STOCK TITAN

Capital One (NYSE: COF) accounting chief sells 3,487 common shares

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Form Type
4

Rhea-AI Filing Summary

Capital One Financial Corporation officer Timothy P. Golden, SVP and Chief Accounting Officer, sold 3,487 shares of Common Stock on July 29, 2026 at $211.00 per share in an open-market or private transaction. Following this sale, he directly holds 7,429 shares, which include shares acquired through the company’s Associate Stock Purchase Plan since the last reported transaction.

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Insider Golden Timothy P
Role SVP, Chief Accounting Officer
Sold 3,487 shs ($736K)
Type Security Shares Price Value
Sale Common Stock F1 3,487 $211.00 $736K
Holdings After Transaction: Common Stock — 7,429 shares (Direct)
Footnotes (1)
  1. F1. Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.
Shares sold 3,487 shares Common Stock sale on July 29, 2026
Sale price per share $211.00 per share Price for the 3,487 Common Stock shares sold
Shares owned after sale 7,429 shares Directly held Common Stock following the transaction
Net shares sold 3,487 shares Net-sell direction from transaction summary
Number of sale transactions 1 Single non-derivative sale reported in this Form 4
Associate Stock Purchase Plan financial
"Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan"
A company program that lets employees buy the company’s shares at a discount, often through payroll deductions over a set offering period. Like a discount buying club for staff, it encourages workers to own a piece of the business, aligning their interests with shareholders and boosting retention. For investors, such plans can signal employee confidence and create steady demand for shares but may also slightly increase share count over time.
open market or private transaction financial
"transaction_code_description: Sale in open market or private transaction"
Common Stock financial
"security_title: Common Stock"
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What insider transaction did CAPITAL ONE FINANCIAL CORP (COF) report for Timothy P. Golden?

Timothy P. Golden, SVP and Chief Accounting Officer, reported a sale of 3,487 shares of Capital One Common Stock on July 29, 2026 at $211.00 per share in an open-market or private transaction.

How many Capital One (COF) shares did Timothy P. Golden sell and at what price?

He sold 3,487 shares of Capital One Common Stock at a price of $211.00 per share. The transaction was coded as a sale in an open-market or private transaction under SEC reporting rules.

How many Capital One (COF) shares does Timothy P. Golden own after this Form 4 transaction?

After the reported sale, Timothy P. Golden directly owns 7,429 shares of Capital One Common Stock. This figure includes shares acquired through the company’s Associate Stock Purchase Plan since his last reported transaction.

Was Timothy P. Golden’s Capital One (COF) stock sale under a Rule 10b5-1 trading plan?

The filing’s Rule 10b5-1 checkbox is not marked as an affirmative trading plan. The transaction is reported simply as a sale in an open-market or private transaction, without identification as a Rule 10b5-1 plan trade.

What type of security did Timothy P. Golden trade in this Capital One (COF) Form 4?

The transaction involved Common Stock of Capital One Financial Corporation. It is reported as a non-derivative transaction, meaning it relates to actual shares rather than options or other derivative securities.

How is Timothy P. Golden’s ownership in Capital One (COF) classified after the sale?

His post-transaction holdings of 7,429 shares are reported as direct ownership. A footnote explains this total includes shares he acquired through Capital One’s Associate Stock Purchase Plan since his last reported transaction.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Golden Timothy P

(Last)(First)(Middle)
1680 CAPITAL ONE DRIVE

(Street)
MCLEAN VIRGINIA 22102

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
CAPITAL ONE FINANCIAL CORP [ COF ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
SVP, Chief Accounting Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/29/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock07/29/2026S3,487D$2117,429(1)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.
Remarks:
/s/ Katherine DeLuca (POA on file)07/30/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)