STOCK TITAN

[Form 4] Capital One Financial Insider Trading Activity

Filing Impact
(Neutral)
Filing Sentiment
(Negative)
Form Type
4
Rhea-AI Filing Summary

Capital One Financial Corp. (COF) filed a Form 4 disclosing that President-Global Payment Network Jason P. Hanson had 590 common shares withheld on 01 Aug 2025 (Transaction code F) to satisfy tax obligations arising from the vesting of restricted stock units. The shares were valued at $207.47 each, indicating a transaction value of roughly $0.12 million. Because an F-code represents an automatic, non-discretionary withholding, the event does not reflect an active buy or sell decision by the insider. Following the withholding, Hanson directly owns 30,465 COF shares. No derivative securities were reported, and there were no open-market trades.

Capital One Financial Corp. (COF) ha presentato un Modulo 4 che comunica che il Presidente della Global Payment Network, Jason P. Hanson, ha trattenuto 590 azioni ordinarie il 1 agosto 2025 (codice transazione F) per adempiere agli obblighi fiscali derivanti dalla maturazione di unità azionarie vincolate. Le azioni erano valutate a 207,47 $ ciascuna, per un valore complessivo della transazione di circa 0,12 milioni di dollari. Poiché il codice F indica una ritenuta automatica e non discrezionale, l’evento non rappresenta una decisione attiva di acquisto o vendita da parte dell’insider. Dopo la ritenuta, Hanson possiede direttamente 30.465 azioni COF. Non sono stati riportati titoli derivati né operazioni sul mercato aperto.

Capital One Financial Corp. (COF) presentó un Formulario 4 revelando que el Presidente de la Global Payment Network, Jason P. Hanson, retuvo 590 acciones ordinarias el 1 de agosto de 2025 (código de transacción F) para cumplir con obligaciones fiscales derivadas de la consolidación de unidades restringidas de acciones. Las acciones fueron valoradas en $207.47 cada una, indicando un valor aproximado de la transacción de $0.12 millones. Dado que el código F representa una retención automática y no discrecional, el evento no refleja una decisión activa de compra o venta por parte del insider. Tras la retención, Hanson posee directamente 30,465 acciones COF. No se reportaron valores derivados ni operaciones en el mercado abierto.

Capital One Financial Corp. (COF)는 글로벌 결제 네트워크 사장 Jason P. Hanson2025년 8월 1일에 제한 주식 단위의 권리 행사로 인해 발생한 세금 의무를 충족하기 위해 590 보통주를 원천징수했다고 신고하는 Form 4를 제출했습니다(거래 코드 F). 주당 가치는 $207.47로, 거래 가치는 약 $0.12백만에 해당합니다. F 코드는 자동적이고 비재량적인 원천징수를 의미하므로, 이 사건은 내부자의 적극적인 매매 결정이 아님을 나타냅니다. 원천징수 후 Hanson은 직접 30,465 COF 주식을 보유하고 있습니다. 파생 증권은 보고되지 않았으며, 공개 시장 거래도 없었습니다.

Capital One Financial Corp. (COF) a déposé un formulaire 4 révélant que le Président du Global Payment Network, Jason P. Hanson, a retenu 590 actions ordinaires le 1er août 2025 (code transaction F) pour satisfaire aux obligations fiscales découlant de la levée d’unités d’actions restreintes. Les actions étaient évaluées à 207,47 $ chacune, ce qui correspond à une valeur de transaction d’environ 0,12 million de dollars. Le code F indique une retenue automatique et non discrétionnaire, ce qui signifie que cet événement ne reflète pas une décision active d’achat ou de vente de la part de l’initié. Après cette retenue, Hanson possède directement 30 465 actions COF. Aucun titre dérivé n’a été déclaré et aucune transaction sur le marché ouvert n’a eu lieu.

Capital One Financial Corp. (COF) reichte ein Formular 4 ein, in dem offengelegt wurde, dass der Präsident des Global Payment Network, Jason P. Hanson, am 01. August 2025 590 Stammaktien einbehalten hat (Transaktionscode F), um Steuerverpflichtungen aus der Freigabe von Restricted Stock Units zu erfüllen. Die Aktien wurden mit 207,47 $ pro Stück bewertet, was einen ungefähren Transaktionswert von 0,12 Millionen $ ergibt. Da der F-Code eine automatische, nicht diskretionäre Einbehaltung darstellt, spiegelt dieses Ereignis keine aktive Kauf- oder Verkaufsentscheidung des Insiders wider. Nach der Einbehaltung besitzt Hanson direkt 30.465 COF-Aktien. Es wurden keine derivativen Wertpapiere gemeldet und keine Transaktionen am offenen Markt durchgeführt.

Positive
  • None.
Negative
  • None.

Insights

TL;DR: Automatic tax withholding; minimal size; neutral for COF share outlook.

The filing shows an F-coded transaction—company-withheld shares to cover taxes on vested RSUs. Such actions are pre-arranged and do not express the insider’s view on Capital One’s valuation. The 590 shares involved equal <1% of the insider’s holdings and are immaterial to the company’s 382 million shares outstanding. Post-transaction ownership of 30,465 shares continues to align the executive’s incentives with shareholders. From a market perspective, the event is non-impactful and should not influence valuation models or trading decisions.

