CNH Industrial officer granted 27,888 RSUs

CNH Industrial N.V. reported that officer Worthen Britton M. received a grant of 27,888 restricted share units (RSUs) on May 26, 2026.

Accepted by SEC EDGAR 05/27/2026 - 02:36 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

CNH Industrial N.V. reported that officer Worthen Britton M. received a grant of 27,888 restricted share units (RSUs) on May 26, 2026. These RSUs convert into common shares on a one-for-one basis and are scheduled to vest on February 28, 2029. Following this compensation award, the reporting person holds 27,888 RSUs directly, with no open-market purchases or sales disclosed in this filing.

Insider Trade Summary

Grant/Award: 27,888 shares

Grant/Award 1 txn

Insider Worthen Britton M.

Role See Remarks

Type	Security	Shares	Price	Value
Grant/Award	Restricted Share Units	27,888	$0.00	$0.00

Holdings After Transaction: Restricted Share Units — 27,888 contracts (Direct)

Holdings Before and After: Restricted Share Units, 0 to 27,888 contracts (Direct)

Footnotes (2)

1. F1. Restricted share units ("RSUs") convert into common shares on a one-for-one basis.
2. F2. On May 26, 2026, the Reporting Person was granted 27,888 RSUs vesting on February 28, 2029.

Key Figures

RSUs granted: 27,888 units RSUs following transaction: 27,888 units Conversion ratio: 1 RSU = 1 common share +2 more

5 metrics

RSUs granted 27,888 units Grant on May 26, 2026

RSUs following transaction 27,888 units Total derivative holdings after grant

Conversion ratio 1 RSU = 1 common share RSUs convert into CNH Industrial common shares

Vesting date February 28, 2029 Scheduled RSU vesting

Transaction price per unit $0.00 Compensation grant, no purchase price

Key Terms

Restricted Share Units, RSUs, Form 4, common shares

4 terms

Restricted Share Units financial

"security_title: "Restricted Share Units""

Restricted share units (RSUs) are a promise from a company to give an employee or service provider actual shares or cash equal to the shares after certain conditions are met, typically staying with the company for a set time or hitting performance targets. Think of them like a time-locked gift card that becomes usable only after you’ve earned it. For investors, RSUs matter because they align employee incentives with company performance and can increase the number of shares outstanding over time, diluting existing ownership and affecting earnings per share.

RSUs financial

"the Reporting Person was granted 27,888 RSUs vesting on February 28, 2029"

RSUs, or restricted stock units, are a form of company shares given to employees as part of their compensation. They are typically awarded with certain restrictions, such as a waiting period before they can be fully owned or sold, similar to earning a gift that becomes fully yours over time. For investors, RSUs can impact a company's stock offerings and reflect how much the company relies on stock-based incentives to attract and retain talent.

Form 4 regulatory

"INSIDER FILING DATA (Form 4)"

Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

common shares financial

"RSUs convert into common shares on a one-for-one basis"

Common shares are the basic units of ownership in a company that give holders a claim on profits and a right to vote on key matters, like electing the board. Think of them as membership cards in a club: they let you share in successes and losses, but in a bankruptcy or liquidation they are paid after creditors and preferred shareholders, so their value can swing more and matters for assessing risk and potential return.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did CNH (CNH) report for Worthen Britton M.?

CNH Industrial reported that officer Worthen Britton M. received a grant of 27,888 restricted share units. The award is compensation-based, involves no cash price per unit, and represents new derivative holdings settled in common shares at future vesting.

How many restricted share units were granted in this CNH (CNH) Form 4?

The filing shows a single grant of 27,888 restricted share units. Each RSU represents the right to receive one CNH Industrial common share upon vesting, creating potential future equity ownership for the reporting officer when the vesting conditions are met.

When do the CNH (CNH) RSUs granted to Worthen Britton M. vest?

The 27,888 RSUs granted to Worthen Britton M. vest on February 28, 2029. Vesting means the officer will then be entitled to receive an equivalent number of CNH Industrial common shares, assuming any applicable service or other conditions are satisfied.

Do the CNH (CNH) RSUs convert into common shares on a one-for-one basis?

Yes. The footnotes state that the restricted share units convert into common shares on a one-for-one basis. This means each of the 27,888 RSUs corresponds to one CNH Industrial common share upon vesting, directly linking the award to potential future share ownership.

Did Worthen Britton M. buy or sell CNH (CNH) shares on the market?

No open-market buying or selling is reported. The Form 4 shows an “A” code transaction, described as a grant or award acquisition of RSUs, which is compensation-based rather than a purchase or sale of existing CNH Industrial common shares in the market.

What is Worthen Britton M.’s RSU position in CNH (CNH) after this grant?

After the grant, the total restricted share units reported as held directly are 27,888. These RSUs are derivative securities that, upon vesting on February 28, 2029, would deliver an equivalent number of CNH Industrial common shares, subject to applicable conditions.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Worthen Britton M.

(Last) (First) (Middle)

C/O CNH INDUSTRIAL N.V.

CRANES FARM ROAD, BASILDON

(Street)

ESSEX UNITED KINGDOM SS14 3AD

(City) (State) (Zip)

UNITED KINGDOM

(Country)

2. Issuer Name and Ticker or Trading Symbol
CNH Industrial N.V. [ CNH ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	See Remarks

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/26/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Share Units	(1)	05/26/2026		A		27,888		(2)	(2)	Common Shares	27,888	$0	27,888	D

Explanation of Responses:

1. Restricted share units ("RSUs") convert into common shares on a one-for-one basis.

2. On May 26, 2026, the Reporting Person was granted 27,888 RSUs vesting on February 28, 2029.

Remarks:

Chief Legal and Compliance Officer

	/s/ Eric Mathison, attorney-in-fact	05/27/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)