CNH Industrial director buys 10,100 shares at $9.6845–$10.2949

Accepted by SEC EDGAR 11/13/2025 - 11:59 AM EST Learn about SEC filing dates

Rhea-AI Filing Summary

CNH Industrial N.V. (CNH): A director reported open‑market purchases of 6,000 common shares on 11/11/2025 at $9.6845 and 4,100 shares on 11/12/2025 at $10.2949, per a Form 4 filing.

Following these transactions, 33,403 shares were beneficially owned on an indirect basis. The shares are held by a limited liability company owned by the director and spouse; the filer disclaims beneficial ownership except to the extent of pecuniary interest.

Insider Trade Summary

Net Buyer: 10,100 shares

Net Buy 2 txns

Insider Buffett Howard W.

Role Director

Bought 10,100 shs ($100K)

Increase in Position 43.3%

Type	Security	Shares	Price	Value
Purchase	Common Shares	4,100	$10.2949	$42K
Purchase	Common Shares	6,000	$9.6845	$58K

Holdings After Transaction: Common Shares — 33,403 shares (Indirect, See footnote)

Holdings Before and After: Common Shares, 23,303 to 33,403 shares (Indirect, See footnote)

Other Insiders: 1 other insider reported open-market purchases of this stock in the 30 days up to this filing.

Footnotes (1)

1. F1. Represents securities that were acquired by a limited liability company owned by the Reporting Person and the Reporting Person's spouse. The Reporting Person disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did CNH (CNH) report?

A director bought 6,000 shares at $9.6845 on 11/11/2025 and 4,100 shares at $10.2949 on 11/12/2025.

How many CNH shares are beneficially owned after the trades?

33,403 shares were beneficially owned following the reported transactions.

Were the CNH shares held directly or indirectly?

Indirectly, through a limited liability company owned by the director and spouse.

What is the relationship of the reporting person to CNH Industrial N.V.?

The reporting person is a Director.

Does the filer claim full ownership of the indirectly held shares?

No. The filer disclaims beneficial ownership except to the extent of pecuniary interest.

What was the earliest transaction date on the Form 4?

11/11/2025.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Buffett Howard W.

(Last) (First) (Middle)

C/O CNH INDUSTRIAL N.V.

CRANES FARM ROAD, BASILDON

(Street)

ESSEX X0 SS14 3AD

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
CNH Industrial N.V. [ CNH ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
11/11/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Shares	11/11/2025		P		6,000	A	$9.6845	29,303	I	See footnote(1)
Common Shares	11/12/2025		P		4,100	A	$10.2949	33,403	I	See footnote(1)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents securities that were acquired by a limited liability company owned by the Reporting Person and the Reporting Person's spouse. The Reporting Person disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein.

	/s/ Eric Mathison, attorney-in-fact	11/13/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.