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[8-K] Capital One Financial Reports Material Event

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(Neutral)
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(Neutral)
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8-K
Rhea-AI Filing Summary

Codexis, Inc. (CDXS) Form 4: 10% owner Opaleye Management Inc. reported an open-market purchase of 100,000 common shares on 07/18/2025 at $2.82 per share (≈ $282k). After the transaction, Opaleye now indirectly controls 12,450,000 shares through Opaleye L.P. and 250,000 shares through a separately managed account, totaling ≈ 12.7 million shares. No derivative positions were disclosed. Opaleye disclaims beneficial ownership beyond its pecuniary interest. As a Schedule 13D filer and 10% holder, continued accumulation can signal confidence and tighten the public float, although the added position represents <1 % of its existing stake.

Codexis, Inc. (CDXS) Modulo 4: Il detentore del 10%, Opaleye Management Inc., ha segnalato un acquisto sul mercato aperto di 100.000 azioni ordinarie il 18/07/2025 al prezzo di 2,82 $ per azione (circa 282.000 $). Dopo la transazione, Opaleye controlla indirettamente 12.450.000 azioni tramite Opaleye L.P. e 250.000 azioni tramite un conto gestito separatamente, per un totale di circa 12,7 milioni di azioni. Non sono state dichiarate posizioni derivati. Opaleye nega la titolarità beneficiaria oltre al proprio interesse pecuniario. In qualità di presentatore del Schedule 13D e detentore del 10%, un accumulo continuo può indicare fiducia e ridurre il flottante pubblico, anche se la posizione aggiuntiva rappresenta meno del 1% della sua partecipazione esistente.

Codexis, Inc. (CDXS) Formulario 4: El propietario del 10%, Opaleye Management Inc., reportó una compra en mercado abierto de 100,000 acciones comunes el 18/07/2025 a $2.82 por acción (aproximadamente $282,000). Tras la transacción, Opaleye controla indirectamente 12,450,000 acciones a través de Opaleye L.P. y 250,000 acciones mediante una cuenta gestionada por separado, sumando un total de aproximadamente 12.7 millones de acciones. No se declararon posiciones derivadas. Opaleye renuncia a la propiedad beneficiaria más allá de su interés pecuniario. Como presentador del Schedule 13D y poseedor del 10%, una acumulación continua puede indicar confianza y reducir el flotante público, aunque la posición añadida representa menos del 1% de su participación actual.

Codexis, Inc. (CDXS) Form 4: 10% 소유주인 Opaleye Management Inc.가 2025년 7월 18일에 주당 $2.82에 100,000주 보통주를 시장 내 매수했다고 보고했습니다(약 282,000달러). 거래 후 Opaleye는 Opaleye L.P.를 통해 간접적으로 12,450,000주, 별도로 관리되는 계정을 통해 250,000주를 보유하여 총 약 1,270만주를 통제하게 되었습니다. 파생상품 포지션은 공개되지 않았습니다. Opaleye는 금전적 이익 이상의 실소유권을 부인합니다. Schedule 13D 제출자이자 10% 보유자로서 지속적인 매수는 신뢰를 나타내고 공개 유통 주식을 줄일 수 있으나, 이번 추가 매수는 기존 지분의 1% 미만에 해당합니다.

Codexis, Inc. (CDXS) Formulaire 4 : Le détenteur de 10 %, Opaleye Management Inc., a déclaré un achat sur le marché libre de 100 000 actions ordinaires le 18/07/2025 au prix de 2,82 $ par action (environ 282 000 $). Après la transaction, Opaleye contrôle indirectement 12 450 000 actions via Opaleye L.P. et 250 000 actions via un compte géré séparément, totalisant environ 12,7 millions d’actions. Aucune position dérivée n’a été divulguée. Opaleye décline toute propriété bénéficiaire au-delà de son intérêt pécuniaire. En tant que déposant du Schedule 13D et détenteur de 10 %, une accumulation continue peut indiquer une confiance et réduire le flottant public, bien que la position ajoutée représente moins de 1% de sa participation existante.

