CNO Financial (NYSE: CNO) executive surrenders shares to cover RSU tax withholding

Rhea-AI Filing Summary

CNO Financial Group, Inc. executive Scott L. Goldberg, President of the Consumer Division, reported a routine share disposition related to taxes. On the reported date, 8,036 shares of common stock were surrendered to the company to cover required tax withholding on vested restricted stock units. After this tax-withholding transaction, he directly held 206,488 shares of CNO common stock. This event reflects compensation-related tax settlement rather than an open-market sale.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Goldberg Scott L.

Role President, Consumer Division

Type	Security	Shares	Price	Value
Tax Withholding	Common Stock	8,036	$40.61	$326K

Holdings After Transaction: Common Stock — 206,488 shares (Direct)

Footnotes (1)

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Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Goldberg Scott L.

(Last) (First) (Middle)

C/O CNO FINANCIAL GROUP, INC.

11299 ILLINOIS STREET, SUITE 200

(Street)

CARMEL INDIANA 46032

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
CNO Financial Group, Inc. [ CNO ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	President, Consumer Division

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
03/25/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	03/25/2026		F		8,036(1)	D	$40.61	206,488	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Shares were surrendered to the issuer to cover the required tax withholding on vested restricted stock units.

Remarks:

	Heidi M. Krings, Attorney-in-Fact	03/27/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did CNO (CNO) executive Scott L. Goldberg report?

Scott L. Goldberg reported surrendering 8,036 shares of CNO common stock to the company. The shares were used to cover required tax withholding on vested restricted stock units, making this a routine, compensation-related tax-withholding disposition rather than an open-market trade.

Was the CNO (CNO) insider transaction an open-market sale of shares?

No, the CNO transaction was not an open-market sale. 8,036 shares were surrendered to the issuer to cover tax withholding on vested restricted stock units, a standard mechanism for paying taxes on equity compensation grants without selling shares in the market.

How many CNO (CNO) shares does Scott L. Goldberg hold after the transaction?

After the tax-withholding disposition, Scott L. Goldberg directly holds 206,488 shares of CNO common stock. This indicates that the 8,036 shares surrendered for tax withholding represented only a small portion of his overall reported share ownership position in the company.

What does transaction code F mean in the CNO (CNO) Form 4 filing?

Transaction code F indicates a payment of exercise price or tax liability by delivering securities. In this CNO filing, the F code shows 8,036 shares were surrendered to cover required tax withholding on vested restricted stock units, rather than shares being sold on the open market.

What role does Scott L. Goldberg hold at CNO (CNO)?

Scott L. Goldberg serves as President, Consumer Division at CNO Financial Group, Inc. His Form 4 filing reflects equity compensation activity for this executive role, specifically using 8,036 shares to satisfy tax withholding on vested restricted stock units granted by the company.