal opinion and consent from Willkie Farr & Gallagher LLP as Exhibit 5.1 and Exhibit 23.1, respectively. The brief disclosure reserves the full contractual detail to the attached exhibits.

CNA Financial Corporation entered an underwriting agreement on August 5, 2025 to offer and sell $500 million aggregate principal amount of 5.200% notes due 2035 pursuant to its effective Form S-3 shelf registration (File No. 333-284882). The offering is being underwritten by Wells Fargo Securities, Citigroup Global Markets and J.P. Morgan Securities as representatives of the several underwriters, and the sale is expected to close on August 12, 2025, subject to customary closing conditions. The underwriting agreement is attached as Exhibit 1.1 and the cover page interactive data file as Exhibit 104. The filing does not disclose the use of proceeds or detailed financial impacts.