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Compass Diversified (NYSE: CODI) files initial Form 3 for Glenn Richter

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Compass Diversified Holdings filed an initial insider ownership report on Form 3 for Glenn R. Richter. The filing does not list any transactions, share holdings, or derivative positions for this reporting person, serving mainly as a baseline regulatory disclosure of insider status.

Positive

  • None.

Negative

  • None.
SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
RICHTER GLENN R

(Last) (First) (Middle)
301 RIVERSIDE AVENUE
SECOND FLOOR

(Street)
WESTPORT CT 06880

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
03/01/2026
3. Issuer Name and Ticker or Trading Symbol
Compass Diversified Holdings [ CODI ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
Officer (give title below) X Other (specify below)
See Remarks (a)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Remarks:
(a) Mr. Richter is a Director of Compass Group Diversified Holdings LLC, the sponsor of Compass Diversified Holdings.
No securities are beneficially owned.
/s/ Glenn R. Richter, by Carrie W. Ryan and Stephen Keller as attorneys-in-fact 03/11/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does CODI’s Form 3 filing for Glenn R. Richter show?

The Form 3 for Compass Diversified Holdings (CODI) records Glenn R. Richter as a reporting person. It shows no reported transactions, share holdings, or derivative positions, serving as an initial baseline ownership filing.

Does CODI’s Glenn R. Richter Form 3 report any share purchases or sales?

No. The Form 3 for Glenn R. Richter reports zero buy, sell, gift, tax-withholding, or restructuring transactions. It is purely an initial ownership statement without any trading activity disclosed.

Are any derivative securities reported in CODI’s Form 3 for Glenn R. Richter?

No derivative securities are listed for Glenn R. Richter in this Form 3. The derivative summary is empty and the exercise-related counts are all zero in the transaction summary.

Does the CODI Form 3 indicate Glenn R. Richter as a director or officer?

The Form 3 marks Glenn R. Richter as neither a director nor an officer of Compass Diversified Holdings. It also indicates he is not a ten percent owner and references additional detail in the remarks section.

What is the overall transaction direction in CODI’s Form 3 for Glenn R. Richter?

The transaction summary for Glenn R. Richter shows zero shares bought or sold and a net buy-sell direction of neutral. This confirms there is no trading activity associated with this initial ownership filing.
Compass Diversified

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