[144] CAPITAL ONE FINANCIAL CORP SEC Filing

Rhea-AI Filing Summary

Capital One Financial (COF) insider Matthew Cooper filed a Form 144 notice to sell 2,000 shares of common stock through Morgan Stanley Smith Barney, with an aggregate market value of $438,820.00, on or about 11/04/2025 on the NYSE. The filing lists 635,733,605 shares outstanding.

The shares derive from performance share awards acquired on 02/15/2022 (1,867 shares) and 03/11/2024 (133 shares). In the past three months, Cooper reported sales of 2,000 shares for $446,800.00 on 09/02/2025 and 2,000 shares for $423,980.00 on 10/02/2025.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	2000	438820.00	635733605	11/04/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	02/15/2022	Performance Shares	ISSUER			1867	02/15/2022	Not Applicable
Common	03/11/2024	Performance Shares	ISSUER			133	03/11/2024	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
MATTHEW COOPER 1680 Capital One Drive McLean VA 22102	Common	10/02/2025	2000	423980.00
MATTHEW COOPER 1680 Capital One Drive McLean VA 22102	Common	09/02/2025	2000	446800.00

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What did Capital One (COF) disclose in this Form 144?

A notice that Matthew Cooper plans to sell 2,000 COF common shares on or about 11/04/2025 via the NYSE.

What is the planned sale size and market value for COF?

The filing lists 2,000 shares with an aggregate market value of $438,820.00.

Which broker is handling the planned COF share sale?

The broker is Morgan Stanley Smith Barney LLC.

How many COF shares are outstanding according to the notice?

The document lists 635,733,605 shares outstanding.

What is the source of the shares being sold by the insider?

They stem from performance shares acquired on 02/15/2022 (1,867) and 03/11/2024 (133).

Were there recent COF sales by the same insider?

Yes. 2,000 shares for $446,800.00 on 09/02/2025 and 2,000 shares for $423,980.00 on 10/02/2025.

On which exchange will the COF shares be sold?

The filing names the NYSE as the exchange.