Codexis, Inc. (CDXS) Formular 4: Der 10%-Eigentümer Opaleye Management Inc. meldete am 18.07.2025 einen Offenmarkt-Kauf von 100.000 Stammaktien zum Preis von 2,82 $ pro Aktie (ca. 282.000 $). Nach der Transaktion kontrolliert Opaleye nun indirekt 12.450.000 Aktien über Opaleye L.P. und 250.000 Aktien über ein separat verwaltetes Konto, insgesamt etwa 12,7 Millionen Aktien. Es wurden keine Derivatpositionen offengelegt. Opaleye bestreitet jegliches wirtschaftliches Eigentum über sein finanzielles Interesse hinaus. Als Schedule 13D-Melder und 10%-Inhaber kann eine fortgesetzte Akkumulation Vertrauen signalisieren und den Streubesitz verringern, obwohl die hinzugefügte Position weniger als 1% seines bestehenden Anteils ausmacht.

Positive
  • None.
Negative
  • None.

Insights

TL;DR: 10% owner bought 100k CDXS shares at $2.82, nudging stake to 12.7 M; small addition but positive insider signal.

Opaleye’s purchase increases its indirect ownership by roughly 0.8 %, bringing its total to about 12.7 million shares. While the dollar value is modest relative to its holding, insider buying—especially by a large shareholder—tends to be interpreted favorably because the investor is committing fresh capital at prevailing market prices. No dispositions or derivative exercises were reported, indicating a straightforward cash purchase. The filing is impactful mainly as a sentiment indicator; it does not alter Codexis’s fundamentals or capital structure but may support near-term share demand and investor confidence.

Codexis, Inc. (CDXS) Modulo 4: Il detentore del 10%, Opaleye Management Inc., ha segnalato un acquisto sul mercato aperto di 100.000 azioni ordinarie il 18/07/2025 al prezzo di 2,82 $ per azione (circa 282.000 $). Dopo la transazione, Opaleye controlla indirettamente 12.450.000 azioni tramite Opaleye L.P. e 250.000 azioni tramite un conto gestito separatamente, per un totale di circa 12,7 milioni di azioni. Non sono state dichiarate posizioni derivati. Opaleye nega la titolarità beneficiaria oltre al proprio interesse pecuniario. In qualità di presentatore del Schedule 13D e detentore del 10%, un accumulo continuo può indicare fiducia e ridurre il flottante pubblico, anche se la posizione aggiuntiva rappresenta meno del 1% della sua partecipazione esistente.

Codexis, Inc. (CDXS) Formulario 4: El propietario del 10%, Opaleye Management Inc., reportó una compra en mercado abierto de 100,000 acciones comunes el 18/07/2025 a $2.82 por acción (aproximadamente $282,000). Tras la transacción, Opaleye controla indirectamente 12,450,000 acciones a través de Opaleye L.P. y 250,000 acciones mediante una cuenta gestionada por separado, sumando un total de aproximadamente 12.7 millones de acciones. No se declararon posiciones derivadas. Opaleye renuncia a la propiedad beneficiaria más allá de su interés pecuniario. Como presentador del Schedule 13D y poseedor del 10%, una acumulación continua puede indicar confianza y reducir el flotante público, aunque la posición añadida representa menos del 1% de su participación actual.

Codexis, Inc. (CDXS) Form 4: 10% 소유주인 Opaleye Management Inc.가 2025년 7월 18일에 주당 $2.82에 100,000주 보통주를 시장 내 매수했다고 보고했습니다(약 282,000달러). 거래 후 Opaleye는 Opaleye L.P.를 통해 간접적으로 12,450,000주, 별도로 관리되는 계정을 통해 250,000주를 보유하여 총 약 1,270만주를 통제하게 되었습니다. 파생상품 포지션은 공개되지 않았습니다. Opaleye는 금전적 이익 이상의 실소유권을 부인합니다. Schedule 13D 제출자이자 10% 보유자로서 지속적인 매수는 신뢰를 나타내고 공개 유통 주식을 줄일 수 있으나, 이번 추가 매수는 기존 지분의 1% 미만에 해당합니다.

Codexis, Inc. (CDXS) Formulaire 4 : Le détenteur de 10 %, Opaleye Management Inc., a déclaré un achat sur le marché libre de 100 000 actions ordinaires le 18/07/2025 au prix de 2,82 $ par action (environ 282 000 $). Après la transaction, Opaleye contrôle indirectement 12 450 000 actions via Opaleye L.P. et 250 000 actions via un compte géré séparément, totalisant environ 12,7 millions d’actions. Aucune position dérivée n’a été divulguée. Opaleye décline toute propriété bénéficiaire au-delà de son intérêt pécuniaire. En tant que déposant du Schedule 13D et détenteur de 10 %, une accumulation continue peut indiquer une confiance et réduire le flottant public, bien que la position ajoutée représente moins de 1% de sa participation existante.

