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ConnectOne Bancorp Senior EVP & CFO William S. Burns reported compensation-related stock transactions involving the company’s common stock. He acquired 5,157 shares pursuant to earned performance units granted on March 20, 2023, then had 2,578 of those shares withheld at a price of $26.27 per share to cover tax obligations.
Burns also received a separate grant of 11,162 deferred stock units at no cost. These units are subject to forfeiture and vest over three years, with one-third vesting on 3/25/27, one-third on 3/25/28, and the final third on 3/25/29. Following these transactions, he directly holds 137,182 shares of ConnectOne Bancorp common stock.
ConnectOne Bancorp Chairman & CEO Frank Sorrentino III reported compensation-related stock activity, not open-market trading. On March 25, 2026, he acquired 19,205 shares of common stock at $0.00 per share from earned performance units, with 11,523 shares withheld at $26.27 per share to cover tax obligations.
He also received a separate grant of 38,822 deferred stock units subject to forfeiture, vesting in three equal installments on 3/25/27, 3/25/28, and 3/25/29. Following these transactions, he directly owned 624,691 shares of common stock and held additional indirect interests, including 416 shares in an IRA for his spouse and 263,773 shares in a trust for the benefit of his spouse.
ConnectOne Bancorp EVP & Chief Credit Officer Joseph T. Javitz reported equity awards tied to performance and deferred stock units. He acquired 2,015 shares of common stock at no cost from earned performance units granted on March 20, 2023, with related footnote disclosure.
To cover tax obligations on these performance-based shares, 842 shares were withheld at $26.27 per share, rather than sold on the open market. He also received a separate grant of 3,687 deferred stock units that are subject to forfeiture and vest over three years in equal installments on March 25, 2027, March 25, 2028, and March 25, 2029.
Following these transactions, Javitz directly holds 25,277.435 shares of common stock, including 830.655 shares previously acquired through a dividend reinvestment plan.
ConnectOne Bancorp (CNOB): Schedule 13G/A amendment showing no beneficial ownership by The Vanguard Group following an internal realignment. The filing states that, after an internal realignment effective January 12, 2026, certain Vanguard subsidiaries will report separately under SEC Release No. 34-39538. The amendment reports Amount beneficially owned: 0 and Percent of class: 0%. The filing is signed by Ashley Grim on 03/26/2026.
ConnectOne Bancorp EVP & Chief Credit Officer Joseph T. Javitz reported routine tax-related share withholdings tied to equity compensation vesting. On March 20 and March 23, 2026, a total of 1,649 shares of common stock were withheld to cover taxes upon vesting of deferred stock units granted in 2023, 2024 and 2025. Following these non-market dispositions, he directly holds 19,496.78 shares of ConnectOne common stock.
ConnectOne Bancorp Senior EVP & CFO William S. Burns reported routine tax-withholding transactions involving company common stock. A total of 4,917 shares were withheld at prices around $25.95–$26.72 per share to cover taxes when deferred stock units vested on March 20 and March 23, 2026 under prior grants. After these non-market dispositions, he directly holds 123,441 common shares.
ConnectOne Bancorp’s EVP & General Counsel Robert Allan Schwartz had shares withheld to cover taxes on equity compensation. On March 20, 2026, 186 shares of common stock were disposed of as a tax-withholding transaction tied to the vesting of deferred stock units from a June 12, 2025 grant, not an open-market sale. After this event, he directly holds 41,703.83 common shares, which also include 109.55 shares acquired through a dividend reinvestment plan. The disclosure also corrects a prior clerical error by confirming the vesting occurred on March 20, 2026.
ConnectOne Bancorp EVP & Chief Risk Officer Mark J. Pappas reported routine tax-related share withholdings tied to deferred stock unit vesting. On March 20, 2026, 440 shares of Common Stock were withheld at $25.95 per share. On March 23, 2026, 514 shares were withheld at $26.72 per share. These Form 4 transactions are coded as tax-withholding dispositions (code F), not open-market purchases or sales. After the March 23 withholding, Pappas directly owned 4,256 shares of Common Stock.
ConnectOne Bancorp, Inc. executive Steven Primiano reported routine share withholdings to cover taxes on equity awards. On March 20 and March 23, 2026, a total of 1,512 shares of Common Stock were disposed of as tax-withholding transactions tied to vesting of deferred stock units granted in 2023, 2024, and 2025. These Form 4 entries are not open-market sales but payments of tax liability using shares. After these withholdings, Primiano directly holds 15,163 shares of ConnectOne Bancorp common stock.
ConnectOne Bancorp director Michael W. Kempner reported a charitable gift of 7,707 shares of Common Stock. The bona fide gift, recorded at no per-share price, reduces his position but does not involve an open-market sale or cash proceeds.
Following this transaction, he holds 216,466.525 shares directly, including 9,803.525 shares acquired through the company’s Dividend Reinvestment & Optional Cash Purchase Plan. The filing also reflects a prior open-market sale of 67,800 shares at $14.7549 per share on an earlier date.