Capital One Financial Corp. (COF) ha presentato un Modulo 4 che comunica che il Presidente della Global Payment Network, Jason P. Hanson, ha trattenuto 590 azioni ordinarie il 1 agosto 2025 (codice transazione F) per adempiere agli obblighi fiscali derivanti dalla maturazione di unità azionarie vincolate. Le azioni erano valutate a 207,47 $ ciascuna, per un valore complessivo della transazione di circa 0,12 milioni di dollari. Poiché il codice F indica una ritenuta automatica e non discrezionale, l’evento non rappresenta una decisione attiva di acquisto o vendita da parte dell’insider. Dopo la ritenuta, Hanson possiede direttamente 30.465 azioni COF. Non sono stati riportati titoli derivati né operazioni sul mercato aperto.

Capital One Financial Corp. (COF) presentó un Formulario 4 revelando que el Presidente de la Global Payment Network, Jason P. Hanson, retuvo 590 acciones ordinarias el 1 de agosto de 2025 (código de transacción F) para cumplir con obligaciones fiscales derivadas de la consolidación de unidades restringidas de acciones. Las acciones fueron valoradas en $207.47 cada una, indicando un valor aproximado de la transacción de $0.12 millones. Dado que el código F representa una retención automática y no discrecional, el evento no refleja una decisión activa de compra o venta por parte del insider. Tras la retención, Hanson posee directamente 30,465 acciones COF. No se reportaron valores derivados ni operaciones en el mercado abierto.

Capital One Financial Corp. (COF)는 글로벌 결제 네트워크 사장 Jason P. Hanson2025년 8월 1일에 제한 주식 단위의 권리 행사로 인해 발생한 세금 의무를 충족하기 위해 590 보통주를 원천징수했다고 신고하는 Form 4를 제출했습니다(거래 코드 F). 주당 가치는 $207.47로, 거래 가치는 약 $0.12백만에 해당합니다. F 코드는 자동적이고 비재량적인 원천징수를 의미하므로, 이 사건은 내부자의 적극적인 매매 결정이 아님을 나타냅니다. 원천징수 후 Hanson은 직접 30,465 COF 주식을 보유하고 있습니다. 파생 증권은 보고되지 않았으며, 공개 시장 거래도 없었습니다.

Capital One Financial Corp. (COF) a déposé un formulaire 4 révélant que le Président du Global Payment Network, Jason P. Hanson, a retenu 590 actions ordinaires le 1er août 2025 (code transaction F) pour satisfaire aux obligations fiscales découlant de la levée d’unités d’actions restreintes. Les actions étaient évaluées à 207,47 $ chacune, ce qui correspond à une valeur de transaction d’environ 0,12 million de dollars. Le code F indique une retenue automatique et non discrétionnaire, ce qui signifie que cet événement ne reflète pas une décision active d’achat ou de vente de la part de l’initié. Après cette retenue, Hanson possède directement 30 465 actions COF. Aucun titre dérivé n’a été déclaré et aucune transaction sur le marché ouvert n’a eu lieu.

Capital One Financial Corp. (COF) reichte ein Formular 4 ein, in dem offengelegt wurde, dass der Präsident des Global Payment Network, Jason P. Hanson, am 01. August 2025 590 Stammaktien einbehalten hat (Transaktionscode F), um Steuerverpflichtungen aus der Freigabe von Restricted Stock Units zu erfüllen. Die Aktien wurden mit 207,47 $ pro Stück bewertet, was einen ungefähren Transaktionswert von 0,12 Millionen $ ergibt. Da der F-Code eine automatische, nicht diskretionäre Einbehaltung darstellt, spiegelt dieses Ereignis keine aktive Kauf- oder Verkaufsentscheidung des Insiders wider. Nach der Einbehaltung besitzt Hanson direkt 30.465 COF-Aktien. Es wurden keine derivativen Wertpapiere gemeldet und keine Transaktionen am offenen Markt durchgeführt.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Hanson Jason P.

(Last) (First) (Middle)
1680 CAPITAL ONE DRIVE

(Street)
MCLEAN VA 22102

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
CAPITAL ONE FINANCIAL CORP [ COF ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Pres.- Global Payment Network
3. Date of Earliest Transaction (Month/Day/Year)
08/01/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 08/01/2025 F(1) 590 D $207.47 30,465 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of previously granted restricted stock units. This transaction is authorized in the applicable restricted stock award agreement.
Remarks:
/s/ Blaise F. Brennan (POA on file) 08/05/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Capital One (COF) disclose in the latest Form 4?

The company reported that President Jason P. Hanson had 590 shares withheld for taxes on 01 Aug 2025.

How many COF shares were involved and at what price?

590 common shares valued at $207.47 each, totaling roughly $0.12 million.

What does Form 4 transaction code F mean?

Code F denotes shares withheld by the issuer to cover taxes due on the vesting of restricted stock or units.

How many Capital One shares does Jason P. Hanson own after the transaction?

He directly owns 30,465 COF shares after the withholding.

Was this an open-market sale or purchase of COF stock?

No. It was an automatic tax-withholding event, not a discretionary trade.
Capital One Financial

NYSE:COF

COF Rankings

COF Latest News

COF Latest SEC Filings

COF Stock Data

135.58B
627.25M
1.82%
59.13%
1.32%
Credit Services
National Commercial Banks
Link
United States
MCLEAN