Codexis, Inc. (CDXS) Formular 4: Der 10%-Eigentümer Opaleye Management Inc. meldete am 18.07.2025 einen Offenmarkt-Kauf von 100.000 Stammaktien zum Preis von 2,82 $ pro Aktie (ca. 282.000 $). Nach der Transaktion kontrolliert Opaleye nun indirekt 12.450.000 Aktien über Opaleye L.P. und 250.000 Aktien über ein separat verwaltetes Konto, insgesamt etwa 12,7 Millionen Aktien. Es wurden keine Derivatpositionen offengelegt. Opaleye bestreitet jegliches wirtschaftliches Eigentum über sein finanzielles Interesse hinaus. Als Schedule 13D-Melder und 10%-Inhaber kann eine fortgesetzte Akkumulation Vertrauen signalisieren und den Streubesitz verringern, obwohl die hinzugefügte Position weniger als 1% seines bestehenden Anteils ausmacht.

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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
____________________________________
FORM 8-K
____________________________________
CURRENT REPORT
Pursuant to Section 13 or 15(d) of
The Securities Exchange Act of 1934

July 22, 2025
Date of Report (Date of earliest event reported)
____________________________________
CAPITAL ONE FINANCIAL CORPORATION
(Exact name of registrant as specified in its charter)
____________________________________
Delaware001-1330054-1719854
(State or other jurisdiction of incorporation)(Commission File Number)(IRS Employer Identification No.)
1680 Capital One Drive,
McLean,Virginia 22102
(Address of principal executive offices) (Zip Code)
Registrant’s telephone number, including area code: (703720-1000
(Not applicable)
(Former name or former address, if changed since last report)
____________________________________
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
    Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
    Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
    Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
    Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:
Title of Each ClassTrading Symbol(s)Name of Each Exchange on Which Registered
Common Stock (par value $.01 per share)COF
New York Stock Exchange
Depositary Shares, Each Representing a 1/40th Interest in a Share of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series ICOF PRI
New York Stock Exchange
Depositary Shares, Each Representing a 1/40th Interest in a Share of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series JCOF PRJ
New York Stock Exchange
Depositary Shares, Each Representing a 1/40th Interest in a Share of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series KCOF PRK
New York Stock Exchange
Depositary Shares, Each Representing a 1/40th Interest in a Share of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series LCOF PRL
New York Stock Exchange
Depositary Shares, Each Representing a 1/40th Interest in a Share of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series NCOF PRN
New York Stock Exchange
1.650% Senior Notes Due 2029COF29
New York Stock Exchange
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company    
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.






Item 2.02 Results of Operations and Financial Condition.

On July 22, 2025, Capital One Financial Corporation (the “Company”) issued a press release announcing its financial results for the second quarter ended June 30, 2025. Copies of the Company’s press release and financial supplement are attached and furnished herewith as Exhibits 99.1 and 99.2 to this Form 8-K and are incorporated herein by reference.

Note: Information in this report (including Exhibits 99.1 and 99.2) furnished pursuant to Item 2.02 shall not be deemed to be “filed” for the purposes of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that Section. 
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Item 9.01 Financial Statements and Exhibits.

(d) Exhibits.
Exhibit No.Description
99.1
Press Release, dated July 22, 2025 - Second Quarter 2025
99.2
Financial Supplement - Second Quarter 2025
104The cover page from this Current Report on Form 8-K, formatted in Inline XBRL

Earnings Conference Call Webcast Information.

The Company will hold an earnings conference call on July 22, 2025 at 5:00 PM Eastern Time. The conference call will be accessible through live webcast. Interested investors and other individuals can access the webcast via the Company’s home page (www.capitalone.com). Under “About,” choose “Investors” to access the Investor Center and view and/or download the earnings press release, the financial supplement, including a reconciliation of non-GAAP financial measures, and the earnings release presentation. A replay of the webcast will be archived on the Company’s website through August 5, 2025 at 5:00 PM Eastern Time.
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SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the Company has duly caused this Current Report on Form 8-K to be signed on its behalf by the undersigned hereunto duly authorized.
CAPITAL ONE FINANCIAL CORPORATION
Date: July 22, 2025
By:/s/ TIMOTHY P. GOLDEN
Timothy P. Golden
SVP, Chief Accounting Officer

3
Capital One Financial

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