Capital One (COF) Form 144: Fairbank plans to sell 103,487 shares

Capital One Financial (COF): Richard D. Fairbank filed a Form 144 giving notice of a proposed sale of 103,487 common shares, with an aggregate market value $22,838,052.79.

Rhea-AI Filing Summary

Capital One Financial (COF): Richard D. Fairbank filed a Form 144 giving notice of a proposed sale of 103,487 common shares, with an aggregate market value $22,838,052.79. The broker listed is Morgan Stanley Smith Barney LLC, and the approximate sale date is 11/04/2025 on the NYSE. Shares outstanding were 635,733,605.

The filing notes the shares relate to option exercises: 50,000 shares acquired on 07/27/2021 for cash and 53,487 via stock option exercise on 11/04/2025 for cash. In the past three months, a separate sale occurred: 103,486 shares on 10/27/2025 for $23,354,894.42.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did Capital One (COF) disclose in this Form 144?

A notice that Richard D. Fairbank may sell 103,487 common shares with an aggregate market value $22,838,052.79.

When is the proposed sale date for the COF shares?

The approximate sale date listed is 11/04/2025.

Which broker is handling the proposed COF share sale?

The broker named is Morgan Stanley Smith Barney LLC.

How many Capital One shares are outstanding per the notice?

Shares outstanding were 635,733,605.

Were the COF shares tied to option exercises?

Yes. 50,000 shares were acquired on 07/27/2021 for cash, and 53,487 on 11/04/2025 for cash.

Did Richard D. Fairbank sell COF shares recently?

Yes. A sale of 103,486 shares occurred on 10/27/2025, for $23,354,894.42 in gross proceeds.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 11/04/2025 - 04:10 PM EST Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001238032
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	CAPITAL ONE FINANCIAL CORPORATION
SEC File Number	001-13300
Address of Issuer	1680 Capital One Drive McLean VIRGINIA 22102
Phone	(703) 720-1000
Name of Person for Whose Account the Securities are To Be Sold	RICHARD D FAIRBANK
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer
Relationship to Issuer	Director

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	103487	22838052.79	635733605	11/04/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	07/27/2021	Exercised Shares	ISSUER			50000	07/27/2021	Cash
Common	11/04/2025	Stock Option Exercise	ISSUER			53487	11/04/2025	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
RICHARD D FAIRBANK 1680 Capital One Drive McLean VA 22102	Common	10/27/2025	103486	23354894.42

144: Remarks and Signature

Remarks
Date of Notice	11/04/2025
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	05/13/2025
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Richard D. Fairbank
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)