Cohen & Company (COHN) director receives 2,300-share equity grant

Rhea-AI Filing Summary

Cohen & Company Inc. reported an insider equity award for director Mr. Dawson. On 12/19/2025, he was granted 2,300 shares of the Company’s common stock at a price of $0.00 per share under the Company’s 2020 Long-Term Incentive Plan, as amended.

Following this grant, Mr. Dawson directly owns 2,300 shares of common stock. He also indirectly owns 30,016 shares through Corriente Private Trust, where he is the primary trustee and sole beneficiary and has voting and investment control over the securities held there.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

DAWSON G STEVEN

(Last) (First) (Middle)

C/O COHEN & CO INC.,

2929 ARCH STREET, SUITE 1703

(Street)

PHILADELPHIA PA 19104-2870

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Cohen & Co Inc. [ COHN ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
12/19/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock, par value $0.01 per share	12/19/2025		A		2,300(1)	A	$0.00	2,300	D
Common Stock, par value $0.01 per share								30,016	I	By Corriente Private Trust(2)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Mr. Dawson (the "Reporting Person") was awarded 2,300 shares of common stock of Cohen & Company Inc. (the "Company") under the Company's 2020 Long-Term Incentive Plan, as amended.

2. The Reporting Person is the primary trustee and sole beneficiary of Corriente Private Trust and, through Corriente Private Trust, he has voting and investment control with respect to the securities held therein.

	/s/ Joseph W. Pooler, Jr., as attorney-in-fact	12/19/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Cohen & Company Inc. (COHN) disclose?

The company disclosed that director Mr. Dawson received an award of 2,300 shares of Cohen & Company Inc. common stock on 12/19/2025 as reported on a Form 4.

How many COHN shares were granted and at what price?

Mr. Dawson was granted 2,300 shares of Cohen & Company Inc. common stock at a reported price of $0.00 per share.

Under what plan was the Cohen & Company (COHN) stock award made?

The 2,300-share stock award to Mr. Dawson was made under Cohen & Company Inc.’s 2020 Long-Term Incentive Plan, as amended.

How many Cohen & Company (COHN) shares does Mr. Dawson now own directly?

After the reported transaction, Mr. Dawson directly owns 2,300 shares of Cohen & Company Inc. common stock.

What is Corriente Private Trust’s role in Mr. Dawson’s COHN holdings?

Mr. Dawson indirectly owns 30,016 shares of Cohen & Company Inc. common stock through Corriente Private Trust, where he is the primary trustee and sole beneficiary and has voting and investment control over the securities.

What is Mr. Dawson’s relationship to Cohen & Company Inc. (COHN)?

Mr. Dawson is a director of Cohen & Company Inc., as indicated in the Form 4 filing.